Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Gymlink, Inc. See All Filings	D/A	2016-10-31 13:01:12 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001667231 Filed Document 0001667231-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-10-31 13:01:12 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
CHC Encore Fund, L.P. See All Filings	D	2016-10-31 12:48:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688858 Filed Document 0001688858-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 12:48:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pearl Biotech & Life Sciences Fund, L.P. See All Filings	D/A	2016-10-31 12:41:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635568 Filed Document 0001635568-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 12:41:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soundlink Investment Partners, LP See All Filings	D/A	2016-10-31 12:33:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644931 Filed Document 0001013594-16-001294 Exclusions or Exemptions 506b Accepted Date 2016-10-31 12:33:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Volta Industries, Inc. See All Filings	D	2016-10-31 12:29:14 UTC
Amount To Be Raised $15,602,790 Associated Brokers / Dealers N/A CIK Number 0001554899 Filed Document 0001554899-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-31 12:29:14 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Markit Medical, Inc. See All Filings	D	2016-10-31 12:27:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688606 Filed Document 0001688606-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 12:27:40 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Trans Atlantics Hospitality, LLC See All Filings	D	2016-10-31 12:24:38 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001688513 Filed Document 0001688513-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-31 12:24:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH DAKOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Gridiron Capital Fund III, L.P. See All Filings	D/A	2016-10-31 12:24:06 UTC
Amount To Be Raised $850,000,000 Associated Brokers / Dealers EQUUS FINANCIAL CONSULTING LLC and COLUMBUS ADVISORY GROUP, LTD. CIK Number 0001639393 Filed Document 0001639393-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-31 12:24:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gridiron Strategic Advisors Fund III, L.P. See All Filings	D/A	2016-10-31 12:22:53 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001654075 Filed Document 0001654075-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 12:22:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELMSTONE GROUP OP2, LLC See All Filings	D	2016-10-31 12:22:25 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001688555 Filed Document 0001688555-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 12:22:25 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Outbox Systems, Inc. See All Filings	D/A	2016-10-31 12:15:03 UTC
Amount To Be Raised $5,510,356 Associated Brokers / Dealers N/A CIK Number 0001640426 Filed Document 0001640426-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-31 12:15:03 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Vesper Medical, Inc. See All Filings	D	2016-10-31 12:12:47 UTC
Amount To Be Raised $15,235,000 Associated Brokers / Dealers N/A CIK Number 0001687800 Filed Document 0001687800-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 12:12:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ecovative Design LLC See All Filings	D	2016-10-31 12:04:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521458 Filed Document 0001521458-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-10-31 12:04:53 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Old Mutual Macro Liquid Fund See All Filings	D	2016-10-31 11:59:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688567 Filed Document 0000943663-16-000492 Exclusions or Exemptions 506b Accepted Date 2016-10-31 11:59:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Alternative Investments, Corp See All Filings	D	2016-10-31 11:56:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608419 Filed Document 0001608419-16-000009 Exclusions or Exemptions 506c Accepted Date 2016-10-31 11:56:04 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Other
MERIDIAN PRIORITY, LLC See All Filings	D	2016-10-31 11:55:20 UTC
Amount To Be Raised $1,240,000 Associated Brokers / Dealers N/A CIK Number 0001657471 Filed Document 0001657471-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-31 11:55:20 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
1873 Group, LLC See All Filings	D/A	2016-10-31 11:45:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers n/a CIK Number 0001630959 Filed Document 0001630959-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-31 11:45:34 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Diversified Franchise Group, Inc. See All Filings	D	2016-10-31 11:45:19 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001688703 Filed Document 0001004878-16-000529 Exclusions or Exemptions 506b Accepted Date 2016-10-31 11:45:19 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Topspin LBO SPV, LP See All Filings	D	2016-10-31 11:44:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687737 Filed Document 0001140361-16-084009 Exclusions or Exemptions 506b Accepted Date 2016-10-31 11:44:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ION ISRAEL FUND LLC See All Filings	D/A	2016-10-31 11:41:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656100 Filed Document 0001013594-16-001293 Exclusions or Exemptions 506b Accepted Date 2016-10-31 11:41:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
2C TECH CORP See All Filings	D	2016-10-31 11:40:34 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001445795 Filed Document 0001445795-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-31 11:40:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EIG Global Private Debt Fund-A (UL), L.P. See All Filings	D/A	2016-10-31 11:26:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and Julien Dargent CIK Number 0001657153 Filed Document 0001657153-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-31 11:26:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GCA Sustainable Growth Long Only Feeder Fund Offshore, Ltd. See All Filings	D/A	2016-10-31 11:24:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001623760 Filed Document 0001623760-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 11:24:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TCI REP Co-Investment I LP See All Filings	D	2016-10-31 11:22:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688422 Filed Document 0000902664-16-008566 Exclusions or Exemptions 506b Accepted Date 2016-10-31 11:22:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tri Origin Exploration Ltd. See All Filings	D	2016-10-31 11:19:48 UTC
Amount To Be Raised $520,414 Associated Brokers / Dealers N/A CIK Number 0001533002 Filed Document 0001533002-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-31 11:19:48 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
pulseData, Inc. See All Filings	D	2016-10-31 11:19:30 UTC
Amount To Be Raised $3,199,998 Associated Brokers / Dealers N/A CIK Number 0001688693 Filed Document 0001688693-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 11:19:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BSP WALLACE LLC See All Filings	D	2016-10-31 11:18:09 UTC
Amount To Be Raised $13,130,134 Associated Brokers / Dealers N/A CIK Number 0001688050 Filed Document 0001688050-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 11:18:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carousel Capital CEO Fund V, L.P. See All Filings	D	2016-10-31 11:12:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001688623 Filed Document 0001140361-16-084005 Exclusions or Exemptions 506b Accepted Date 2016-10-31 11:12:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
EIG Global Private Debt Fund-A, L.P. See All Filings	D/A	2016-10-31 11:12:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and Julien Dargent CIK Number 0001657155 Filed Document 0001657155-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-31 11:12:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Carousel Capital Partners V, L.P. See All Filings	D	2016-10-31 11:10:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001688624 Filed Document 0001140361-16-084003 Exclusions or Exemptions 506b Accepted Date 2016-10-31 11:10:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
GCA Sustainable Growth Long Only Feeder Fund, LP See All Filings	D/A	2016-10-31 11:08:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001623759 Filed Document 0001623759-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 11:08:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dane Capital Fund, LP See All Filings	D/A	2016-10-31 10:40:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622188 Filed Document 0001622188-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 10:40:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AKRC Investments, LLC See All Filings	D/A	2016-10-31 10:38:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590429 Filed Document 0000902664-16-008565 Exclusions or Exemptions 506b Accepted Date 2016-10-31 10:38:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Silicon Therapeutics LLC See All Filings	D	2016-10-31 10:33:10 UTC
Amount To Be Raised $6,249,498 Associated Brokers / Dealers N/A CIK Number 0001684095 Filed Document 0001684095-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 10:33:10 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Midwestern Financial, LLC See All Filings	D	2016-10-31 10:19:35 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001688117 Filed Document 0001688117-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 10:19:35 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
KURE CORP. See All Filings	D	2016-10-31 10:18:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001607443 Filed Document 0001607443-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-31 10:18:12 UTC Type of Offering D Industry Retailing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Seattle Funding Group, Ltd. See All Filings	D	2016-10-31 10:11:22 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-10-31 10:11:22 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Chalkstream Investment Fund (International), Ltd. See All Filings	D/A	2016-10-31 10:07:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IVP Capital, LLC and Gallatin Capital LLC CIK Number 0001341755 Filed Document 0000902664-16-008564 Exclusions or Exemptions 506b Accepted Date 2016-10-31 10:07:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Chalkstream Investment Fund, L.P. See All Filings	D/A	2016-10-31 10:03:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IVP Capital, LLC and Gallatin Capital LLC CIK Number 0001301204 Filed Document 0000902664-16-008563 Exclusions or Exemptions 506b Accepted Date 2016-10-31 10:03:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
coUrbanize, Inc. See All Filings	D	2016-10-31 09:46:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589966 Filed Document 0001589966-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 09:46:54 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Cassini Fund, LP See All Filings	D/A	2016-10-31 09:43:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542944 Filed Document 0001542944-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 09:43:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PineBridge Senior Secured Loan Sub-Trust 2, a sub-trust of PineBridge Senior Secured Loan Trust See All Filings	D/A	2016-10-31 09:38:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PineBridge Securities LLC CIK Number 0001589548 Filed Document 0001589548-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 09:38:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellington Mortgage Opportunities Fund, Ltd. See All Filings	D/A	2016-10-31 09:34:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468154 Filed Document 0001012975-16-001547 Exclusions or Exemptions 506b Accepted Date 2016-10-31 09:34:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Ellington Mortgage Opportunities Partners, LLC See All Filings	D/A	2016-10-31 09:32:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468155 Filed Document 0001012975-16-001546 Exclusions or Exemptions 506b Accepted Date 2016-10-31 09:32:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide BOLI Private Placement Variable Account See All Filings	D	2016-10-31 09:25:35 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers William J. Lynch III CIK Number 0001343394 Filed Document 0001343394-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-31 09:25:35 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Saga Global Capital Management, LLC See All Filings	D/A	2016-10-31 09:24:59 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001687925 Filed Document 0001687925-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 09:24:59 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Cohero Health, Inc. See All Filings	D	2016-10-31 08:19:57 UTC
Amount To Be Raised $12,111,238 Associated Brokers / Dealers N/A CIK Number 0001688109 Filed Document 0000905718-16-001717 Exclusions or Exemptions 506b Accepted Date 2016-10-31 08:19:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pelham Global Financials Fund Ltd. See All Filings	D/A	2016-10-31 07:42:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656484 Filed Document 0001315863-16-001865 Exclusions or Exemptions 506b Accepted Date 2016-10-31 07:42:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pelham Global Financials Fund LP See All Filings	D/A	2016-10-31 07:40:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656486 Filed Document 0001315863-16-001864 Exclusions or Exemptions 506b Accepted Date 2016-10-31 07:40:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rickenbacker Capital Direct Mortgage Fund, LLC See All Filings	D/A	2016-10-28 22:08:49 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers None CIK Number 0001687998 Filed Document 0001687998-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-10-28 22:08:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity