Found 750030 results

Name Type of Offering Accepted Date
ST ANSELM EXPLORATION CO See All Filings
D/A 2009-11-12
Amount To Be Raised $6,000,000
Associated Brokers / Dealers N/A
CIK Number 0001026328
Filed Document 0001028269-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-11-12
Type of Offering D/A
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Debt
Thomson Horstmann & Bryant Small Cap Trust See All Filings
D/A 2009-12-09
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001473103
Filed Document 0001140361-09-029349
Exclusions or Exemptions N/A
Accepted Date 2009-12-09
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Other
Three-Legged Moose LLC See All Filings
D/A 2009-11-06
Amount To Be Raised $100,000
Associated Brokers / Dealers N/A
CIK Number 0001419598
Filed Document 0001419598-09-000002
Exclusions or Exemptions 504.1
Accepted Date 2009-11-06
Type of Offering D/A
Industry Other
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets $1 - $1,000,000
Type of Security Equity
CryptoLex, Inc. See All Filings
D/A 2009-10-19
Amount To Be Raised $1,182,865
Associated Brokers / Dealers N/A
CIK Number 0001466652
Filed Document 0001466652-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-10-19
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business BRITISH COLUMBIA, CANADA
Revenue or Assets Decline to Disclose
Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings
D/A 2009-12-01
Amount To Be Raised $33,203,700
Associated Brokers / Dealers N/A
CIK Number 0001135856
Filed Document 0001135856-09-000098
Exclusions or Exemptions N/A
Accepted Date 2009-12-01
Type of Offering D/A
Industry Insurance
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Not Applicable
Type of Security Other
Common Sense Long-Biased II, L.P. See All Filings
D/A 2009-12-15
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001276445
Filed Document 0001276445-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-12-15
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business OREGON
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Roc Capital Partners (Cayman), Ltd. See All Filings
D 2009-10-14
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001474375
Filed Document 0001474375-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-14
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Trimeteor Oil & Gas Corp See All Filings
D/A 2009-10-20
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001473419
Filed Document 0001473419-09-000003
Exclusions or Exemptions 504
Accepted Date 2009-10-20
Type of Offering D/A
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business NEVADA
Revenue or Assets No Revenues
Type of Security Equity
Roc Capital Partners Fund, LLC See All Filings
D 2009-10-14
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001474374
Filed Document 0001474374-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-14
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Cuba Libre Holdings LLC See All Filings
D/A 2009-12-09
Amount To Be Raised $6,000,000
Associated Brokers / Dealers N/A
CIK Number 0001415314
Filed Document 0001415314-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-12-09
Type of Offering D/A
Industry Restaurants
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Debt
PARAGON CAPITAL LP See All Filings
D/A 2009-11-06
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001356340
Filed Document 0000919574-09-015978
Exclusions or Exemptions N/A
Accepted Date 2009-11-06
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
SSI Hedged Convertible Opportunity Fund, L.P. See All Filings
D/A 2009-12-08
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001177950
Filed Document 0000919574-09-016743
Exclusions or Exemptions N/A
Accepted Date 2009-12-08
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
PARALLAX FUND LP See All Filings
D/A 2009-09-03
Amount To Be Raised $500,000,000
Associated Brokers / Dealers N/A
CIK Number 0001178154
Filed Document 0000935836-09-001394
Exclusions or Exemptions N/A
Accepted Date 2009-09-03
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Insignia Opportunity Fund, L.P. See All Filings
D/A 2009-10-13
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001463246
Filed Document 0001463246-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-10-13
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
BIODESIX INC See All Filings
D/A 2009-10-21
Amount To Be Raised $10,000,000
Associated Brokers / Dealers N/A
CIK Number 0001439725
Filed Document 0001439725-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-10-21
Type of Offering D/A
Industry Biotechnology
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings
D/A 2009-12-14
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001080429
Filed Document 0001209191-09-056947
Exclusions or Exemptions N/A
Accepted Date 2009-12-14
Type of Offering D/A
Industry Insurance
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings
D 2009-12-22
Amount To Be Raised $17,042,449
Associated Brokers / Dealers N/A
CIK Number 0001135856
Filed Document 0001135856-09-000132
Exclusions or Exemptions N/A
Accepted Date 2009-12-22
Type of Offering D
Industry Insurance
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Not Applicable
Type of Security Other
OURHISTREE INC See All Filings
D 2009-12-21
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001437255
Filed Document 0001437255-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-12-21
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings
D 2009-12-31
Amount To Be Raised $5,040,000
Associated Brokers / Dealers N/A
CIK Number 0001135856
Filed Document 0001135856-09-000149
Exclusions or Exemptions N/A
Accepted Date 2009-12-31
Type of Offering D
Industry Insurance
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Not Applicable
Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings
D 2009-12-21
Amount To Be Raised $8,751,012
Associated Brokers / Dealers N/A
CIK Number 0001135856
Filed Document 0001135856-09-000118
Exclusions or Exemptions N/A
Accepted Date 2009-12-21
Type of Offering D
Industry Insurance
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Not Applicable
Type of Security Other
Orbis Health Solutions, LLC See All Filings
D 2009-11-09
Amount To Be Raised $6,000,000
Associated Brokers / Dealers N/A
CIK Number 0001475823
Filed Document 0001475823-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-11-09
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business SOUTH CAROLINA
Revenue or Assets No Revenues
Type of Security Equity
PRIME GROUP INC /IL/ See All Filings
D 2009-10-09
Amount To Be Raised $20,000,000
Associated Brokers / Dealers N/A
CIK Number 0001064360
Filed Document 0001064360-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-10-09
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Debt
Cuero Deep 3-D Joint Venture See All Filings
D 2009-11-30
Amount To Be Raised $1,680,000
Associated Brokers / Dealers N/A
CIK Number 0001477556
Filed Document 0001477556-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-11-30
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Mineral Property
Delaware Basin Resources LLC See All Filings
D 2009-12-16
Amount To Be Raised $27,272,000
Associated Brokers / Dealers N/A
CIK Number 0001478749
Filed Document 0001209191-09-057628
Exclusions or Exemptions N/A
Accepted Date 2009-12-16
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets No Revenues
Type of Security Equity
NOETIX CORP See All Filings
D 2009-10-19
Amount To Be Raised $2,036,181
Associated Brokers / Dealers N/A
CIK Number 0001135857
Filed Document 0001135857-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-10-19
Type of Offering D
Industry Computers
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Equity
NOTIFY TECHNOLOGY CORP See All Filings
D 2009-12-11
Amount To Be Raised $248,502
Associated Brokers / Dealers N/A
CIK Number 0001031980
Filed Document 0001091818-09-000365
Exclusions or Exemptions 505
Accepted Date 2009-12-11
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Option To Acquire
OPUS HOLDINGS TWO, LP See All Filings
D 2009-10-08
Amount To Be Raised $972,000
Associated Brokers / Dealers N/A
CIK Number 0001474081
Filed Document 0001474081-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-10-08
Type of Offering D
Industry Investing
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $1 - $1,000,000
Type of Security Equity
NORTHERN PRAIRIE SPECIALTY OILS LLC See All Filings
D 2009-10-09
Amount To Be Raised $1,400,000
Associated Brokers / Dealers N/A
CIK Number 0001440750
Filed Document 0001440750-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-10-09
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business NORTH DAKOTA
Revenue or Assets No Revenues
Type of Security Equity
CHOICE EXPLORATION INC See All Filings
D 2009-11-05
Amount To Be Raised $1,725,000
Associated Brokers / Dealers N/A
CIK Number 0001440804
Filed Document 0001440804-09-000007
Exclusions or Exemptions N/A
Accepted Date 2009-11-05
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Mineral Property
Oak V Distressed Participation Fund See All Filings
D 2009-11-10
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001476506
Filed Document 0001476506-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-11-10
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
OREX MINERALS INC See All Filings
D 2009-10-28
Amount To Be Raised $965,377
Associated Brokers / Dealers N/A
CIK Number 0001458057
Filed Document 0001458057-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-10-28
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business BRITISH COLUMBIA, CANADA
Revenue or Assets No Revenues
Type of Security Other
NORTHWEST SURGICARE LTD See All Filings
D 2009-11-10
Amount To Be Raised $30,000
Associated Brokers / Dealers N/A
CIK Number 0001373698
Filed Document 0001373698-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-11-10
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Equity
Anpath Group, Inc. See All Filings
D 2009-12-22
Amount To Be Raised $4,000,000
Associated Brokers / Dealers N/A
CIK Number 0001310527
Filed Document 0001089940-09-000011
Exclusions or Exemptions N/A
Accepted Date 2009-12-22
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets $1 - $1,000,000
Type of Security Debt
Offield Investment LLC See All Filings
D 2009-12-30
Amount To Be Raised $4,000,000
Associated Brokers / Dealers N/A
CIK Number 0001323466
Filed Document 0001323466-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-12-30
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Over $100,000,000
Type of Security Equity
OVERSTOCK.COM, INC See All Filings
D 2009-12-31
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001130713
Filed Document 0001104659-09-072178
Exclusions or Exemptions N/A
Accepted Date 2009-12-31
Type of Offering D
Industry Retailing
Offering Tier N/A
Principal Place of Business UTAH
Revenue or Assets Over $100,000,000
Type of Security Other
Metro Acquisition, LLC See All Filings
D 2009-10-05
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001473780
Filed Document 0001473780-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-05
Type of Offering D
Industry Residential
Offering Tier N/A
Principal Place of Business OREGON
Revenue or Assets No Revenues
Type of Security Equity
Fallbrook Technologies Inc See All Filings
D 2009-11-20
Amount To Be Raised $4,000,000
Associated Brokers / Dealers N/A
CIK Number 0001305927
Filed Document 0001305927-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-11-20
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
Fanfare Group, Inc. See All Filings
D 2009-12-03
Amount To Be Raised $9,600,000
Associated Brokers / Dealers N/A
CIK Number 0001289343
Filed Document 0001289343-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-12-03
Type of Offering D
Industry Computers
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Antero Resources LLC See All Filings
D 2009-11-16
Amount To Be Raised $1,533,000,000
Associated Brokers / Dealers N/A
CIK Number 0001476655
Filed Document 0001476655-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-11-16
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Equity
Earthstone Investors IV, LP See All Filings
D 2009-11-10
Amount To Be Raised $660,000
Associated Brokers / Dealers N/A
CIK Number 0001467046
Filed Document 0001467046-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-11-10
Type of Offering D
Industry Investing
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets No Revenues
Type of Security Equity
CAPELLA PHOTONICS INC See All Filings
D/A 2009-11-09
Amount To Be Raised $14,500,000
Associated Brokers / Dealers N/A
CIK Number 0001231525
Filed Document 0001231525-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-11-09
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
Goldman Sachs CORE US Flex Fund See All Filings
D/A 2009-11-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001354146
Filed Document 0000895345-09-000969
Exclusions or Exemptions N/A
Accepted Date 2009-11-12
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business IRELAND
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Goldman Sachs GTAA Equity Strategy Fund See All Filings
D/A 2009-11-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001354156
Filed Document 0000895345-09-000971
Exclusions or Exemptions N/A
Accepted Date 2009-11-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business IRELAND
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
ROCKEFELLER CLEANTECH VENTURES FUND II LLC See All Filings
D/A 2009-10-30
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001449188
Filed Document 0001449188-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-10-30
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
HOURGLASS OFFSHORE PARTNERS LP See All Filings
D/A 2009-11-03
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001447622
Filed Document 0001447622-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-11-03
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
Edgewood Capital Partners IV LLC See All Filings
D/A 2009-11-17
Amount To Be Raised $20,000,000
Associated Brokers / Dealers N/A
CIK Number 0001476318
Filed Document 0001476318-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-11-17
Type of Offering D/A
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets No Revenues
Type of Security Other
FERTILE EARTH SYSTEMS INC See All Filings
D/A 2009-12-10
Amount To Be Raised $3,000,000
Associated Brokers / Dealers N/A
CIK Number 0001456961
Filed Document 0001456961-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-12-10
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business UTAH
Revenue or Assets Decline to Disclose
Type of Security Equity
DNA DIRECT INC See All Filings
D/A 2009-11-13
Amount To Be Raised $999,999
Associated Brokers / Dealers N/A
CIK Number 0001287857
Filed Document 0001287857-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-11-13
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
Digitiliti Inc See All Filings
D/A 2009-11-05
Amount To Be Raised $750,000
Associated Brokers / Dealers N/A
CIK Number 0001411658
Filed Document 0001010412-09-000274
Exclusions or Exemptions N/A
Accepted Date 2009-11-05
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business MINNESOTA
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Debt
ELECTRATHERM INC See All Filings
D/A 2009-10-16
Amount To Be Raised $9,900,000
Associated Brokers / Dealers N/A
CIK Number 0001348402
Filed Document 0001348402-09-000006
Exclusions or Exemptions N/A
Accepted Date 2009-10-16
Type of Offering D/A
Industry Manufacturing
Offering Tier N/A
Principal Place of Business NEVADA
Revenue or Assets Decline to Disclose
Type of Security Equity