Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fig Publishing, Inc. See All Filings	1-A POS	2016-12-16 17:29:49 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers None CIK Number 0001658966 Filed Document 0001213900-16-019487 Accepted Date 2016-12-16 17:29:49 UTC Type of Offering 1-A POS Industry SERVICES-PREPACKAGED SOFTWARE Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security E
New Form Digital, LLC See All Filings	D	2016-12-16 17:29:48 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers LionTree Advisors, LLC CIK Number 0001692021 Filed Document 0001692021-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 17:29:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MemorialCare Surgical Center at Orange Coast, LLC See All Filings	D	2016-12-16 17:26:06 UTC
Amount To Be Raised $1,073,906 Associated Brokers / Dealers N/A CIK Number 0001617125 Filed Document 0001617125-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 17:26:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Mezzanine Partners VII, L.P. See All Filings	D/A	2016-12-16 17:24:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, and GREGORY JAMES LAWTON CIK Number 0001658640 Filed Document 0001660747-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-12-16 17:24:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Mezzanine Partners VIIB, L.P. See All Filings	D/A	2016-12-16 17:24:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, and GREGORY JAMES LAWTON CIK Number 0001658661 Filed Document 0001660747-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-12-16 17:24:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Mezzanine Partners VIIC, L.P. See All Filings	D/A	2016-12-16 17:24:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, None, and GREGORY JAMES LAWTON CIK Number 0001658662 Filed Document 0001660747-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-12-16 17:24:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Mezzanine Partners VIIC (LTL), L.P. See All Filings	D/A	2016-12-16 17:23:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, None, and GREGORY JAMES LAWTON CIK Number 0001658641 Filed Document 0001660747-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-16 17:23:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Mezzanine Partners VII (LTL), L.P. See All Filings	D/A	2016-12-16 17:22:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, and GREGORY JAMES LAWTON CIK Number 0001658660 Filed Document 0001660747-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-16 17:22:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Mezzanine VII Associates (LTL), LLC See All Filings	D/A	2016-12-16 17:19:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660747 Filed Document 0001660747-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 17:19:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Amplify.LA Opportunity Fund, L.P. See All Filings	D	2016-12-16 17:19:31 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001692537 Filed Document 0001692537-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 17:19:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
New Form Digital, LLC See All Filings	D	2016-12-16 17:19:17 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001692021 Filed Document 0001692021-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 17:19:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Mezzanine VII Associates, LLC See All Filings	D/A	2016-12-16 17:15:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660746 Filed Document 0001660746-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 17:15:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Union Lake Auto Partners II LP See All Filings	D	2016-12-16 16:57:47 UTC
Amount To Be Raised $4,616,178 Associated Brokers / Dealers N/A CIK Number 0001692099 Filed Document 0001692099-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 16:57:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starry, Inc. See All Filings	D	2016-12-16 16:55:47 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001692619 Filed Document 0001393725-16-000276 Exclusions or Exemptions 506b Accepted Date 2016-12-16 16:55:47 UTC Type of Offering D Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Electrum Fund, LLC See All Filings	D/A	2016-12-16 16:53:57 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Legend Securities, Inc. CIK Number 0001644421 Filed Document 0001644421-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-16 16:53:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Casto Taylor Tuttle, LLC See All Filings	D	2016-12-16 16:51:31 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001691918 Filed Document 0000949265-16-000028 Exclusions or Exemptions 506b Accepted Date 2016-12-16 16:51:31 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Hillside View Partners LLC See All Filings	D	2016-12-16 16:49:12 UTC
Amount To Be Raised $4,101,190 Associated Brokers / Dealers N/A CIK Number 0001689440 Filed Document 0001689440-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 16:49:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Guardian Alliance Technologies, Inc. See All Filings	D	2016-12-16 16:44:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674155 Filed Document 0001674155-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-16 16:44:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RENMED LLC See All Filings	D	2016-12-16 16:43:52 UTC
Amount To Be Raised $5,757,500 Associated Brokers / Dealers N/A CIK Number 0001692552 Filed Document 0001692552-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 16:43:52 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CP Montgomery, LLC See All Filings	D	2016-12-16 16:40:42 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001691973 Filed Document 0000949265-16-000027 Exclusions or Exemptions 506b Accepted Date 2016-12-16 16:40:42 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Casto DW II, LLC See All Filings	D	2016-12-16 16:36:59 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001691926 Filed Document 0000949265-16-000026 Exclusions or Exemptions 506b Accepted Date 2016-12-16 16:36:59 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Planet Found Energy Development LLC See All Filings	D/A	2016-12-16 16:36:39 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001634023 Filed Document 0001634023-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-16 16:36:39 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Dynamite Creek Partners LLC See All Filings	D	2016-12-16 16:35:42 UTC
Amount To Be Raised $4,168,148 Associated Brokers / Dealers N/A CIK Number 0001691212 Filed Document 0001691212-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 16:35:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff Global Emerging Markets Opportunities Fund IV (DE), LP See All Filings	D/A	2016-12-16 16:34:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporaton CIK Number 0001661909 Filed Document 0001661907-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-16 16:34:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Siguler Guff Global Emerging Markets Opportunities Fund IV (Cayman), LP See All Filings	D/A	2016-12-16 16:25:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporaton CIK Number 0001661911 Filed Document 0001661907-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 16:25:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vistria Fund II, LP See All Filings	D	2016-12-16 16:25:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and Lazard Freres & Co. LLC CIK Number 0001692256 Filed Document 0001692256-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 16:25:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Upland Creek Partners LLC See All Filings	D	2016-12-16 16:12:06 UTC
Amount To Be Raised $4,084,450 Associated Brokers / Dealers N/A CIK Number 0001690600 Filed Document 0001690600-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 16:12:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
MAGNA IMPERIO SYSTEMS CORP. See All Filings	D	2016-12-16 16:10:31 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001619504 Filed Document 0001619504-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-12-16 16:10:31 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Woven Digital, Inc. See All Filings	D	2016-12-16 16:07:12 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001627148 Filed Document 0001627148-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 16:07:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Moji Lab, Inc. See All Filings	D	2016-12-16 16:04:39 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001692616 Filed Document 0001692616-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 16:04:39 UTC Type of Offering D Industry Computers Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Siguler Guff Global Emerging Markets Opportunities Fund IV (DE), LP See All Filings	D/A	2016-12-16 15:59:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporaton CIK Number 0001661909 Filed Document 0001661907-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:59:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WellBrain Inc See All Filings	D	2016-12-16 15:56:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668210 Filed Document 0001668210-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:56:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
West Creek Investors, LLC See All Filings	D	2016-12-16 15:50:39 UTC
Amount To Be Raised $4,515,000 Associated Brokers / Dealers N/A CIK Number 0001692015 Filed Document 0001692015-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:50:39 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
First Sense Medical, LLC See All Filings	D/A	2016-12-16 15:48:45 UTC
Amount To Be Raised $1,436,320 Associated Brokers / Dealers N/A CIK Number 0001644807 Filed Document 0001644807-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:48:45 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Mercer Partners, L.P. See All Filings	D/A	2016-12-16 15:48:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510127 Filed Document 0001140361-16-089995 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:48:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Conatus Capital Long Opportunities Overseas Ltd. See All Filings	D/A	2016-12-16 15:44:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661328 Filed Document 0000902664-16-009133 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:44:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Emerging Markets Equity Fund (Cayman), L.P. See All Filings	D/A	2016-12-16 15:42:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550686 Filed Document 0001550686-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:42:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Astute Medical, Inc. See All Filings	D	2016-12-16 15:41:11 UTC
Amount To Be Raised $43,032,359 Associated Brokers / Dealers PIPER JAFFRAY & CO. CIK Number 0001432372 Filed Document 0001432372-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:41:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Emerging Markets Equity Fund (Delaware), L.P. See All Filings	D/A	2016-12-16 15:40:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550685 Filed Document 0001550685-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:40:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EMF Evans Station, LP See All Filings	D	2016-12-16 15:39:54 UTC
Amount To Be Raised $9,605,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001691810 Filed Document 0001691810-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-16 15:39:54 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Southvest Fund VII, L.P. See All Filings	D/A	2016-12-16 15:29:45 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001660786 Filed Document 0001660786-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:29:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CIVATECH ONCOLOGY, INC. See All Filings	D/A	2016-12-16 15:29:03 UTC
Amount To Be Raised $2,720,000 Associated Brokers / Dealers N/A CIK Number 0001373884 Filed Document 0001373884-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:29:03 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
CINNAIRE MID-ATLANTIC CAPITAL FUND 3 LIMITED PARTNERSHIP See All Filings	D	2016-12-16 15:21:50 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Joseph R. Herbert CIK Number 0001680869 Filed Document 0001680869-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:21:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERKINS & WILL INC See All Filings	D	2016-12-16 15:21:31 UTC
Amount To Be Raised $3,883,652 Associated Brokers / Dealers N/A CIK Number 0000077558 Filed Document 0001140361-16-089984 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:21:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
Stonestep AG See All Filings	D	2016-12-16 15:21:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001692482 Filed Document 0001692482-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-12-16 15:21:10 UTC Type of Offering D Industry Insurance Principal Place of Business SWITZERLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Graham Growth Partners, L.P. See All Filings	D/A	2016-12-16 15:10:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510296 Filed Document 0001510296-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:10:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Montage Thrive, Ltd. See All Filings	D	2016-12-16 15:07:18 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001692065 Filed Document 0001692065-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:07:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GRT BioEdge Ventures, LLC See All Filings	D/A	2016-12-16 15:05:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625087 Filed Document 0001625087-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:05:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BLOCS SCHOLARSHIP #10 LLC See All Filings	D	2016-12-16 14:59:36 UTC
Amount To Be Raised $833,000 Associated Brokers / Dealers N/A CIK Number 0001692549 Filed Document 0001692549-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 14:59:36 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MERCURYGATE INTERNATIONAL INC See All Filings	D	2016-12-16 14:52:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001130016 Filed Document 0001130016-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-16 14:52:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire