Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BW Global Credit Opportunities Offshore Fund, Ltd. See All Filings	D/A	2016-12-08 15:56:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001625349 Filed Document 0001625349-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-08 15:56:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAD/SALT LAKE CITY, LP See All Filings	D	2016-12-08 15:37:26 UTC
Amount To Be Raised $10,161,600 Associated Brokers / Dealers N/A CIK Number 0001691870 Filed Document 0001691870-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-08 15:37:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
iVeena Delivery Systems, Inc. See All Filings	D	2016-12-08 15:27:12 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001639219 Filed Document 0001639219-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-08 15:27:12 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Millbrae Energy Ventures 2016, LP See All Filings	D	2016-12-08 15:06:23 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001691777 Filed Document 0001209191-16-154109 Exclusions or Exemptions 506b Accepted Date 2016-12-08 15:06:23 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
McGervey Capital Dividend Equity Fund, LP See All Filings	D/A	2016-12-08 15:02:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579140 Filed Document 0001579140-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-08 15:02:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trefoil Therapeutics, Inc. See All Filings	D	2016-12-08 15:01:26 UTC
Amount To Be Raised $5,164,000 Associated Brokers / Dealers N/A CIK Number 0001691855 Filed Document 0001691855-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-08 15:01:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Burke Street Venture Limited Partnership See All Filings	D/A	2016-12-08 15:01:25 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001625689 Filed Document 0001625689-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-08 15:01:25 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Equity
NHIT: Securitized Credit Trust See All Filings	D/A	2016-12-08 14:54:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468546 Filed Document 0001468546-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-08 14:54:42 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Piedmont Partners Fund, LLC See All Filings	D/A	2016-12-08 14:54:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655272 Filed Document 0001461373-16-000124 Exclusions or Exemptions 506b Accepted Date 2016-12-08 14:54:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NHIT: U.S. Treasury STRIPS Trust See All Filings	D	2016-12-08 14:44:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690974 Filed Document 0001690974-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-08 14:44:33 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
KUEBIX, LLC See All Filings	D	2016-12-08 14:43:18 UTC
Amount To Be Raised $2,366,242 Associated Brokers / Dealers N/A CIK Number 0001614363 Filed Document 0001614363-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-08 14:43:18 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FS Card Holdings, Inc. See All Filings	D/A	2016-12-08 14:40:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651824 Filed Document 0001651824-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-08 14:40:15 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
LIFEMARK PARTNERS INC See All Filings	D	2016-12-08 14:29:43 UTC
Amount To Be Raised $397,920 Associated Brokers / Dealers N/A CIK Number 0001444649 Filed Document 0001444649-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-08 14:29:43 UTC Type of Offering D Industry Insurance Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cleveland Preferred 2016, LLC See All Filings	D	2016-12-08 14:28:41 UTC
Amount To Be Raised $1,670,010 Associated Brokers / Dealers N/A CIK Number 0001691818 Filed Document 0001691775-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-08 14:28:41 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Constellation Fund,SPC - Equities Segregated Portfolio See All Filings	D/A	2016-12-08 14:25:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001490086 Filed Document 0001490086-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-08 14:25:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Sky Group Holdings, Inc. See All Filings	1-A	2016-12-08 14:24:33 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001688647 Filed Document 0001575872-16-000481 Accepted Date 2016-12-08 14:24:33 UTC Type of Offering 1-A Industry MORTGAGE BANKERS & LOAN CORRESPONDENTS Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Rezli Inc. See All Filings	D	2016-12-08 14:18:45 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001612503 Filed Document 0001612503-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-08 14:18:45 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Series B Columbus, as series of BTA US Series Platform, LLC See All Filings	D/A	2016-12-08 14:11:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers George Szele CIK Number 0001659276 Filed Document 0001691582-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-08 14:11:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Papay Topco, Inc. See All Filings	D	2016-12-08 14:11:50 UTC
Amount To Be Raised $1,497,621,645 Associated Brokers / Dealers N/A CIK Number 0001691849 Filed Document 0001691849-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-08 14:11:50 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spoken Word, Inc. See All Filings	D/A	2016-12-08 14:10:08 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001691820 Filed Document 0001691820-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-08 14:10:08 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Warner Music Group Corp. See All Filings	D	2016-12-08 14:10:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319161 Filed Document 0001168648-16-000056 Exclusions or Exemptions 506b Accepted Date 2016-12-08 14:10:06 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Reserve at Ormond Beach 272, LLC See All Filings	D	2016-12-08 14:02:23 UTC
Amount To Be Raised $8,330,000 Associated Brokers / Dealers N/A CIK Number 0001691362 Filed Document 0001691362-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-08 14:02:23 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Black Feather Spirits, LLC See All Filings	D	2016-12-08 14:00:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001691178 Filed Document 0001080368-16-000058 Exclusions or Exemptions 506b Accepted Date 2016-12-08 14:00:45 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Damsel Productions LLC See All Filings	C	2016-12-08 14:00:14 UTC
Financial Interest No Filing Platform MANORHAVEN CAPITAL LLC Offering Amount $100,000 CIK Number 0001691341 Filed Document 0001691341-16-000006 Accepted Date 2016-12-08 14:00:14 UTC Type of Offering C Security Offered Amount 2,000 Security Offered Type Other State DELAWARE
Deep Water Point, LLC See All Filings	D	2016-12-08 13:53:16 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Erik C. Weir CIK Number 0001499868 Filed Document 0001499868-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-08 13:53:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Medapoint, Inc. See All Filings	D	2016-12-08 13:51:21 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001691832 Filed Document 0001691832-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-08 13:51:21 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ApoGen Biotechnologies, Inc. See All Filings	D	2016-12-08 13:47:16 UTC
Amount To Be Raised $7,315,892 Associated Brokers / Dealers N/A CIK Number 0001691479 Filed Document 0001691479-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-08 13:47:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BCM Weston Offshore, Ltd See All Filings	D/A	2016-12-08 13:43:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCAM Group Ltd, Melis Global Investments N.V., and Alternative Asset Investment Management LLC CIK Number 0001517720 Filed Document 0001509645-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-08 13:43:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Cleveland Preferred Select 2016, LLC See All Filings	D	2016-12-08 13:41:55 UTC
Amount To Be Raised $5,829,989 Associated Brokers / Dealers N/A CIK Number 0001691775 Filed Document 0001691775-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-08 13:41:55 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Walden Local, Inc. See All Filings	D	2016-12-08 13:32:40 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001640490 Filed Document 0001640490-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-08 13:32:40 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Elevation Homes, LLC See All Filings	D	2016-12-08 13:29:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001691773 Filed Document 0001691773-16-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-12-08 13:29:19 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
MERIDIAN REALTY PARTNERS NUS II, L.P. See All Filings	D/A	2016-12-08 13:27:07 UTC
Amount To Be Raised $227,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001613828 Filed Document 0001613828-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-08 13:27:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SP ARTESSA LLC See All Filings	D	2016-12-08 13:27:05 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001691854 Filed Document 0001691854-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-08 13:27:05 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MERIDIAN REALTY PARTNERS H II, L.P. See All Filings	D	2016-12-08 13:23:30 UTC
Amount To Be Raised $227,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001684649 Filed Document 0001684649-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-08 13:23:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCM Weston, LP See All Filings	D/A	2016-12-08 13:23:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities LLC CIK Number 0001509645 Filed Document 0001509645-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-08 13:23:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Audax Credit BDC Inc. See All Filings	D/A	2016-12-08 13:15:34 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001633858 Filed Document 0001633858-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-08 13:15:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Executive Buying Capital, LP See All Filings	D/A	2016-12-08 13:12:14 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001643521 Filed Document 0001643521-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-08 13:12:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Fair Isle Brewing LLC See All Filings	D	2016-12-08 13:07:35 UTC
Amount To Be Raised $1,472,500 Associated Brokers / Dealers N/A CIK Number 0001691608 Filed Document 0001691608-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-08 13:07:35 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Citius Pharmaceuticals, Inc. See All Filings	D	2016-12-08 13:03:38 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001506251 Filed Document 0001578563-16-000023 Exclusions or Exemptions 506b Accepted Date 2016-12-08 13:03:38 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Cypress Inlet, LLC See All Filings	D	2016-12-08 12:58:22 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001691506 Filed Document 0001691506-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-08 12:58:22 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
GP10, L.P. See All Filings	D/A	2016-12-08 12:57:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654050 Filed Document 0001654050-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-08 12:57:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impax Global Resource Optimization Fund, L.P. See All Filings	D/A	2016-12-08 12:56:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534700 Filed Document 0001534700-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-08 12:56:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Consulting Technologies, Inc. See All Filings	D	2016-12-08 12:53:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001582628 Filed Document 0001582628-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-08 12:53:12 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AEI Net Lease Portfolio VI DST See All Filings	D/A	2016-12-08 12:39:24 UTC
Amount To Be Raised $21,962,000 Associated Brokers / Dealers FINRA Member Broker-Dealers, Arete Wealth Management, LLC, Colorado Financial Service Corporation, Concorde Investment Services, LLC, H.D. Vest Investment Services, Lighthouse Capital Group, Kalos Financial, Inc., Lincoln Financial Advisors Corporation, Triad Advisors, Inc., DFPG Investments, Inc., Harbour Investments, Inc., Kovack Securities, Inc., Primex, and Securities America, Inc CIK Number 0001682936 Filed Document 0001682936-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-08 12:39:24 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TACONIC OPPORTUNITY OFFSHORE FUND LTD See All Filings	D/A	2016-12-08 12:35:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001355987 Filed Document 0001355987-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-08 12:35:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Principal Real Estate Debt Fund II, L.P. See All Filings	D	2016-12-08 12:31:50 UTC
Amount To Be Raised $875,000,000 Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001691756 Filed Document 0001691756-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-08 12:31:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Riposte Management Partners LP See All Filings	D	2016-12-08 12:19:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679412 Filed Document 0001679412-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-08 12:19:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Series A PI, as series of BTA US Series Platform, LLC See All Filings	D/A	2016-12-08 12:13:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers George Szele CIK Number 0001659331 Filed Document 0001691582-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-08 12:13:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chapel Road Participation LLC See All Filings	D	2016-12-08 12:04:49 UTC
Amount To Be Raised $610,000 Associated Brokers / Dealers N/A CIK Number 0001688855 Filed Document 0001688855-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-08 12:04:49 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
A-LQZ-12-Fund, a series of AngelList-ZC-Funds, LLC See All Filings	D	2016-12-08 12:03:23 UTC
Amount To Be Raised $432,801 Associated Brokers / Dealers N/A CIK Number 0001691653 Filed Document 0001691653-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-08 12:03:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund