Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AltaThera Pharmaceuticals, LLC See All Filings	D	2016-11-03 15:46:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers M Barc Investment Group, Inc. CIK Number 0001604121 Filed Document 0001604121-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-11-03 15:46:17 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Asto CT, LLC See All Filings	D	2016-11-03 15:45:15 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001688486 Filed Document 0001688486-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:45:15 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
2020 Ventures LP See All Filings	D/A	2016-11-03 15:34:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621336 Filed Document 0001621336-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:34:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Living Tags, LLC See All Filings	D	2016-11-03 15:33:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001689244 Filed Document 0001689244-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:33:45 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
U.S. Large Cap 130/30 Fund, LLC See All Filings	D/A	2016-11-03 15:26:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. CIK Number 0001459646 Filed Document 0001140361-16-084707 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:26:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mayfield Holdings, LLC See All Filings	D	2016-11-03 15:22:49 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001678654 Filed Document 0001678654-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:22:49 UTC Type of Offering D Industry Agriculture Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
HFV ENTERPRISES, INC. See All Filings	D	2016-11-03 15:19:28 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001662078 Filed Document 0001461859-16-000036 Exclusions or Exemptions 505 and 506b Accepted Date 2016-11-03 15:19:28 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
HIX Capital Fund SPC, for & on behalf of its HIX Equities 1 Segregated Portfolio See All Filings	D/A	2016-11-03 15:15:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685888 Filed Document 0001685888-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:15:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXFO INC. See All Filings	D	2016-11-03 15:14:16 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001116284 Filed Document 0001116284-16-000071 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:14:16 UTC Type of Offering D Industry Telecommunications Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DIF Coupang III, L.P. See All Filings	D/A	2016-11-03 15:11:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647916 Filed Document 0001647916-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:11:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black-and-White Innovation Fund (Cayman) Ltd. See All Filings	D	2016-11-03 15:11:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686116 Filed Document 0001012975-16-001552 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:11:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black-and-White Innovation Fund LP See All Filings	D	2016-11-03 15:09:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686115 Filed Document 0001012975-16-001551 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:09:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disruptive Innovation Offshore Fund LP See All Filings	D/A	2016-11-03 15:05:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555934 Filed Document 0001555934-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:05:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRP Theatre & Media Fund III L.P. See All Filings	D	2016-11-03 14:58:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001689235 Filed Document 0001689235-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 14:58:01 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
ShareSafe Solutions, LLC See All Filings	D/A	2016-11-03 14:47:29 UTC
Amount To Be Raised $3,065,000 Associated Brokers / Dealers N/A CIK Number 0001595546 Filed Document 0001595546-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-03 14:47:29 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Harrow Aggregates Partners LLC See All Filings	D	2016-11-03 14:31:47 UTC
Amount To Be Raised $4,084,450 Associated Brokers / Dealers N/A CIK Number 0001686992 Filed Document 0001686992-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 14:31:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
TrustPoint Translations, LLC See All Filings	D	2016-11-03 14:30:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001687912 Filed Document 0001687912-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-03 14:30:26 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
LLD2016 Limited Partnership See All Filings	D/A	2016-11-03 14:20:33 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001675527 Filed Document 0001675527-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-03 14:20:33 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
TACOPPS FEEDER FUND I (OFFSHORE), L.P. See All Filings	D	2016-11-03 14:15:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES and NT GLOBAL ADVISORS, INC. CIK Number 0001689168 Filed Document 0001689168-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 14:15:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TACOPPS FEEDER FUND I, L.P. See All Filings	D	2016-11-03 14:14:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001689166 Filed Document 0001689166-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 14:14:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FC Boston Holdings, Inc. See All Filings	D	2016-11-03 14:04:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001672349 Filed Document 0001672349-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-03 14:04:58 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lunar Station Corp See All Filings	D	2016-11-03 14:03:35 UTC
Amount To Be Raised $165,000 Associated Brokers / Dealers N/A CIK Number 0001689129 Filed Document 0001689129-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 14:03:35 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AMERRA Agri Fund III, LP See All Filings	D/A	2016-11-03 13:48:49 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers M.D. Sass Securities, L.L.C., Citibank, N.A., and Eaton Partners, LLC CIK Number 0001656588 Filed Document 0001656588-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-03 13:48:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLOMBARD FUND, L.P. See All Filings	D/A	2016-11-03 13:45:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527536 Filed Document 0001566114-16-000152 Exclusions or Exemptions 506b Accepted Date 2016-11-03 13:45:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prairie Crest AG Tech Fund I, LP See All Filings	D	2016-11-03 13:42:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688744 Filed Document 0001688744-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-03 13:42:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LeapFrog Investments Healthcare Opportunities LP See All Filings	D	2016-11-03 13:27:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680600 Filed Document 0001680600-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 13:27:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
747 HUDSON III, L.P. See All Filings	D	2016-11-03 13:24:49 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001689167 Filed Document 0001689167-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 13:24:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-03 13:24:25 UTC
Amount To Be Raised $8,407,990 Associated Brokers / Dealers Jason Burlie CIK Number 0001135856 Filed Document 0001135856-16-000682 Exclusions or Exemptions 506b Accepted Date 2016-11-03 13:24:25 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Clemson Student Investments, LLC See All Filings	D	2016-11-03 13:21:19 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001689221 Filed Document 0001689221-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 13:21:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-03 13:18:45 UTC
Amount To Be Raised $48,130,858 Associated Brokers / Dealers Jason Burlie CIK Number 0001135856 Filed Document 0001135856-16-000681 Exclusions or Exemptions 506b Accepted Date 2016-11-03 13:18:45 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Branford Castle Fund, L.P. See All Filings	D/A	2016-11-03 13:05:50 UTC
Amount To Be Raised $116,911,000 Associated Brokers / Dealers Synergy Capital I, LLC CIK Number 0001640819 Filed Document 0000902664-16-008617 Exclusions or Exemptions 506b Accepted Date 2016-11-03 13:05:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bioscience Americas, LLC See All Filings	D/A	2016-11-03 12:55:01 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001648864 Filed Document 0001566114-16-000151 Exclusions or Exemptions 506c Accepted Date 2016-11-03 12:55:01 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
CS1031 Kinston MOB, DST See All Filings	D	2016-11-03 12:45:58 UTC
Amount To Be Raised $2,462,000 Associated Brokers / Dealers N/A CIK Number 0001689233 Filed Document 0001689233-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 12:45:58 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Legal Robot, Inc. See All Filings	D	2016-11-03 12:32:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684055 Filed Document 0001684055-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-03 12:32:37 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Legal Robot, Inc. See All Filings	D	2016-11-03 12:27:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684055 Filed Document 0001684055-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 12:27:50 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Carlyle Private Equity Access Blocker Fund 2015, L.P. See All Filings	D/A	2016-11-03 12:16:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LPL FINANCIAL LLC CIK Number 0001661035 Filed Document 0001661035-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-03 12:16:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NANO-TEXTILE LTD. See All Filings	D	2016-11-03 12:16:23 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001632496 Filed Document 0001144204-16-131301 Exclusions or Exemptions 506b Accepted Date 2016-11-03 12:16:23 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Carlyle Private Equity Access Fund 2015, L.P. See All Filings	D/A	2016-11-03 12:14:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LPL FINANCIAL LLC CIK Number 0001661036 Filed Document 0001661036-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-03 12:14:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEI Net Lease Portfolio VI DST See All Filings	D/A	2016-11-03 11:52:46 UTC
Amount To Be Raised $21,962,000 Associated Brokers / Dealers FINRA Member Broker-Dealers, Arete Wealth Management, LLC, Colorado Financial Service Corporation, Concorde Investment Services, LLC, H.D. Vest Investment Services, Lighthouse Capital Group, Kalos Financial, Inc., Lincoln Financial Advisors Corporation, and Triad Advisors, Inc. CIK Number 0001682936 Filed Document 0001682936-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-03 11:52:46 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
21Mercantile, LLC See All Filings	D	2016-11-03 11:51:07 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001667925 Filed Document 0001667925-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-03 11:51:07 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
3GT Active Trading Funds SPC Ltd See All Filings	D	2016-11-03 11:47:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686187 Filed Document 0001686187-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 11:47:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GIBRALTAR Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axel Balanced, LP See All Filings	D/A	2016-11-03 11:40:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624181 Filed Document 0000919574-16-016073 Exclusions or Exemptions 506b Accepted Date 2016-11-03 11:40:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KP Glastonbury EAT LLC See All Filings	D	2016-11-03 11:37:36 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001689070 Filed Document 0001689070-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 11:37:36 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Feeders Supply Holdings, LLC See All Filings	D	2016-11-03 11:37:20 UTC
Amount To Be Raised $9,546,450 Associated Brokers / Dealers N/A CIK Number 0001672729 Filed Document 0001672729-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-03 11:37:20 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Medite Cancer Diagnostics, Inc. See All Filings	D/A	2016-11-03 11:32:28 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers TriPoint Global Equities, LLC CIK Number 0000075439 Filed Document 0001415889-16-007331 Exclusions or Exemptions 506b Accepted Date 2016-11-03 11:32:28 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ATOMVEST US FUND Ltd See All Filings	D/A	2016-11-03 11:23:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683377 Filed Document 0001683377-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-03 11:23:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cherry Rock Group LLC See All Filings	D	2016-11-03 11:21:48 UTC
Amount To Be Raised $4,078,870 Associated Brokers / Dealers N/A CIK Number 0001685004 Filed Document 0001685004-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 11:21:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Cayman Select Fund Ltd. See All Filings	D/A	2016-11-03 11:19:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534578 Filed Document 0000945621-16-000753 Exclusions or Exemptions 506b Accepted Date 2016-11-03 11:19:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KB Cleveland Dialysis, DST See All Filings	D	2016-11-03 11:17:15 UTC
Amount To Be Raised $5,230,000 Associated Brokers / Dealers N/A CIK Number 0001689128 Filed Document 0001689128-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-03 11:17:15 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
Suran Global Macro Offshore Fund, Ltd. See All Filings	D/A	2016-11-03 11:16:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623987 Filed Document 0001623987-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-03 11:16:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity