Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SILVERFERN SW (CAYMAN), L.P. See All Filings	D	2016-11-10 11:50:40 UTC
Amount To Be Raised $15,800,000 Associated Brokers / Dealers N/A CIK Number 0001689619 Filed Document 0001689619-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:50:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree International Value Fund (Non-US) II, L.P. See All Filings	D/A	2016-11-10 11:48:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562295 Filed Document 0001315863-16-001885 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:48:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree International Value Fund (Non-US), L.P. See All Filings	D/A	2016-11-10 11:47:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562263 Filed Document 0001315863-16-001884 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:47:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OPTIMA PARTNERS FOCUS FUND LLC See All Filings	D/A	2016-11-10 11:46:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001387466 Filed Document 0001641582-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:46:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BSP BAILEY LLC See All Filings	D	2016-11-10 11:46:40 UTC
Amount To Be Raised $9,235,631 Associated Brokers / Dealers N/A CIK Number 0001687839 Filed Document 0001687839-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:46:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fir Tree International Value Fund (USTE) II, L.P. See All Filings	D/A	2016-11-10 11:46:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560963 Filed Document 0001315863-16-001883 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:46:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree International Value Fund (USTE), L.P. See All Filings	D/A	2016-11-10 11:45:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560982 Filed Document 0001315863-16-001882 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:45:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE INTERNATIONAL VALUE FUND II, LTD. See All Filings	D/A	2016-11-10 11:44:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431699 Filed Document 0001315863-16-001881 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:44:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE INTERNATIONAL VALUE FUND, LTD. See All Filings	D/A	2016-11-10 11:43:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431627 Filed Document 0001315863-16-001880 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:43:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE VALUE FUND, L.P. See All Filings	D/A	2016-11-10 11:42:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000918478 Filed Document 0001315863-16-001879 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:42:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JAG Partnership See All Filings	D	2016-11-10 11:42:23 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001678537 Filed Document 0001678537-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-10 11:42:23 UTC Type of Offering D Industry Investment Banking Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Optika Fund LLC See All Filings	D/A	2016-11-10 11:36:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001641563 Filed Document 0001641582-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:36:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marble Point Investments I LP See All Filings	D	2016-11-10 11:35:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688610 Filed Document 0000945621-16-000758 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:35:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Illumitex, Inc. See All Filings	D	2016-11-10 11:35:03 UTC
Amount To Be Raised $5,016,000 Associated Brokers / Dealers N/A CIK Number 0001473911 Filed Document 0001473911-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:35:03 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Marble Point Investments LP See All Filings	D	2016-11-10 11:29:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688613 Filed Document 0000945621-16-000757 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:29:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Blue Chip Opportunity Fund LLC See All Filings	D/A	2016-11-10 11:27:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Optima Securities LLC CIK Number 0001512766 Filed Document 0001641582-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:27:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Praxis Precision Medicines, Inc. See All Filings	D	2016-11-10 11:26:30 UTC
Amount To Be Raised $7,741,849 Associated Brokers / Dealers N/A CIK Number 0001689548 Filed Document 0001689548-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:26:30 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OPTIMA PARTNERS FOCUS FUND See All Filings	D/A	2016-11-10 11:21:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001387475 Filed Document 0001641582-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:21:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 66 See All Filings	D	2016-11-10 11:16:34 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001689623 Filed Document 0001689623-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:16:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Optika Fund Ltd See All Filings	D/A	2016-11-10 11:12:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001641582 Filed Document 0001641582-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:12:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOMEUNION HOLDINGS, INC. See All Filings	1-A/A	2016-11-10 11:11:46 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001639241 Filed Document 0001144204-16-133048 Accepted Date 2016-11-10 11:11:46 UTC Type of Offering 1-A/A Industry REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $1,007,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Maxim Health, LLC See All Filings	D	2016-11-10 11:09:42 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001689807 Filed Document 0000898432-16-003069 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:09:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Keywise Phoenix Development Onshore Fund See All Filings	D/A	2016-11-10 11:04:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534527 Filed Document 0001534527-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:04:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blockhouse Partners Fund LP See All Filings	D	2016-11-10 11:01:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689799 Filed Document 0000919574-16-016193 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:01:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Daya CNS, LLC See All Filings	D	2016-11-10 10:59:39 UTC
Amount To Be Raised $228,310 Associated Brokers / Dealers N/A CIK Number 0001689400 Filed Document 0001689400-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-10 10:59:39 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Keywise Greater China Onshore Fund See All Filings	D/A	2016-11-10 10:48:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534530 Filed Document 0001534530-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:48:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIGNALLAMP HEALTH, LLC See All Filings	D	2016-11-10 10:40:24 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001689705 Filed Document 0001689705-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:40:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Shadowbox Holdings LLC See All Filings	D	2016-11-10 10:30:59 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001688673 Filed Document 0001688673-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:30:59 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Debt
TrendKite Inc. See All Filings	D	2016-11-10 10:30:05 UTC
Amount To Be Raised $16,629,995 Associated Brokers / Dealers N/A CIK Number 0001657791 Filed Document 0001657791-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:30:05 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Hospice Holdings, Inc. See All Filings	D	2016-11-10 10:19:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001689808 Filed Document 0001689808-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:19:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
UNION Real Estate II LP See All Filings	D	2016-11-10 10:10:59 UTC
Amount To Be Raised $292,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001689522 Filed Document 0001689522-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:10:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SIGNALLAMP HEALTH, LLC See All Filings	D	2016-11-10 10:07:38 UTC
Amount To Be Raised $244,809 Associated Brokers / Dealers N/A CIK Number 0001689705 Filed Document 0001689705-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:07:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Temnein Ventures I, L.P. See All Filings	D/A	2016-11-10 10:02:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645703 Filed Document 0001315863-16-001878 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:02:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Caption Partners, LP See All Filings	D/A	2016-11-10 10:01:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551048 Filed Document 0000919574-16-016190 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:01:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
POLAR CAPITAL FUNDS PUBLIC LTD CO See All Filings	D/A	2016-11-10 09:54:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001170710 Filed Document 0000902664-16-008703 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:54:36 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business IRELAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Premier Imaging Holdings, LLC See All Filings	D	2016-11-10 09:36:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689521 Filed Document 0001689521-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:36:38 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ternus Pharma, Inc. See All Filings	D	2016-11-10 09:25:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001688608 Filed Document 0001688608-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:25:22 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
WIC MANAGED VOLATILITY & INCOME FUND, L.P. See All Filings	D/A	2016-11-10 09:25:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510395 Filed Document 0001510395-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:25:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
gel-e, Inc. See All Filings	D/A	2016-11-10 09:22:38 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001672180 Filed Document 0001672180-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:22:38 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PanTher Therapeutics, Inc. See All Filings	D	2016-11-10 09:18:38 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001644045 Filed Document 0001644045-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:18:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
BAYVIEW MORTGAGE SECURITIES OFFSHORE, LTD. See All Filings	D/A	2016-11-10 09:06:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540437 Filed Document 0000902664-16-008701 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:06:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BAYVIEW MORTGAGE SECURITIES DOMESTIC, L.P. See All Filings	D/A	2016-11-10 09:05:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539665 Filed Document 0000902664-16-008700 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:05:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bayview MSR Opportunity Domestic, L.P. See All Filings	D/A	2016-11-10 09:04:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525739 Filed Document 0000902664-16-008699 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:04:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
International Value Equity Fund, a series of iCapital Global Access Partnership I, L.P. See All Filings	D/A	2016-11-10 09:04:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657069 Filed Document 0001657069-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:04:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bayview MSR Opportunity Offshore, L.P. See All Filings	D/A	2016-11-10 09:03:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525740 Filed Document 0000902664-16-008698 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:03:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Argentina Lithium & Energy Corp. See All Filings	D	2016-11-10 08:55:46 UTC
Amount To Be Raised $2,326,348 Associated Brokers / Dealers N/A CIK Number 0001689448 Filed Document 0001689448-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 08:55:46 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
AUSHON BIOSYSTEMS INC See All Filings	D/A	2016-11-10 08:52:29 UTC
Amount To Be Raised $6,746,747 Associated Brokers / Dealers N/A CIK Number 0001380735 Filed Document 0001380735-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-10 08:52:29 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sagoon Inc. See All Filings	1-A	2016-11-10 08:44:50 UTC
Amount To Be Raised $19,999,972 Associated Brokers / Dealers N/A CIK Number 0001639953 Filed Document 0001144204-16-133001 Accepted Date 2016-11-10 08:44:50 UTC Type of Offering 1-A Industry SERVICES-COMPUTER PROCESSING & DATA PREPARATION Offering Tier Tier2 Principal Place of Business VIRGINIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Alterra Power Corp. See All Filings	D	2016-11-10 08:41:21 UTC
Amount To Be Raised $2,416,310 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. and Haywood Securities (USA) Inc. CIK Number 0001689240 Filed Document 0001689240-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 08:41:21 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Sanctus Ranch LLC See All Filings	D	2016-11-10 08:16:28 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001689755 Filed Document 0001689755-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 08:16:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt