Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BISON CAPITAL PARTNERS V, L.P. See All Filings	D/A	2016-12-19 16:47:33 UTC
Amount To Be Raised $376,500,000 Associated Brokers / Dealers EQUUS FINANCIAL CONSULTING LLC and COMPASS SECURITIES CORPORATION CIK Number 0001677784 Filed Document 0001677784-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:47:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
John Hancock Life Insurance Co (U.S.A.) Separate Account P See All Filings	D/A	2016-12-19 16:46:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Ramsey, Donald Friedman, David Gagnon, Michael Corrigan, Daniel Wagner, William Granville, William Borchert, James Cheney, Todd Mezrah, William Solfisburg, Stephen Kaufman, Richard Melnick, Carlos Huerta, Jeffrey Davis, James Wagner, Gus Comiskey, Daryl Brockman, Raymond Layman, Kevin Conley, Glenn Blackwood, Jason Prather, Robert Leeper, Stephen Whipple, David Larson, Thomas Lynch, Bobby Whitfield Jr, Wayne Cravens, Jose Garza, Jeremy Knobel, Michael Layne, James R. Cole, Judson Gray Teekell, David Byers, Joseph Crea, David Emery, Wesley Caudell, Stephen Coale, Steven Goldberg, Bennett Meyer, John Ellis, Richard Boothby, Richard Brock, David Soczek, Robert J. Kozloski II, Mero Capo, Michael Nolan, Jay Petty, Robert M Rushing, Matthew Henebry, John Sproule, Mark Duder, John Pesh, Albert Schiff, Louis Moore, Andy Roller, Todd Andritsch, Steven Cochlan, Alan Meltzer, Matthew E Schiff, Michael Bremer, Lynn Butkus, Ronald Paulseen, Aeramy Paulseen, Karl Marzocchi, Everett Noack, William Chatfield, Brian Sheldon, Bryant Kirk, J. Dave Hunter, Gerald Middel, Cameron McElhany, Arnold Winick, Joseph Kelly, Charles Provow, Richard Deutsch, Donald Curristan, John Moreno, Lon P. Haines, Andrew Roquet, Ronald Krizek, Scott Krizek, Bruce Bauer, Michael Downey, Richard J Brock, George Diamantis, Mark Wilson, Louis C. Ciliberti, Richard Brock, James Cheney, Mark W. Boomgaarden, Douglas P. Dreyer, Scott Richardson, PAUL E. EVANS, DAVID A. SOCZEK, and Shirley Ann Huang McMillan CIK Number 0001452178 Filed Document 0001209191-16-155944 Exclusions or Exemptions 506c Accepted Date 2016-12-19 16:46:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1209 Capital Partners, LP See All Filings	D/A	2016-12-19 16:45:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660869 Filed Document 0001013594-16-001356 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:45:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM2-3 See All Filings	D/A	2016-12-19 16:45:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dan Toney, David Byers, Gary Sitzmann, Guy Richard Thomas, James A. Cheney, James M. Pollock, John D. Becker, Patrick Trammell, and William Wood CIK Number 0001143982 Filed Document 0001209191-16-155939 Exclusions or Exemptions 506c Accepted Date 2016-12-19 16:45:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
John Hancock Life Insurance Co of New York Separate Account PPM1-B See All Filings	D/A	2016-12-19 16:44:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Liebeskind CIK Number 0001458490 Filed Document 0001209191-16-155937 Exclusions or Exemptions 506c Accepted Date 2016-12-19 16:44:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMERGING CTA PORTFOLIO LP See All Filings	D/A	2016-12-19 16:42:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO CIK Number 0001269190 Filed Document 0001269190-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:42:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM1-V See All Filings	D/A	2016-12-19 16:41:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew A Goldman, Brent Kinetz, Clune J Walsh III, Clune J Walsh Jr, David D Ehlert, David J Carroll, David J Taylor, David W Goldberg, Don E Garlikov, Donald Friedman, Donald Mehlig, Ezra Ripple, Gary Sitzmann, Guy Richard Thomas, H Richard Wehmeier, H Thomas Hollinger, Harry Levitt, J Davis Hunter, James A Cheney, James Davis, James E Cleary, James Kornreich, James Roberson, Jim Clary, John D Becker, John M Barry, John M Barry, John Meisenbach, Jordon R Katz, Lawton Nease, Luther Lockwood, Michael J Kiley, Milton H Cohn, Morey H Goldberg, Paul Silberberg, Peter S Miller, Richard F Swider, Stephen C Brown, Todd Mezrah, Tom Provow, Vernon Holleman III, Brad Morgan, Daniel J Wagner, David W Freely, Stephen Karp, Paul MacCaskill, Gerald I Applefield, Patrick Trammell, David Byers, William Wood, Michael Corrigan, and Richard Snipes CIK Number 0001132213 Filed Document 0001209191-16-155932 Exclusions or Exemptions 506c Accepted Date 2016-12-19 16:41:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORION FUTURES FUND LP See All Filings	D/A	2016-12-19 16:40:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001227265 Filed Document 0001227265-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:40:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OrangeHook, Inc. See All Filings	D/A	2016-12-19 16:39:45 UTC
Amount To Be Raised $9,003,000 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001626655 Filed Document 0001209191-16-155929 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:39:45 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
WESTPORT FUTURES FUND L.P. See All Filings	D/A	2016-12-19 16:39:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001037189 Filed Document 0001037189-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:39:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PICKEREL PARTNERS, LP See All Filings	D/A	2016-12-19 16:38:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472136 Filed Document 0001013594-16-001355 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:38:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
John Hancock Life Insurance Co (U.S.A.) Separate Account PPM1-T See All Filings	D/A	2016-12-19 16:37:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brent Kinetz, Campbell Gerrish, Michael L. Silverberg, Milton H. Cohn, Michael Padon, Vernon Holleman III, Richard J. Chaffee, Kevin Bachler, Clune J. Walsh, Jr., Guy Richard Thomas, Michael Liebeskind, Eric Naison-Phillips, Gary Sitzmann, Edward C. Houghton, IV, David Wexler, Michael Liebeskinde, Ronald Greenberg, and John E. Lagana CIK Number 0001458488 Filed Document 0001209191-16-155927 Exclusions or Exemptions 506c Accepted Date 2016-12-19 16:37:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trade CO. See All Filings	D	2016-12-19 16:37:22 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001692439 Filed Document 0001692439-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:37:22 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
TACTICAL DIVERSIFIED FUTURES FUND L.P. See All Filings	D/A	2016-12-19 16:37:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC ("MSSB"), Citigroup Global Markets Inc. ("CGM"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001209709 Filed Document 0001209709-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:37:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
John Hancock Variable Account PPM1-R See All Filings	D/A	2016-12-19 16:36:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brent Kinetz, David J. Carroll, Ernest T. Baptista, Jr., James A. Cheney, Jerome W. Tisser, and Morey H. Goldberg CIK Number 0001458492 Filed Document 0001209191-16-155925 Exclusions or Exemptions 506c Accepted Date 2016-12-19 16:36:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L&B Core Income Partners, L.P. See All Filings	D/A	2016-12-19 16:36:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511153 Filed Document 0001511153-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:36:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MeWe, Inc. See All Filings	D	2016-12-19 16:34:49 UTC
Amount To Be Raised $2,265,000 Associated Brokers / Dealers N/A CIK Number 0001692714 Filed Document 0001692714-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:34:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2016-12-19 16:31:13 UTC
Amount To Be Raised $1,175,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-16-000042 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:31:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Veritas Capital Fund VI, L.P. See All Filings	D	2016-12-19 16:28:55 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001692650 Filed Document 0001692650-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:28:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Alternatives Solution 2016 Trust See All Filings	D	2016-12-19 16:26:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001692460 Filed Document 0001692460-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:26:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Veritable Long Biased Domestic Fund, L.P. See All Filings	D	2016-12-19 16:24:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690866 Filed Document 0001690866-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:24:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chescappvt LLC See All Filings	D	2016-12-19 16:20:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692478 Filed Document 0001140361-16-090249 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:20:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POTOMAC FUTURES FUND LP See All Filings	D/A	2016-12-19 16:17:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001043565 Filed Document 0001043565-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:17:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chescaplq LLC See All Filings	D	2016-12-19 16:16:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692459 Filed Document 0001140361-16-090245 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:16:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OrangeHook, Inc. See All Filings	D/A	2016-12-19 16:11:35 UTC
Amount To Be Raised $9,202,997 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001626655 Filed Document 0001209191-16-155888 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:11:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Seattle Funding Group, Ltd. See All Filings	D	2016-12-19 16:09:34 UTC
Amount To Be Raised $1,575,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:09:34 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
KSL Capital Partners Credit Opportunities Fund II, L.P. See All Filings	D	2016-12-19 16:07:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001692184 Filed Document 0001692184-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:07:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Gateway Region Rural Broadband Company, Inc. See All Filings	1-A POS	2016-12-19 16:03:59 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001640170 Filed Document 0001579586-16-000026 Accepted Date 2016-12-19 16:03:59 UTC Type of Offering 1-A POS Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction ARIZONA Type of Security Equity (common or preferred stock)
OrangeHook, Inc. See All Filings	D/A	2016-12-19 15:58:56 UTC
Amount To Be Raised $7,329,221 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001626655 Filed Document 0001209191-16-155867 Exclusions or Exemptions 506b Accepted Date 2016-12-19 15:58:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
OrangeHook, Inc. See All Filings	D/A	2016-12-19 15:55:51 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001626655 Filed Document 0001209191-16-155861 Exclusions or Exemptions 506b Accepted Date 2016-12-19 15:55:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Finger Lakes Region Rural Broadband Company, Inc. See All Filings	1-A POS	2016-12-19 15:53:06 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers 0 CIK Number 0001579586 Filed Document 0001579586-16-000025 Accepted Date 2016-12-19 15:53:06 UTC Type of Offering 1-A POS Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction NEW YORK Type of Security Equity (common or preferred stock)
Still Lake Value Partners, LP See All Filings	D	2016-12-19 15:50:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692559 Filed Document 0001692559-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 15:50:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-AF, LP See All Filings	D/A	2016-12-19 15:48:31 UTC
Amount To Be Raised $11,084,116 Associated Brokers / Dealers Joseph Ondris, Zachary Carey, Michael Ihrie, Bennett K Ely, Russ Huffington, Bobby Kyle Cowand, Curtis J Jones, Stephen J Sumner, Azam Jaber, Maria Escobar, Aaron Knoll, Kenny Harter, Ted Burkhart, Torry Scott, Kathy Scanlon, Taher Gilani, Javier Larrea, Azam Jaber, and George Hjorth CIK Number 0001688540 Filed Document 0001688540-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-19 15:48:31 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Motorq, LLC See All Filings	D	2016-12-19 15:45:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691836 Filed Document 0001691836-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 15:45:59 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Futures Portfolio L P See All Filings	D/A	2016-12-19 15:42:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Richard S. Zinman, ANTHONY A. DERTOUZOS, and JOHN D. MORENO CIK Number 0001333262 Filed Document 0001333262-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-19 15:42:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COMMODITY ADVISORS FUND L.P. See All Filings	D/A	2016-12-19 15:39:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO CIK Number 0001369628 Filed Document 0001369628-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-19 15:39:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2016-12-19 15:39:20 UTC
Amount To Be Raised $587,214 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000486 Exclusions or Exemptions 506b Accepted Date 2016-12-19 15:39:20 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Helios & Matheson Analytics Inc. See All Filings	D	2016-12-19 15:37:33 UTC
Amount To Be Raised $6,720,000 Associated Brokers / Dealers Palladium Capital Advisors, LLC CIK Number 0001040792 Filed Document 0001437749-16-043514 Exclusions or Exemptions 506b Accepted Date 2016-12-19 15:37:33 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MANAGED FUTURES PREMIER AVENTIS II L.P. See All Filings	D/A	2016-12-19 15:34:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO CIK Number 0001325676 Filed Document 0001325676-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-19 15:34:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Managed Futures Premier Energy Fund L.P. II See All Filings	D/A	2016-12-19 15:32:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Richard S. Zinman, ANTHONY A. DERTOUZOS, and JOHN D. MORENO CIK Number 0001227268 Filed Document 0001227268-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-19 15:32:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series I-15 See All Filings	D/A	2016-12-19 15:28:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001672592 Filed Document 0001691355-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-19 15:28:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MANAGED FUTURES PREMIER ABINGDON L.P. See All Filings	D/A	2016-12-19 15:26:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001386164 Filed Document 0001386164-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-12-19 15:26:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MDREJUVENA, INC. See All Filings	D	2016-12-19 15:24:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001623869 Filed Document 0001140361-16-090220 Exclusions or Exemptions 506b Accepted Date 2016-12-19 15:24:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
400 Capital Special Situations Fund I LLC See All Filings	D/A	2016-12-19 15:21:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565952 Filed Document 0001565952-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-19 15:21:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PAC FUND IV LLC See All Filings	D	2016-12-19 15:16:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001692618 Filed Document 0001692618-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-19 15:16:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
EVISIT, INC. See All Filings	D	2016-12-19 15:14:54 UTC
Amount To Be Raised $4,923,205 Associated Brokers / Dealers N/A CIK Number 0001629681 Filed Document 0001629681-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-19 15:14:54 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
2nd Skull, LLC See All Filings	D	2016-12-19 15:01:34 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Not Applicable CIK Number 0001641888 Filed Document 0001641888-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-19 15:01:34 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Batanga Inc See All Filings	D	2016-12-19 14:56:16 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001409089 Filed Document 0001409089-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-19 14:56:16 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures VI LLC, Series C-1 See All Filings	D/A	2016-12-19 14:52:59 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers None CIK Number 0001691355 Filed Document 0001691355-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-19 14:52:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DK11 LLC See All Filings	D	2016-12-19 14:51:36 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001692531 Filed Document 0001692531-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-12-19 14:51:36 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity