Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lips Labs Inc. See All Filings	D	2016-12-07 11:32:47 UTC
Amount To Be Raised $2,399,999 Associated Brokers / Dealers N/A CIK Number 0001691770 Filed Document 0001691770-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 11:32:47 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
RoosterBio, Inc. See All Filings	D	2016-12-07 11:26:26 UTC
Amount To Be Raised $4,972,559 Associated Brokers / Dealers N/A CIK Number 0001596044 Filed Document 0001596044-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-07 11:26:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Net Venture See All Filings	D	2016-12-07 11:20:35 UTC
Amount To Be Raised $659,974 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-16-000015 Exclusions or Exemptions 506b Accepted Date 2016-12-07 11:20:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
PXP Vietnam Smaller Companies Fund Ltd See All Filings	D	2016-12-07 11:16:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691615 Filed Document 0001691615-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 11:16:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIET NAM Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Capital Growth I, LLC See All Filings	D	2016-12-07 11:09:41 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001691750 Filed Document 0001691750-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 11:09:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Energy Hunter Resources, Inc. See All Filings	1-A/A	2016-12-07 10:55:12 UTC
Amount To Be Raised $43,250,000 Associated Brokers / Dealers N/A CIK Number 0001679073 Filed Document 0001567619-16-003328 Accepted Date 2016-12-07 10:55:12 UTC Type of Offering 1-A/A Industry CRUDE PETROLEUM & NATURAL GAS Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Elementum Directus Onshore Fund LP See All Filings	D/A	2016-12-07 10:50:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551983 Filed Document 0001315863-16-001961 Exclusions or Exemptions 506b Accepted Date 2016-12-07 10:50:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elementum NatCat Onshore Fund LP See All Filings	D/A	2016-12-07 10:49:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001364820 Filed Document 0001315863-16-001960 Exclusions or Exemptions 506b Accepted Date 2016-12-07 10:49:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Autonomy Global Macro Fund Ltd See All Filings	D/A	2016-12-07 10:48:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510262 Filed Document 0001510262-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-07 10:48:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Real Estate Trust See All Filings	D/A	2016-12-07 10:43:35 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001412502 Filed Document 0001412502-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-07 10:43:35 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Checkpoint Surgical, Inc. See All Filings	D	2016-12-07 10:39:16 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers Bruce Roberts CIK Number 0001657913 Filed Document 0001657913-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-07 10:39:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
EMK HydroGarden, LLC See All Filings	D	2016-12-07 10:37:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690840 Filed Document 0001690840-16-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-12-07 10:37:27 UTC Type of Offering D Industry Agriculture Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Autonomy Global Macro Fund L.P. See All Filings	D/A	2016-12-07 10:29:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510263 Filed Document 0001510263-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-07 10:29:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palm Beach Capital Fund IV, L.P. See All Filings	D/A	2016-12-07 10:27:43 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001660491 Filed Document 0001660491-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-07 10:27:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sonder Brewing Company, LLC See All Filings	D	2016-12-07 10:15:56 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001691347 Filed Document 0001691347-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 10:15:56 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SPINNAKER GLOBAL EMERGING MARKETS FUND LTD See All Filings	D	2016-12-07 09:58:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178561 Filed Document 0001178561-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-07 09:58:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
SPINNAKER GLOBAL OPPORTUNITY FUND LTD See All Filings	D	2016-12-07 09:42:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178560 Filed Document 0001178560-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-07 09:42:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Keystone Private Market Opportunities Fund VIII, L.P. See All Filings	D/A	2016-12-06 20:36:44 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001687017 Filed Document 0001687017-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-06 20:36:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eve Fund 1, LLC. See All Filings	C-W	2016-12-06 20:20:28 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001688437 Filed Document 0001688437-16-000007 Accepted Date 2016-12-06 20:20:28 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
Satori Alpha II, LP See All Filings	D/A	2016-12-06 20:08:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634574 Filed Document 0001634574-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-06 20:08:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClearVue Affiliated Partners II, L.P. See All Filings	D	2016-12-06 20:07:34 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001691703 Filed Document 0001691703-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 20:07:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TAGOVE Ltd See All Filings	D	2016-12-06 20:06:57 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001691562 Filed Document 0001691562-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 20:06:57 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Cooltech Holding Corp. See All Filings	D	2016-12-06 19:48:59 UTC
Amount To Be Raised $98 Associated Brokers / Dealers N/A CIK Number 0001691319 Filed Document 0001493152-16-015692 Exclusions or Exemptions 506b Accepted Date 2016-12-06 19:48:59 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Meson Capital, LP See All Filings	D/A	2016-12-06 19:35:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475486 Filed Document 0001475486-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-06 19:35:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broadband Discovery Systems, Inc. See All Filings	D	2016-12-06 19:33:41 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001514006 Filed Document 0001446933-16-000038 Exclusions or Exemptions 506b Accepted Date 2016-12-06 19:33:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TRAFFIC SAFETY SPECIALISTS INC See All Filings	D	2016-12-06 19:32:11 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers TRAFFIC SAFETY SPECIALISTS CIK Number 0001657918 Filed Document 0001657918-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-12-06 19:32:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AXIAL BIOTHERAPEUTICS, INC. See All Filings	D	2016-12-06 19:02:00 UTC
Amount To Be Raised $19,150,000 Associated Brokers / Dealers N/A CIK Number 0001691625 Filed Document 0001691625-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 19:02:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
C2 Therapeutics Inc See All Filings	D/A	2016-12-06 18:51:59 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers N/A CIK Number 0001399463 Filed Document 0001399463-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-06 18:51:59 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Kleo, Inc. See All Filings	D	2016-12-06 18:48:33 UTC
Amount To Be Raised $1,100,600 Associated Brokers / Dealers N/A CIK Number 0001669699 Filed Document 0001669699-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-06 18:48:33 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ROC Debt Strategies Fund II International LP See All Filings	D/A	2016-12-06 18:23:59 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001680650 Filed Document 0001477932-16-013951 Exclusions or Exemptions 506b Accepted Date 2016-12-06 18:23:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellison Eyewear, Inc See All Filings	C/A	2016-12-06 18:06:12 UTC
Financial Interest 2.0% of the securities being issued in this Offering Filing Platform OpenDeal Inc., dba Republic Offering Amount $750,000 CIK Number 0001690909 Filed Document 0001690909-16-000003 Accepted Date 2016-12-06 18:06:12 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State ILLINOIS
Riverfront Triangle Partners, LLC See All Filings	D	2016-12-06 18:04:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers James O'Day - as a Finder Only CIK Number 0001691714 Filed Document 0001691714-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 18:04:09 UTC Type of Offering D Industry Commercial Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Debt
Arlington Private Equity Fund IV, LLC See All Filings	D	2016-12-06 18:01:19 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001687645 Filed Document 0001687645-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 18:01:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Desert Holdings II, LP See All Filings	D	2016-12-06 17:59:45 UTC
Amount To Be Raised $25,252,525 Associated Brokers / Dealers N/A CIK Number 0001689596 Filed Document 0001689596-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:59:45 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gentry-Aquion Energy Investment I LLC, Series 2-A See All Filings	D	2016-12-06 17:58:54 UTC
Amount To Be Raised $15,900,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001691564 Filed Document 0001691564-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:58:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inbenta Holdings, Inc. See All Filings	D	2016-12-06 17:45:40 UTC
Amount To Be Raised $12,568,959 Associated Brokers / Dealers N/A CIK Number 0001691700 Filed Document 0001691700-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:45:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
E11 Holdings, LLC See All Filings	D	2016-12-06 17:38:05 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001691179 Filed Document 0001691179-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:38:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
HIG Holdings, LLC See All Filings	D	2016-12-06 17:37:42 UTC
Amount To Be Raised $3,364,875 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:37:42 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ENDURANCE PARTNERS QP LP See All Filings	D/A	2016-12-06 17:35:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161269 Filed Document 0001315863-16-001959 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:35:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ENDURANCE PARTNERS LP See All Filings	D/A	2016-12-06 17:34:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161270 Filed Document 0001315863-16-001958 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:34:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ellison Eyewear, Inc. See All Filings	C	2016-12-06 17:30:46 UTC
Financial Interest 2.0% of the securities being issued in this Offering Filing Platform OpenDeal Inc., dba Republic Offering Amount $750,000 CIK Number 0001690909 Filed Document 0001690909-16-000001 Accepted Date 2016-12-06 17:30:46 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State ILLINOIS
Duck River Investments, LLC See All Filings	D	2016-12-06 17:15:27 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001691560 Filed Document 0001691488-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:15:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Elira, Inc. See All Filings	D	2016-12-06 17:11:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001652804 Filed Document 0000950138-16-001495 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:11:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
POST.BID.SHIP., INC. See All Filings	D	2016-12-06 17:08:16 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001501655 Filed Document 0001501655-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:08:16 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Propel (Immusoft), LLC See All Filings	D	2016-12-06 17:06:49 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001691488 Filed Document 0001691488-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:06:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub HK3 LLC See All Filings	D	2016-12-06 17:05:53 UTC
Amount To Be Raised $100,531 Associated Brokers / Dealers N/A CIK Number 0001690854 Filed Document 0001690854-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:05:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swaggle Inc. See All Filings	C/A	2016-12-06 17:03:44 UTC
Financial Interest Filing Platform FLASHFUNDERS SECURITIES, LLC Offering Amount $100,000 CIK Number 0001680454 Filed Document 0001680454-16-000006 Accepted Date 2016-12-06 17:03:44 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State DISTRICT OF COLUMBIA
PIMCO RAE Fundamental Emerging Markets Fund LLC See All Filings	D/A	2016-12-06 17:02:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001644758 Filed Document 0001644758-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:02:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TakeOff Technologies, Inc. See All Filings	D	2016-12-06 17:00:52 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001691309 Filed Document 0001691309-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:00:52 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO RAE Fundamental International Fund LLC See All Filings	D/A	2016-12-06 16:59:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001644757 Filed Document 0001644757-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:59:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund