Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
So Cal PF Holdco LLC See All Filings	D	2017-04-06 11:06:53 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001702933 Filed Document 0001702933-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 11:06:53 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Sarus Fund LP See All Filings	D/A	2017-04-06 11:01:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities, LLC CIK Number 0001386522 Filed Document 0000919574-17-003175 Exclusions or Exemptions 506b Accepted Date 2017-04-06 11:01:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
First Community Bancorp, Inc. See All Filings	D	2017-04-06 10:39:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001515807 Filed Document 0001515807-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 10:39:59 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
LB PHARMACEUTICALS INC. See All Filings	D	2017-04-06 10:39:29 UTC
Amount To Be Raised $462,000 Associated Brokers / Dealers N/A CIK Number 0001691082 Filed Document 0001691082-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 10:39:29 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BCB BANCORP INC See All Filings	D	2017-04-06 10:38:21 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001228454 Filed Document 0001140361-17-015083 Exclusions or Exemptions 506b Accepted Date 2017-04-06 10:38:21 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Short Interest, LLC See All Filings	D	2017-04-06 10:38:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701546 Filed Document 0001701546-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 10:38:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
TPEG WP-TL Investors LLC See All Filings	D	2017-04-06 10:33:07 UTC
Amount To Be Raised $18,393,755 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001700825 Filed Document 0001700825-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 10:33:07 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Rooster Florida Inc. See All Filings	D	2017-04-06 10:31:47 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001675693 Filed Document 0001675693-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-06 10:31:47 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
KRONOS Real Estate Fund, SCA SICAV-RAIF See All Filings	D	2017-04-06 10:29:19 UTC
Amount To Be Raised $117,356,829 Associated Brokers / Dealers N/A CIK Number 0001702963 Filed Document 0001702963-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 10:29:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
InnovaSea Systems, Inc. See All Filings	D	2017-04-06 10:21:20 UTC
Amount To Be Raised $16,143,323 Associated Brokers / Dealers N/A CIK Number 0001703082 Filed Document 0001703082-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 10:21:20 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Rooster Florida Inc. See All Filings	D	2017-04-06 09:59:07 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001675693 Filed Document 0001675693-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-06 09:59:07 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Singular Medical Technologies, Inc. See All Filings	D/A	2017-04-06 09:53:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001702687 Filed Document 0001702687-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-06 09:53:28 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Oasis Investments II Offshore Feeder Ltd. See All Filings	D/A	2017-04-06 09:49:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632444 Filed Document 0000902664-17-001875 Exclusions or Exemptions 506b Accepted Date 2017-04-06 09:49:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oasis Investments II US Feeder Ltd. See All Filings	D/A	2017-04-06 09:48:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632448 Filed Document 0000902664-17-001874 Exclusions or Exemptions 506b Accepted Date 2017-04-06 09:48:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-06 09:41:32 UTC
Amount To Be Raised $121,437,634 Associated Brokers / Dealers Patrick Sullivan, Dave Buckalew, Andrew McGinnis, Jason Burlie, John Argue, Richard Callister, and Samir Sheth CIK Number 0001135856 Filed Document 0001135856-17-000103 Exclusions or Exemptions 506b Accepted Date 2017-04-06 09:41:32 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SMAFF MICRO FILMS ONE L.P. See All Filings	D/A	2017-04-06 09:36:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001664195 Filed Document 0001664195-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 09:36:26 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UUV Aquabotix Ltd See All Filings	D	2017-04-06 09:33:29 UTC
Amount To Be Raised $5,332,600 Associated Brokers / Dealers KJM Securities, Inc. and Neal Berger CIK Number 0001701737 Filed Document 0001701737-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 09:33:29 UTC Type of Offering D Industry Other Technology Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-06 09:30:47 UTC
Amount To Be Raised $2,418,193 Associated Brokers / Dealers Scott Seibel, Donald Harrington, and Monte Harrick CIK Number 0001135856 Filed Document 0001135856-17-000102 Exclusions or Exemptions 506b Accepted Date 2017-04-06 09:30:47 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-06 09:10:10 UTC
Amount To Be Raised $21,600,000 Associated Brokers / Dealers John Sanford, Scott Seibel, and Donald Harrington CIK Number 0001135856 Filed Document 0001135856-17-000101 Exclusions or Exemptions 506b Accepted Date 2017-04-06 09:10:10 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Potrero Capital Research Partners II, L.P. See All Filings	D/A	2017-04-06 09:06:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572224 Filed Document 0001572224-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 09:06:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TME HOLDCO INC See All Filings	D/A	2017-04-06 08:22:12 UTC
Amount To Be Raised $424,565 Associated Brokers / Dealers NONE CIK Number 0001698457 Filed Document 0001698457-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-06 08:22:12 UTC Type of Offering D/A Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Alula Hydronutrients, Inc. See All Filings	C	2017-04-06 07:06:24 UTC
Financial Interest SI Securities will receive equity compensation equal to 5.00% of the number of securities sold. Filing Platform SI Securities, LLC Offering Amount $500,000 CIK Number 0001702516 Filed Document 0001702516-17-000002 Accepted Date 2017-04-06 07:06:24 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
Ondello Inc. See All Filings	C	2017-04-06 07:05:32 UTC
Financial Interest SI Securities will receive equity compensation equal to 5.00% of the number of securities sold. Filing Platform SI Securities, LLC Offering Amount $1,000,000 CIK Number 0001702939 Filed Document 0001702939-17-000001 Accepted Date 2017-04-06 07:05:32 UTC Type of Offering C Security Offered Amount 95,239 Security Offered Type Preferred Stock State CALIFORNIA
Engaged Capital Co-Invest V-A, LP See All Filings	D/A	2017-04-05 21:44:39 UTC
Amount To Be Raised $30,400,000 Associated Brokers / Dealers N/A CIK Number 0001700254 Filed Document 0001144204-17-019303 Exclusions or Exemptions 506b Accepted Date 2017-04-05 21:44:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Technology Fund V, LLC See All Filings	D/A	2017-04-05 21:24:52 UTC
Amount To Be Raised $10,391,400 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001640790 Filed Document 0001693700-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-05 21:24:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Niveau Brands Inc. See All Filings	C	2017-04-05 21:14:52 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $100,000 CIK Number 0001690631 Filed Document 0001665160-17-000112 Accepted Date 2017-04-05 21:14:52 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Common Stock State CALIFORNIA
Celadon Technology Fund IX, LLC See All Filings	D/A	2017-04-05 21:12:04 UTC
Amount To Be Raised $1,310,333 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001693700 Filed Document 0001693700-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-05 21:12:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
GHR Acquisition, LLC See All Filings	D	2017-04-05 20:04:26 UTC
Amount To Be Raised $10,263,540 Associated Brokers / Dealers N/A CIK Number 0001698627 Filed Document 0001698627-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-05 20:04:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sunstone Value-Add Multifamily Fund IV, LLC See All Filings	D/A	2017-04-05 19:55:50 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Globalist Capital, LLC CIK Number 0001668368 Filed Document 0001668368-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-05 19:55:50 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AbCellera Biologics Inc. See All Filings	D	2017-04-05 19:47:19 UTC
Amount To Be Raised $863,329 Associated Brokers / Dealers N/A CIK Number 0001703057 Filed Document 0001140361-17-015051 Exclusions or Exemptions 506b Accepted Date 2017-04-05 19:47:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Doers Education Asean Ltd See All Filings	D	2017-04-05 19:34:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers na CIK Number 0001672885 Filed Document 0001021432-17-000116 Exclusions or Exemptions 506b Accepted Date 2017-04-05 19:34:32 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Lab Sensor Solutions, Inc. See All Filings	C	2017-04-05 19:33:25 UTC
Financial Interest SI Securities will receive equity compensation equal to 5.00% of the number of securities sold. Filing Platform SI Securities, LLC Offering Amount $320,000 CIK Number 0001702248 Filed Document 0001702248-17-000002 Accepted Date 2017-04-05 19:33:25 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
Franklin Hill Acquisition Corp See All Filings	D	2017-04-05 19:26:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001662640 Filed Document 0001021432-17-000115 Exclusions or Exemptions 506b Accepted Date 2017-04-05 19:26:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Global Indy I, LLC See All Filings	D	2017-04-05 19:26:10 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001703062 Filed Document 0001703062-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 19:26:10 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PANGAEA VENTURES FUND IV, L.P. See All Filings	D/A	2017-04-05 19:08:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668797 Filed Document 0001668797-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 19:08:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Associates Equity Fund LLC IV See All Filings	D	2017-04-05 18:52:48 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001702868 Filed Document 0001702868-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-05 18:52:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rialto Real Estate Fund III - Debt, LP See All Filings	D/A	2017-04-05 18:29:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001654834 Filed Document 0001654834-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-05 18:29:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Singular Medical Technologies, Inc. See All Filings	D	2017-04-05 17:51:10 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001702687 Filed Document 0001702687-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 17:51:10 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Motoroso, Inc. See All Filings	C/A	2017-04-05 17:50:58 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001609889 Filed Document 0001670254-17-000053 Accepted Date 2017-04-05 17:50:58 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Acera LLC See All Filings	D	2017-04-05 17:50:10 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers NA CIK Number 0001703002 Filed Document 0001703002-17-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2017-04-05 17:50:10 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Punch TV Studios Inc. See All Filings	1-A POS	2017-04-05 17:42:20 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001651699 Filed Document 0001651699-17-000005 Accepted Date 2017-04-05 17:42:20 UTC Type of Offering 1-A POS Industry TELEVISION BROADCASTING STATIONS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $34,490 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Taurus CD 189 Wellington EV LP See All Filings	D	2017-04-05 17:37:08 UTC
Amount To Be Raised $19,700,000 Associated Brokers / Dealers Alexander Jeffers, Allison Walk, and T Capital Funding, LLC CIK Number 0001702845 Filed Document 0001702845-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 17:37:08 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Guarnerix Inc. See All Filings	D/A	2017-04-05 17:28:34 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001656129 Filed Document 0001656129-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 17:28:34 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Paralos Dry Bulk Recovery Fund See All Filings	D	2017-04-05 17:28:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702244 Filed Document 0001382963-17-000067 Exclusions or Exemptions 506b Accepted Date 2017-04-05 17:28:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeuMark US Large-Cap Market-Neutral I, LP See All Filings	D/A	2017-04-05 17:27:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642188 Filed Document 0001263421-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-04-05 17:27:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Paralos Dry Bulk Recovery Fund, L.P. See All Filings	D	2017-04-05 17:26:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702189 Filed Document 0001382963-17-000066 Exclusions or Exemptions 506b Accepted Date 2017-04-05 17:26:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitefort Capital Fund, LP See All Filings	D	2017-04-05 17:25:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702735 Filed Document 0001013594-17-000329 Exclusions or Exemptions 506b Accepted Date 2017-04-05 17:25:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Transplant Genomics Inc. See All Filings	D	2017-04-05 17:14:11 UTC
Amount To Be Raised $5,525,247 Associated Brokers / Dealers Arcadia Securities, LLC CIK Number 0001604710 Filed Document 0001604710-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-05 17:14:11 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Happy Tax Holding Corp See All Filings	C	2017-04-05 17:13:20 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001690781 Filed Document 0001670254-17-000050 Accepted Date 2017-04-05 17:13:20 UTC Type of Offering C Security Offered Amount 100,000 Security Offered Type Other State DELAWARE
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2017-04-05 17:10:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-04-05 17:10:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity