Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
McClain Landing 2 Joint Venture See All Filings	D	2016-11-16 10:40:31 UTC
Amount To Be Raised $113,515 Associated Brokers / Dealers N/A CIK Number 0001690189 Filed Document 0001690189-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-16 10:40:31 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Abingworth Bioventures VII LP See All Filings	D/A	2016-11-16 10:39:35 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Asante Capital Group Advisors LLC and Asante Capital Group LLP CIK Number 0001688313 Filed Document 0001688313-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-16 10:39:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Noble Environmental, Inc. See All Filings	D	2016-11-16 10:38:18 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001685763 Filed Document 0001685763-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-16 10:38:18 UTC Type of Offering D Industry Environmental Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar PRA Fund Ltd See All Filings	D/A	2016-11-16 10:37:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658376 Filed Document 0001658376-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-16 10:37:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FMR LLC See All Filings	D	2016-11-16 10:32:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000315066 Filed Document 0001470831-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-16 10:32:53 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
LSV Special Opportunities Domestic Fund IV, L.P. See All Filings	D/A	2016-11-16 10:24:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591997 Filed Document 0001591997-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-16 10:24:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala Alpha Fund LP See All Filings	D/A	2016-11-16 10:17:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534938 Filed Document 0001140361-16-086897 Exclusions or Exemptions 506b Accepted Date 2016-11-16 10:17:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMPALA FUND LP See All Filings	D/A	2016-11-16 10:15:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299681 Filed Document 0001140361-16-086895 Exclusions or Exemptions 506b Accepted Date 2016-11-16 10:15:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala Fund Ltd. See All Filings	D/A	2016-11-16 10:13:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486138 Filed Document 0001140361-16-086891 Exclusions or Exemptions 506b Accepted Date 2016-11-16 10:13:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BizCents LLC See All Filings	D/A	2016-11-16 09:58:09 UTC
Amount To Be Raised $1,004,500 Associated Brokers / Dealers N/A CIK Number 0001629669 Filed Document 0001629669-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-16 09:58:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Axcent Litigation Finance Fund, LP See All Filings	D	2016-11-16 09:54:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690182 Filed Document 0001690182-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-16 09:54:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waddell & Reed Small Co Growth Fund, LLC See All Filings	D/A	2016-11-16 09:46:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Waddell & Reed, Inc., Waddell & Reed, Inc., Waddell & Reed, Inc., and Waddell & Reed, Inc. CIK Number 0001449286 Filed Document 0001393725-16-000273 Exclusions or Exemptions 506b Accepted Date 2016-11-16 09:46:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waddell & Reed Asset Strategy Fund, LLC See All Filings	D/A	2016-11-16 09:45:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Waddell & Reed, Inc., Waddell & Reed, Inc., Waddell & Reed, Inc., and Waddell & Reed, Inc. CIK Number 0001462237 Filed Document 0001393725-16-000272 Exclusions or Exemptions 506b Accepted Date 2016-11-16 09:45:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WADDELL & REED LARGE CO GROWTH FUND LLC See All Filings	D/A	2016-11-16 09:44:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Waddell & Reed, Inc., Waddell & Reed, Inc., Waddell & Reed, Inc., and Waddell & Reed, Inc. CIK Number 0001367843 Filed Document 0001393725-16-000271 Exclusions or Exemptions 506b Accepted Date 2016-11-16 09:44:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SyncOnSet Technologies, Inc. See All Filings	D	2016-11-16 09:27:32 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001594814 Filed Document 0001594814-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-16 09:27:32 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Arrow Ridge Capital Feeder-A, L.P. See All Filings	D	2016-11-16 09:27:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689639 Filed Document 0000902664-16-008837 Exclusions or Exemptions 506b Accepted Date 2016-11-16 09:27:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHP Holdings, LLC See All Filings	D	2016-11-16 09:24:42 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001690185 Filed Document 0001690185-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-16 09:24:42 UTC Type of Offering D Industry Other Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
South Coast Group, LLC See All Filings	D	2016-11-16 08:56:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689905 Filed Document 0001689905-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-16 08:56:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Caledonia ICG Investors Ltd. See All Filings	D	2016-11-16 08:54:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689071 Filed Document 0001689071-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-16 08:54:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caledonia ICG Investors (US), L.P. See All Filings	D	2016-11-16 08:49:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689554 Filed Document 0001689071-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-16 08:49:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
14 CONGRATS/INTENTIONAL FEVER, LLC See All Filings	D	2016-11-16 08:44:50 UTC
Amount To Be Raised $134,500 Associated Brokers / Dealers N/A CIK Number 0001690170 Filed Document 0001690170-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-16 08:44:50 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-16 08:29:02 UTC
Amount To Be Raised $4,708,422 Associated Brokers / Dealers Kevin Ballou, Gordon Chisholm, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-16-000698 Exclusions or Exemptions 506b Accepted Date 2016-11-16 08:29:02 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-16 08:25:11 UTC
Amount To Be Raised $15,745,838 Associated Brokers / Dealers Kevin Ballou, Gordon Chisholm, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-16-000697 Exclusions or Exemptions 506b Accepted Date 2016-11-16 08:25:11 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Martin Fund, L.P. See All Filings	D	2016-11-16 08:23:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617349 Filed Document 0001617349-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-16 08:23:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-16 08:20:12 UTC
Amount To Be Raised $2,403,825 Associated Brokers / Dealers Dennis Morris CIK Number 0001135856 Filed Document 0001135856-16-000696 Exclusions or Exemptions 506b Accepted Date 2016-11-16 08:20:12 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-16 08:03:57 UTC
Amount To Be Raised $14,345,334 Associated Brokers / Dealers Kenneth Dayton and Andrew Kraus CIK Number 0001135856 Filed Document 0001135856-16-000695 Exclusions or Exemptions 506b Accepted Date 2016-11-16 08:03:57 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NRIA II, LLC See All Filings	D/A	2016-11-16 07:16:25 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001689153 Filed Document 0001689153-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-16 07:16:25 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Arosa Capital Management Market Neutral Offshore Fund Ltd. See All Filings	D/A	2016-11-16 06:23:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658384 Filed Document 0000902664-16-008836 Exclusions or Exemptions 506b Accepted Date 2016-11-16 06:23:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPH Midstream Opportunities Fund, LP See All Filings	D/A	2016-11-16 06:11:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658283 Filed Document 0000902664-16-008835 Exclusions or Exemptions 506b Accepted Date 2016-11-16 06:11:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NRIA 434 Union Manager, LLC See All Filings	D	2016-11-15 21:53:55 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001690169 Filed Document 0001690169-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-15 21:53:55 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Union Street Capital 434, LLC See All Filings	D	2016-11-15 21:45:50 UTC
Amount To Be Raised $1,557,515 Associated Brokers / Dealers N/A CIK Number 0001690153 Filed Document 0001690153-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-15 21:45:50 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CrossLead, Inc. See All Filings	D	2016-11-15 20:49:46 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001689903 Filed Document 0001689903-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-15 20:49:46 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Eagle's View Partners, Ltd. See All Filings	D	2016-11-15 20:32:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690088 Filed Document 0001690088-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-15 20:32:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Art Craft Entertainment, Inc. See All Filings	D	2016-11-15 20:06:49 UTC
Amount To Be Raised $803,018 Associated Brokers / Dealers Tyler R. Gray CIK Number 0001611945 Filed Document 0001611945-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-11-15 20:06:49 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FreshDesk Inc. See All Filings	D	2016-11-15 20:03:11 UTC
Amount To Be Raised $29,510,734 Associated Brokers / Dealers N/A CIK Number 0001544522 Filed Document 0001544522-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-15 20:03:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TPG Arrow Ridge Equity, L.P. See All Filings	D	2016-11-15 19:50:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001690053 Filed Document 0001690053-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-15 19:50:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STG Group, Inc. See All Filings	D	2016-11-15 19:49:24 UTC
Amount To Be Raised $1,666,001 Associated Brokers / Dealers N/A CIK Number 0001583513 Filed Document 0001144204-16-134815 Exclusions or Exemptions 506b Accepted Date 2016-11-15 19:49:24 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ALEXANDRIA TOWER LP See All Filings	D	2016-11-15 19:45:48 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001690097 Filed Document 0001690097-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-15 19:45:48 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Operand II Fund LP See All Filings	D/A	2016-11-15 19:31:52 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001683534 Filed Document 0000914760-16-000489 Exclusions or Exemptions 506c Accepted Date 2016-11-15 19:31:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sivia Opportunities Fund, LP - Series 1 See All Filings	D/A	2016-11-15 19:30:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642552 Filed Document 0001642552-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-15 19:30:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jetpack Aviation See All Filings	C	2016-11-15 19:29:39 UTC
Financial Interest N/A Filing Platform Jetpack Aviation Offering Amount $999,804 CIK Number 0001688786 Filed Document 0001665160-16-000150 Accepted Date 2016-11-15 19:29:39 UTC Type of Offering C Security Offered Amount 4,500 Security Offered Type Common Stock State CALIFORNIA
Tacit Capital Fund, LP - Series 1 See All Filings	D/A	2016-11-15 19:23:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642553 Filed Document 0001642553-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-15 19:23:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tacit Capital Fund, LP - Series 3 See All Filings	D/A	2016-11-15 19:10:26 UTC
Amount To Be Raised $1,936,000 Associated Brokers / Dealers N/A CIK Number 0001660021 Filed Document 0001660021-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-15 19:10:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIP OPPORTUNITY FUND I, LP See All Filings	D	2016-11-15 18:52:23 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers N/A CIK Number 0001689817 Filed Document 0001689817-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-15 18:52:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Sivia Opportunities Fund, LP - Series 3 See All Filings	D/A	2016-11-15 18:44:39 UTC
Amount To Be Raised $825,675 Associated Brokers / Dealers N/A CIK Number 0001660436 Filed Document 0001660436-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-15 18:44:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garrison Point Opportunities I, LP See All Filings	D/A	2016-11-15 18:39:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582310 Filed Document 0001582310-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-15 18:39:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tacit Capital Fund, LP - Series 4 See All Filings	D/A	2016-11-15 18:33:34 UTC
Amount To Be Raised $630,000 Associated Brokers / Dealers N/A CIK Number 0001664983 Filed Document 0001664983-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-15 18:33:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sivia Opportunities Fund, LP Series 2 See All Filings	D/A	2016-11-15 18:26:06 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001674853 Filed Document 0001674853-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-15 18:26:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
420 TECH, INC. See All Filings	D	2016-11-15 18:21:57 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001689864 Filed Document 0001689864-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-15 18:21:57 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
VISUALANT INC See All Filings	D	2016-11-15 18:15:56 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Garden State Securities, Inc. CIK Number 0001074828 Filed Document 0001161697-16-001199 Exclusions or Exemptions 506b Accepted Date 2016-11-15 18:15:56 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity