Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Tragara Pharmaceuticals, Inc. See All Filings	D	2016-11-15 14:56:55 UTC
Amount To Be Raised $5,435,587 Associated Brokers / Dealers N/A CIK Number 0001386218 Filed Document 0001140361-16-086754 Exclusions or Exemptions 506b Accepted Date 2016-11-15 14:56:55 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lizard International Fund LLC See All Filings	D/A	2016-11-15 14:55:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458864 Filed Document 0001458864-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-15 14:55:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Total S&G Group LLC See All Filings	D	2016-11-15 14:50:05 UTC
Amount To Be Raised $760,422 Associated Brokers / Dealers N/A CIK Number 0001688962 Filed Document 0001688962-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-15 14:50:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
L&K Manufacturing, Inc. See All Filings	D/A	2016-11-15 14:46:04 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001667023 Filed Document 0001667023-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-15 14:46:04 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
SQOOP, INC. See All Filings	D/A	2016-11-15 14:43:59 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001615578 Filed Document 0001615578-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-15 14:43:59 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
EMERAMED Ltd See All Filings	D	2016-11-15 14:42:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623416 Filed Document 0001623416-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-15 14:42:31 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
RoHo Technologies, Inc. See All Filings	D	2016-11-15 14:41:58 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001689503 Filed Document 0001689503-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-15 14:41:58 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Kinvey, Inc. See All Filings	D	2016-11-15 14:35:05 UTC
Amount To Be Raised $14,146,627 Associated Brokers / Dealers N/A CIK Number 0001525790 Filed Document 0001525790-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-15 14:35:05 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Eton Technologies, L.P. See All Filings	D	2016-11-15 14:31:58 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001689539 Filed Document 0001461373-16-000119 Exclusions or Exemptions 506b Accepted Date 2016-11-15 14:31:58 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SandPointe Opportunities Fund, LLC See All Filings	D/A	2016-11-15 14:31:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668756 Filed Document 0001668756-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-15 14:31:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voya Credit Opportunities Master Fund See All Filings	D	2016-11-15 14:30:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690056 Filed Document 0001690056-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-15 14:30:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lake Havasu Independent Living LLC See All Filings	D	2016-11-15 14:26:11 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001685779 Filed Document 0001685779-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-15 14:26:11 UTC Type of Offering D Industry Construction Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
DoubleLine Opportunistic Income LP See All Filings	D	2016-11-15 14:19:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500119 Filed Document 0001500119-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-15 14:19:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DANBURY SURGICAL CENTER LP See All Filings	D	2016-11-15 14:14:27 UTC
Amount To Be Raised $151,600 Associated Brokers / Dealers N/A CIK Number 0001421126 Filed Document 0001421126-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-15 14:14:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Reign Sapphire Corp See All Filings	D/A	2016-11-15 14:09:27 UTC
Amount To Be Raised $1,000,538 Associated Brokers / Dealers N/A CIK Number 0001642159 Filed Document 0001642159-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-15 14:09:27 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VIXS SYSTEMS INC See All Filings	D	2016-11-15 14:05:14 UTC
Amount To Be Raised $156,914 Associated Brokers / Dealers N/A CIK Number 0001226120 Filed Document 0001591408-16-000032 Exclusions or Exemptions 506b Accepted Date 2016-11-15 14:05:14 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
dBMEDx Inc. See All Filings	D/A	2016-11-15 14:04:55 UTC
Amount To Be Raised $2,387,650 Associated Brokers / Dealers N/A CIK Number 0001557515 Filed Document 0001557515-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-15 14:04:55 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Malartu Fund V, LLC See All Filings	D	2016-11-15 14:04:02 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001689804 Filed Document 0001689804-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-15 14:04:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Electrum Partners LLC See All Filings	D	2016-11-15 14:03:47 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001647937 Filed Document 0001445866-16-002906 Exclusions or Exemptions 506b Accepted Date 2016-11-15 14:03:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GRAMERCY VENEZUELA OPPORTUNITY OFFSHORE FUND See All Filings	D	2016-11-15 14:03:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690083 Filed Document 0000919574-16-016711 Exclusions or Exemptions 506b Accepted Date 2016-11-15 14:03:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ANKURA HOLDINGS, LP See All Filings	D	2016-11-15 13:59:57 UTC
Amount To Be Raised $10,780,000 Associated Brokers / Dealers N/A CIK Number 0001669360 Filed Document 0001669360-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-15 13:59:57 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Gramercy Distressed Argentina Master Fund III SPC - Public SP See All Filings	D	2016-11-15 13:58:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690082 Filed Document 0000919574-16-016708 Exclusions or Exemptions 506b Accepted Date 2016-11-15 13:58:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Stasis Labs, Inc. See All Filings	D	2016-11-15 13:54:16 UTC
Amount To Be Raised $4,971,867 Associated Brokers / Dealers N/A CIK Number 0001690069 Filed Document 0001690069-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-15 13:54:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ZYNBIT.COM, INC. See All Filings	D	2016-11-15 13:43:11 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001673463 Filed Document 0001673463-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-15 13:43:11 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Clearcover, Inc. See All Filings	D	2016-11-15 13:40:17 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001690073 Filed Document 0001690073-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-15 13:40:17 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-15 13:32:35 UTC
Amount To Be Raised $6,807,129 Associated Brokers / Dealers John Nash and Jennifer Kephart CIK Number 0001135856 Filed Document 0001135856-16-000694 Exclusions or Exemptions 506b Accepted Date 2016-11-15 13:32:35 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Regional Brands Inc. See All Filings	D	2016-11-15 13:32:27 UTC
Amount To Be Raised $12,074,305 Associated Brokers / Dealers N/A CIK Number 0000812149 Filed Document 0000812149-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-15 13:32:27 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-15 13:27:58 UTC
Amount To Be Raised $10,726,995 Associated Brokers / Dealers Richard Kimbrough CIK Number 0001135856 Filed Document 0001135856-16-000693 Exclusions or Exemptions 506b Accepted Date 2016-11-15 13:27:58 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Global Reserve Partners, LLC See All Filings	D/A	2016-11-15 13:21:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639377 Filed Document 0001639377-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-15 13:21:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Oxx Inc. See All Filings	D	2016-11-15 13:20:52 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001689171 Filed Document 0001689171-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-15 13:20:52 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Vibrant Minerals Investments, LLC See All Filings	D/A	2016-11-15 13:19:38 UTC
Amount To Be Raised $9,147,600 Associated Brokers / Dealers Sandlapper Securities, Scott Porter, Benjamin & Jerold Brogerage, LLC, Kevin Kline, Dempsey Lord Smith, LLC, Todd Harrigan, Sterling Louviere, and Michael Hansen CIK Number 0001676733 Filed Document 0001676733-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-11-15 13:19:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Systematica Multi Fund L.P. - Systematica Diversified Trend See All Filings	D	2016-11-15 13:15:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690046 Filed Document 0001315863-16-001932 Exclusions or Exemptions 506b Accepted Date 2016-11-15 13:15:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ulu Ventures Fund II, L.P. See All Filings	D	2016-11-15 13:11:37 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001689689 Filed Document 0001689689-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-15 13:11:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-11-15 13:11:36 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers Matt Henebry, James McKeone, and William S. Bethune CIK Number 0001135856 Filed Document 0001135856-16-000692 Exclusions or Exemptions 506b Accepted Date 2016-11-15 13:11:36 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DoubleLine Leveraged Fund LP See All Filings	D	2016-11-15 13:07:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553686 Filed Document 0001553686-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-15 13:07:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Church LLC See All Filings	D	2016-11-15 13:07:32 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001690059 Filed Document 0001690059-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-15 13:07:32 UTC Type of Offering D Industry Restaurants Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Viyet, Inc. See All Filings	D	2016-11-15 13:02:20 UTC
Amount To Be Raised $4,932,825 Associated Brokers / Dealers N/A CIK Number 0001619926 Filed Document 0001619926-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-15 13:02:20 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nob Hill Therapeutics, Inc. See All Filings	D	2016-11-15 13:00:54 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001690041 Filed Document 0001690041-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-15 13:00:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PC Meadows, LLC See All Filings	D	2016-11-15 12:58:51 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001690051 Filed Document 0001688629-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-15 12:58:51 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Rockies Venture Fund I, LP See All Filings	D	2016-11-15 12:56:08 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001675023 Filed Document 0001675023-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-15 12:56:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Foundry Partners PTH I, LLC See All Filings	D	2016-11-15 12:52:15 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001689466 Filed Document 0001689466-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-15 12:52:15 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Valeura Energy Inc. See All Filings	D	2016-11-15 12:48:00 UTC
Amount To Be Raised $963,909 Associated Brokers / Dealers CORMARK SECURITIES INC. CIK Number 0001688318 Filed Document 0001688318-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-15 12:48:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Security To Be Acquired
ICONIQ Strategic Partners II Co-Invest, L.P., Series ST See All Filings	D	2016-11-15 12:47:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690039 Filed Document 0001690039-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-15 12:47:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEDAR STREET EMERGING MARKETS VALUE FUND, L.P. See All Filings	D/A	2016-11-15 12:38:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682360 Filed Document 0000913849-16-000672 Exclusions or Exemptions 506b Accepted Date 2016-11-15 12:38:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPINEOLOGY INC See All Filings	D/A	2016-11-15 12:35:23 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Thomas P. Niemiec, Randy L. Hines, Jeffrey D. Jacobson, David B. Juran, Wynn R. Juran, Thomas C. Olander, Jeffrey A. Schachtman, Roman Gadaskin, Fredrick J. Olson, James L. Melby, James D. Kallstrom, Ryan C. McEnerney, Scott W. Rickford, Brian R. Trygstad, and Thomas P. Hackl CIK Number 0001165842 Filed Document 0001165842-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-15 12:35:23 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Mile26 Fund, LP See All Filings	D/A	2016-11-15 12:33:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656157 Filed Document 0000919574-16-016697 Exclusions or Exemptions 506b Accepted Date 2016-11-15 12:33:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Osage Venture Partners IV, LP See All Filings	D/A	2016-11-15 12:32:11 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001652361 Filed Document 0001192482-16-000754 Exclusions or Exemptions 506b Accepted Date 2016-11-15 12:32:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jade at Olde Naples I LLC See All Filings	D	2016-11-15 12:13:09 UTC
Amount To Be Raised $3,965,000 Associated Brokers / Dealers N/A CIK Number 0001689409 Filed Document 0001689409-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-15 12:13:09 UTC Type of Offering D Industry Residential Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Hawk Ridge Partners Offshore Ltd. See All Filings	D/A	2016-11-15 12:08:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689927 Filed Document 0001689927-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-15 12:08:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
United States Life Insurance Co in the City of New York See All Filings	D/A	2016-11-15 12:02:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. and FAS Corp. CIK Number 0001310558 Filed Document 0001310558-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-15 12:02:32 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund