Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Education Investment Holding Co LLC See All Filings	D	2016-10-27 16:50:49 UTC
Amount To Be Raised $4,262,922 Associated Brokers / Dealers N/A CIK Number 0001688543 Filed Document 0001688541-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-27 16:50:49 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Guayacan Private Equity Fund Limited Partnership III See All Filings	D	2016-10-27 16:50:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688682 Filed Document 0001688682-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-27 16:50:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub HTG LLC See All Filings	D	2016-10-27 16:48:04 UTC
Amount To Be Raised $306,850 Associated Brokers / Dealers N/A CIK Number 0001687834 Filed Document 0001687834-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-27 16:48:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Liquidity Fund XXXVII LLC See All Filings	D/A	2016-10-27 16:47:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace CIK Number 0001674129 Filed Document 0001684388-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-27 16:47:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SCR Ultra Fund LP See All Filings	D	2016-10-27 16:41:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489632 Filed Document 0001489632-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-27 16:41:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ArciTerra Strategic Retail REIT, Inc. See All Filings	D	2016-10-27 16:41:17 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001688645 Filed Document 0001688645-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-27 16:41:17 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Verist Quorum Fund, L.P. See All Filings	D/A	2016-10-27 16:39:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656292 Filed Document 0001656292-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-27 16:39:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JMM Software Labs, Inc. See All Filings	D	2016-10-27 16:38:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001626433 Filed Document 0001680056-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-27 16:38:55 UTC Type of Offering D Industry Computers Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Educational Products Holdings LLC See All Filings	D	2016-10-27 16:38:36 UTC
Amount To Be Raised $6,096,300 Associated Brokers / Dealers N/A CIK Number 0001688541 Filed Document 0001688541-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-27 16:38:36 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
National Multifamily Portfolio I DST See All Filings	D/A	2016-10-27 16:37:19 UTC
Amount To Be Raised $120,096,882 Associated Brokers / Dealers Christina S. Nielson, Matthew T. Adams, James T. Walesa, Mark G. Kosanke, Lois A. Leynse, Robert S. Smith, Robert R. Tweed, Inland Securites Corporation, John V. Petraglia, Michael P. Black, David B. Levinson, Jeffrey A. Kiesnoski, Eric S. Scaff, Bradford J. Pinter, and James M. Gambaccini CIK Number 0001685331 Filed Document 0001685331-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-27 16:37:19 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Kallyope, Inc. See All Filings	D/A	2016-10-27 16:35:59 UTC
Amount To Be Raised $44,050,000 Associated Brokers / Dealers N/A CIK Number 0001655846 Filed Document 0001655846-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-27 16:35:59 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MV EI Fund IV LLC See All Filings	D/A	2016-10-27 16:32:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventures Marketplace, Inc. CIK Number 0001687579 Filed Document 0001684388-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-27 16:32:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Prism Jade Fund, L.P. See All Filings	D	2016-10-27 16:32:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486371 Filed Document 0001486371-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-27 16:32:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
MVP LS Fund II LLC See All Filings	D/A	2016-10-27 16:21:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc CIK Number 0001676428 Filed Document 0001684388-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-27 16:21:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
METROPOLITAN LIFE INSURANCE CO See All Filings	D	2016-10-27 16:18:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000937834 Filed Document 0000937834-16-000137 Exclusions or Exemptions 506b Accepted Date 2016-10-27 16:18:59 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
METROPOLITAN LIFE INSURANCE CO See All Filings	D	2016-10-27 16:15:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, and Various Agents CIK Number 0000937834 Filed Document 0000937834-16-000136 Exclusions or Exemptions 506b Accepted Date 2016-10-27 16:15:17 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Orla Mining Ltd. See All Filings	D	2016-10-27 16:14:01 UTC
Amount To Be Raised $434,099 Associated Brokers / Dealers N/A CIK Number 0001680056 Filed Document 0001680056-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-27 16:14:01 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Prism Amber Fund, LP See All Filings	D	2016-10-27 16:13:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486375 Filed Document 0001486375-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-27 16:13:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
MVP LS Fund VIII LLC See All Filings	D	2016-10-27 16:10:42 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc CIK Number 0001684388 Filed Document 0001684388-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-27 16:10:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
EOR Partners Limited Partnership See All Filings	D	2016-10-27 16:09:57 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001688678 Filed Document 0001144204-16-129899 Exclusions or Exemptions 506b Accepted Date 2016-10-27 16:09:57 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Railroad Valley Mining Company, LLC See All Filings	D	2016-10-27 15:55:24 UTC
Amount To Be Raised $18,500,000 Associated Brokers / Dealers Ron Reeser CIK Number 0001688675 Filed Document 0001688675-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-27 15:55:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Geo Semiconductor Inc. See All Filings	D	2016-10-27 15:55:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605436 Filed Document 0001605436-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-27 15:55:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SunOpta Inc. See All Filings	D/A	2016-10-27 15:50:05 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers Rothschild Inc. CIK Number 0000351834 Filed Document 0001062993-16-011897 Exclusions or Exemptions 506b Accepted Date 2016-10-27 15:50:05 UTC Type of Offering D/A Industry Agriculture Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
111 West Marshall Street LLC See All Filings	D	2016-10-27 15:37:06 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001686975 Filed Document 0001662846-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-27 15:37:06 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Autumn Smile Broadway Ltd Liability Co See All Filings	D/A	2016-10-27 15:37:04 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001654637 Filed Document 0001654637-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-27 15:37:04 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HEALTHCARE VALUE PARTNERS, L.P. See All Filings	D/A	2016-10-27 15:34:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001358300 Filed Document 0000919574-16-015983 Exclusions or Exemptions 506b Accepted Date 2016-10-27 15:34:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MedMar Lakeview, LLC See All Filings	D	2016-10-27 15:28:54 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001686180 Filed Document 0001686180-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-27 15:28:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Indianapolis Medical Office DST See All Filings	D/A	2016-10-27 15:26:24 UTC
Amount To Be Raised $13,897,674 Associated Brokers / Dealers Robert S. Smith, Lois A. Leynse, Joseph G. Michaletz, Roger T. Tadsen, John E. Bishop, Eric S. Scaff, and Chay Lapin CIK Number 0001686014 Filed Document 0001686014-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-27 15:26:24 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Stonehill Strategic Hotel Credit Opportunity Fund II, L.P. See All Filings	D	2016-10-27 15:24:54 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001686971 Filed Document 0001686971-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-27 15:24:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ATLAS ENHANCED FUND, LTD See All Filings	D/A	2016-10-27 15:16:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc and Morgan Stanley Smith Barney LLC CIK Number 0001509211 Filed Document 0001509211-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-27 15:16:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All Party System Co. See All Filings	D/A	2016-10-27 15:14:11 UTC
Amount To Be Raised $18,750,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-16-000015 Exclusions or Exemptions 506c Accepted Date 2016-10-27 15:14:11 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Serrano Gardens IPIRG, LLC See All Filings	D/A	2016-10-27 15:11:32 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers None CIK Number 0001688022 Filed Document 0001688022-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-27 15:11:32 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Crawford Lake Offshore Partners, Ltd. See All Filings	D/A	2016-10-27 15:10:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Family Wealth Advisors Ltd., Loretan Consulting AG, and Synaptic Partners SA CIK Number 0001656407 Filed Document 0001013594-16-001289 Exclusions or Exemptions 506b Accepted Date 2016-10-27 15:10:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CRAWFORD LAKE ONSHORE PARTNERS, LP See All Filings	D/A	2016-10-27 15:07:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167074 Filed Document 0001013594-16-001288 Exclusions or Exemptions 506b Accepted Date 2016-10-27 15:07:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CRAWFORD LAKE ENHANCED ONSHORE FUND, LP See All Filings	D/A	2016-10-27 15:05:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640932 Filed Document 0001013594-16-001287 Exclusions or Exemptions 506b Accepted Date 2016-10-27 15:05:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ATLAS ENHANCED FUND LP See All Filings	D/A	2016-10-27 15:04:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc and Morgan Stanley Smith Barney LLC CIK Number 0001426894 Filed Document 0001426894-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-27 15:04:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CROSSOVER CAPITAL FUND II, LLC See All Filings	D	2016-10-27 15:03:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001688564 Filed Document 0001688564-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-27 15:03:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
DCP FUND LLC See All Filings	D	2016-10-27 15:01:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001674658 Filed Document 0001674658-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-27 15:01:58 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Carolina Trust BancShares, Inc. See All Filings	D	2016-10-27 14:55:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. CIK Number 0001676667 Filed Document 0001676667-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-27 14:55:51 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Abita Springs Joint Venture See All Filings	D/A	2016-10-27 14:54:29 UTC
Amount To Be Raised $1,321,033 Associated Brokers / Dealers N/A CIK Number 0001671053 Filed Document 0001671053-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-27 14:54:29 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
6219 62nd Street, LLC See All Filings	D/A	2016-10-27 14:53:21 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001688440 Filed Document 0001688440-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-27 14:53:21 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CLE Group, Inc. See All Filings	D	2016-10-27 14:53:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001677164 Filed Document 0001677164-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-27 14:53:05 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Medical Value Opportunity Fund, LP See All Filings	D/A	2016-10-27 14:51:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655838 Filed Document 0001655838-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-27 14:51:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENGAGEMENT LABS INC. See All Filings	D	2016-10-27 14:49:45 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001600139 Filed Document 0001382963-16-000252 Exclusions or Exemptions 506b Accepted Date 2016-10-27 14:49:45 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
LENDIO, INC. See All Filings	D	2016-10-27 14:44:36 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001584830 Filed Document 0001584830-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-27 14:44:36 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
HypGames, Inc. See All Filings	D	2016-10-27 14:42:03 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001688181 Filed Document 0001144204-16-129844 Exclusions or Exemptions 506b Accepted Date 2016-10-27 14:42:03 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Optio3, Inc. See All Filings	D	2016-10-27 14:32:44 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001688642 Filed Document 0001688642-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-27 14:32:44 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
EMG Ascent 2016 Offshore Equity, LP See All Filings	D	2016-10-27 14:28:42 UTC
Amount To Be Raised $6,891,725 Associated Brokers / Dealers N/A CIK Number 0001662178 Filed Document 0001662178-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-27 14:28:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fjordland Exploration Inc See All Filings	D	2016-10-27 14:28:07 UTC
Amount To Be Raised $76,336 Associated Brokers / Dealers N/A CIK Number 0001388100 Filed Document 0001388100-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-27 14:28:07 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Other
SMC Reserve Fund II LP See All Filings	D/A	2016-10-27 14:25:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001408571 Filed Document 0001408571-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-27 14:25:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund