Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Marshall Wace Funds PLC - MW Liquid Alpha Plus Fund See All Filings	D	2016-12-07 16:23:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691613 Filed Document 0000902664-16-009008 Exclusions or Exemptions 506b Accepted Date 2016-12-07 16:23:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barings North American Private Loan Fund (Cayman), L.P. See All Filings	D	2016-12-07 16:18:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687483 Filed Document 0001687483-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 16:18:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Total Return Fund (Quarterly) Ltd. See All Filings	D/A	2016-12-07 16:17:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536210 Filed Document 0000943663-16-000513 Exclusions or Exemptions 506b Accepted Date 2016-12-07 16:17:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impact Genomics, Inc. See All Filings	D/A	2016-12-07 16:16:49 UTC
Amount To Be Raised $10,224,996 Associated Brokers / Dealers N/A CIK Number 0001690870 Filed Document 0001690870-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-07 16:16:49 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Premier Pharma E LP See All Filings	D	2016-12-07 16:12:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691695 Filed Document 0000950103-16-018564 Exclusions or Exemptions 506b Accepted Date 2016-12-07 16:12:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Constellation Fund,SPC - Equities Segregated Portfolio See All Filings	D/A	2016-12-07 16:10:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001490086 Filed Document 0001490086-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-07 16:10:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MobileCause, Inc. See All Filings	D	2016-12-07 16:09:46 UTC
Amount To Be Raised $10,750,441 Associated Brokers / Dealers N/A CIK Number 0001588443 Filed Document 0001588443-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-07 16:09:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Premier Pharma 1 LP See All Filings	D	2016-12-07 16:09:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001691681 Filed Document 0000950103-16-018563 Exclusions or Exemptions 506b Accepted Date 2016-12-07 16:09:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impact Genomics, Inc. See All Filings	D	2016-12-07 16:06:30 UTC
Amount To Be Raised $10,224,996 Associated Brokers / Dealers N/A CIK Number 0001690870 Filed Document 0001690870-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 16:06:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Concentric Analgesics, Inc. See All Filings	D/A	2016-12-07 16:05:48 UTC
Amount To Be Raised $9,618,394 Associated Brokers / Dealers N/A CIK Number 0001682398 Filed Document 0001682398-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-07 16:05:48 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Preserver, L.P. See All Filings	D	2016-12-07 15:58:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gregory Garland and Robert Callaghan CIK Number 0001480112 Filed Document 0001480112-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-07 15:58:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flipps Media, Inc. See All Filings	D	2016-12-07 15:56:22 UTC
Amount To Be Raised $3,036,230 Associated Brokers / Dealers N/A CIK Number 0001592253 Filed Document 0001592253-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-07 15:56:22 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GCM Tribe, LLC See All Filings	D	2016-12-07 15:49:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689884 Filed Document 0001566114-16-000155 Exclusions or Exemptions 506b Accepted Date 2016-12-07 15:49:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM Patriot, LLC See All Filings	D	2016-12-07 15:47:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689875 Filed Document 0001566114-16-000154 Exclusions or Exemptions 506b Accepted Date 2016-12-07 15:47:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHC Elements Fund, L.P. See All Filings	D/A	2016-12-07 15:47:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626687 Filed Document 0001626687-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-07 15:47:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Investments LLC, Series I See All Filings	D/A	2016-12-07 15:39:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622382 Filed Document 0001622382-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-07 15:39:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeWAY Partners VIII, LLC See All Filings	D	2016-12-07 15:32:57 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001691662 Filed Document 0001691662-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 15:32:57 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Imperial Capital Acquisition Fund VI (International), LP See All Filings	D/A	2016-12-07 15:32:36 UTC
Amount To Be Raised $2,915,100 Associated Brokers / Dealers N/A CIK Number 0001680009 Filed Document 0001680009-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-07 15:32:36 UTC Type of Offering D/A Industry Investing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Berkeley Research Group LLC See All Filings	D	2016-12-07 15:24:40 UTC
Amount To Be Raised $21,667,200 Associated Brokers / Dealers N/A CIK Number 0001494926 Filed Document 0001494926-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-07 15:24:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Expert Burger Two Vail, LLC See All Filings	D	2016-12-07 15:22:20 UTC
Amount To Be Raised $206,971 Associated Brokers / Dealers N/A CIK Number 0001688626 Filed Document 0001688626-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 15:22:20 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Fairfield U.S. Multifamily Value Add Fund III L.P. See All Filings	D	2016-12-07 15:17:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC CIK Number 0001686469 Filed Document 0001686469-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-07 15:17:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WYSJ Film Fund II, L.P. See All Filings	D	2016-12-07 15:15:03 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001691683 Filed Document 0001691683-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 15:15:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Fleetsmith, Inc. See All Filings	D	2016-12-07 15:13:42 UTC
Amount To Be Raised $3,099,997 Associated Brokers / Dealers N/A CIK Number 0001669507 Filed Document 0001669507-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-07 15:13:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HOSSO Inc. See All Filings	D	2016-12-07 15:07:04 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001583963 Filed Document 0001583963-16-000004 Exclusions or Exemptions 505 and 506b Accepted Date 2016-12-07 15:07:04 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Michael K Clifton See All Filings	D	2016-12-07 15:06:46 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001688920 Filed Document 0001688920-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 15:06:46 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Wing Two, L.P. See All Filings	D	2016-12-07 15:00:44 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001690668 Filed Document 0001690668-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 15:00:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Biomimetic Laboratories, Inc. See All Filings	D	2016-12-07 14:57:34 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001645116 Filed Document 0001645116-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-07 14:57:34 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CMP Scientific Corp See All Filings	D	2016-12-07 14:50:18 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001686790 Filed Document 0001686790-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 14:50:18 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Organica Water, Inc. See All Filings	D	2016-12-07 14:46:36 UTC
Amount To Be Raised $5,184,657 Associated Brokers / Dealers N/A CIK Number 0001565009 Filed Document 0001140361-16-088991 Exclusions or Exemptions 506b Accepted Date 2016-12-07 14:46:36 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
DEME Offshore Fund, Ltd. See All Filings	D/A	2016-12-07 14:45:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437888 Filed Document 0000919574-16-017061 Exclusions or Exemptions 506b Accepted Date 2016-12-07 14:45:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deltec Special Situations Partners, L.P. See All Filings	D/A	2016-12-07 14:42:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001225064 Filed Document 0000919574-16-017059 Exclusions or Exemptions 506b Accepted Date 2016-12-07 14:42:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deltec Emerging Market Equities, L.P. See All Filings	D/A	2016-12-07 14:37:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000944100 Filed Document 0000919574-16-017057 Exclusions or Exemptions 506b Accepted Date 2016-12-07 14:37:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DELTEC EMERGING MARKET INCOME FUND, L.P. See All Filings	D/A	2016-12-07 14:29:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000871095 Filed Document 0000919574-16-017055 Exclusions or Exemptions 506b Accepted Date 2016-12-07 14:29:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deltec Forum Fund, L.P. See All Filings	D/A	2016-12-07 14:24:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001043587 Filed Document 0000919574-16-017053 Exclusions or Exemptions 506b Accepted Date 2016-12-07 14:24:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Haint Blue Brewing Company LLC See All Filings	C/A	2016-12-07 14:20:11 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001685129 Filed Document 0001670254-16-000218 Accepted Date 2016-12-07 14:20:11 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State ALABAMA
SonicSensory, Inc. See All Filings	D	2016-12-07 14:19:12 UTC
Amount To Be Raised $12,000,003 Associated Brokers / Dealers N/A CIK Number 0001622573 Filed Document 0001622573-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-07 14:19:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 54, LP See All Filings	D/A	2016-12-07 14:15:30 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001661323 Filed Document 0001661325-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-07 14:15:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeuroRecovery Technologies, Inc. See All Filings	D	2016-12-07 14:13:48 UTC
Amount To Be Raised $6,247,526 Associated Brokers / Dealers N/A CIK Number 0001691713 Filed Document 0001691713-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-07 14:13:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Liquid X Printed Metals, Inc. See All Filings	D	2016-12-07 14:05:54 UTC
Amount To Be Raised $2,015,000 Associated Brokers / Dealers N/A CIK Number 0001577385 Filed Document 0001209191-16-153827 Exclusions or Exemptions 506b Accepted Date 2016-12-07 14:05:54 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
6807 N SHERIDAN INVESTOR, LLC See All Filings	D	2016-12-07 14:00:51 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001691788 Filed Document 0001691788-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-07 14:00:51 UTC Type of Offering D Industry Residential Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-07 14:00:42 UTC
Amount To Be Raised $13,221,265 Associated Brokers / Dealers Michael Shannon, Sam Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-16-000746 Exclusions or Exemptions 506b Accepted Date 2016-12-07 14:00:42 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-07 13:56:09 UTC
Amount To Be Raised $10,118,614 Associated Brokers / Dealers Michael Shannon, Sam Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-16-000745 Exclusions or Exemptions 506b Accepted Date 2016-12-07 13:56:09 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-07 13:52:20 UTC
Amount To Be Raised $80,268 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-16-000744 Exclusions or Exemptions 506b Accepted Date 2016-12-07 13:52:20 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Vida Diagnostics Inc See All Filings	D	2016-12-07 13:48:48 UTC
Amount To Be Raised $6,138,877 Associated Brokers / Dealers N/A CIK Number 0001412108 Filed Document 0001209191-16-153812 Exclusions or Exemptions 506b Accepted Date 2016-12-07 13:48:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-07 13:47:51 UTC
Amount To Be Raised $20,474,858 Associated Brokers / Dealers Michael Moorhead and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-16-000743 Exclusions or Exemptions 506b Accepted Date 2016-12-07 13:47:51 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Jet Rock Partners LLC See All Filings	D	2016-12-07 13:45:33 UTC
Amount To Be Raised $4,084,450 Associated Brokers / Dealers N/A CIK Number 0001689895 Filed Document 0001689895-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 13:45:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-07 13:41:35 UTC
Amount To Be Raised $1,843,261 Associated Brokers / Dealers Christopher Nyland, Andrew Hart, Roy Imai, Kevin Ballou, and Rhonda Miller CIK Number 0001135856 Filed Document 0001135856-16-000742 Exclusions or Exemptions 506b Accepted Date 2016-12-07 13:41:35 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SNAPLOGIC, INC. See All Filings	D	2016-12-07 13:41:12 UTC
Amount To Be Raised $45,000,086 Associated Brokers / Dealers N/A CIK Number 0001475970 Filed Document 0001475970-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-07 13:41:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COMPAGNIE DE SAINT GOBAIN See All Filings	D	2016-12-07 13:33:42 UTC
Amount To Be Raised $99,963 Associated Brokers / Dealers N/A CIK Number 0001012037 Filed Document 0001012037-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-07 13:33:42 UTC Type of Offering D Industry Manufacturing Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-07 13:32:11 UTC
Amount To Be Raised $5,926,320 Associated Brokers / Dealers Joseph Brady, Steven Russell, Bryant Kirk, Donald Harrington, and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-16-000741 Exclusions or Exemptions 506b Accepted Date 2016-12-07 13:32:11 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund