Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SI ML Investor, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $3,175,000 Associated Brokers / Dealers N/A CIK Number 0001621290 Filed Document 0001621290-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Thrive Capital Partners IV, L.P. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001619260 Filed Document 0001619260-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Innovational Funding, LLC Project #31 See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001621564 Filed Document 0001621564-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Divergent Venture Partners II (Annex), L.P. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001615602 Filed Document 0001615602-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
BOW STREET OFFSHORE FUND, LTD. See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524813 Filed Document 0000919574-14-005508 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soma Water, Inc. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $2,244,536 Associated Brokers / Dealers Fundme Securities, LLC d/b/a CircleUp CIK Number 0001580334 Filed Document 0001580334-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Healthbox Salt Lake City I, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $1,388,688 Associated Brokers / Dealers N/A CIK Number 0001619908 Filed Document 0001619908-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
farmedhere, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001550706 Filed Document 0001550706-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
EMERGING SOVEREIGN OFFSHORE FUND, LTD. See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. and Barclays Capital Inc. CIK Number 0001176352 Filed Document 0000919574-14-005499 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wearable World, Inc. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001620935 Filed Document 0001620935-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Medbox, Inc. See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001547996 Filed Document 0001185185-14-002652 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
PVF - ST, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $50,010,000 Associated Brokers / Dealers N/A CIK Number 0001559539 Filed Document 0000919574-14-005533 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gryphn Corp See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001545619 Filed Document 0001545619-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
PVF - ABC, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $50,100,000 Associated Brokers / Dealers N/A CIK Number 0001567091 Filed Document 0000919574-14-005521 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SchoolStatus, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001619888 Filed Document 0001619888-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Winterset Hotel Group, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Winterset Hotel Group, LLC CIK Number 0001621520 Filed Document 0001621520-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business IOWA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Thrive Capital Partners IV Supplemental, L.P. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001619261 Filed Document 0001619261-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SHARETHIS INC See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $46,908,221 Associated Brokers / Dealers M.E.S.A. Securities, Inc. CIK Number 0001430050 Filed Document 0001430050-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
van Biema Asia Value Fund, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486942 Filed Document 0000919574-14-005514 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CP Coinvest, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001619949 Filed Document 0001620946-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PVF - JD, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $20,010,000 Associated Brokers / Dealers N/A CIK Number 0001559502 Filed Document 0000919574-14-005526 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 34, LP See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001621546 Filed Document 0001621546-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub 93C LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $291,500 Associated Brokers / Dealers N/A CIK Number 0001621415 Filed Document 0001621415-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accelerated Conditioning & Learning LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001614509 Filed Document 0001614509-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
AEMETIS, INC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $4,139 Associated Brokers / Dealers N/A CIK Number 0000738214 Filed Document 0000738214-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Coyote Cable Holdings, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001583702 Filed Document 0001583702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Constellation Fund,SPC - Equities Segregated Portfolio See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001490086 Filed Document 0001490086-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEKVOX, Inc. See All Filings	D	2014-10-05 00:00:00 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001622061 Filed Document 0001622061-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Solar Gold Ltd See All Filings	D	2014-10-05 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001076505 Filed Document 0001140361-14-037828 Exclusions or Exemptions 506b Accepted Date 2014-10-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PROSPX INC See All Filings	D	2014-10-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001442323 Filed Document 0001442323-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tayan Partners, LP See All Filings	D/A	2014-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459311 Filed Document 0001095449-14-000129 Exclusions or Exemptions 506b Accepted Date 2014-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prager Real Estate Private Equity Fund, LP See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001621359 Filed Document 0001621359-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley Global Diversified Markets Fund (Cayman) Ltd. See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001514956 Filed Document 0000945621-14-000259 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bakken Advantage Fund, LLC See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001602192 Filed Document 0001602192-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Lomas Capital, Ltd. See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559262 Filed Document 0001620946-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dymon Asia Macro Plus (US) Fund See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588899 Filed Document 0001588899-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tenfold Capital Partners LP See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001332940 Filed Document 0001144204-14-061180 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phillips Village Limited Partnership See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $8,800,000 Associated Brokers / Dealers none CIK Number 0001621376 Filed Document 0001621376-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Dymon Asia Macro Plus Fund See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588834 Filed Document 0001588834-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
World Waters Holdings, LLC See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001597360 Filed Document 0001597360-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
First Reserve Fund XIII, L.P. See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised $3,388,109,723 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated ("ML") CIK Number 0001574434 Filed Document 0001574434-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hudson Bay Fund LP See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354129 Filed Document 0000902664-14-003954 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAP IV Coinvestment, LP See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617720 Filed Document 0001181431-14-033695 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Blueprint Holdings, Inc. See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $158,345,000 Associated Brokers / Dealers N/A CIK Number 0001621544 Filed Document 0001621544-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
GREEN SOURCE HOLDINGS LLC See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $7,936,782 Associated Brokers / Dealers N/A CIK Number 0001452391 Filed Document 0001144204-14-060675 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MIRAMAR LABS INC See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised $26,008,213 Associated Brokers / Dealers N/A CIK Number 0001429349 Filed Document 0001429349-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INRIX INC. See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised $35,999,973 Associated Brokers / Dealers N/A CIK Number 0001325859 Filed Document 0001325859-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
American Gene Technologies International Inc. See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $1,999,999 Associated Brokers / Dealers N/A CIK Number 0001586824 Filed Document 0001586824-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Keller TX Retail DST See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised $11,933,690 Associated Brokers / Dealers Harry R. Tyler, Christina S. Nielson, Carol J. Child, Inland Securities Corporation, Roger T. Tadsen, Dwight K. Kay, Gary G. Benson, William A. Morrow, Drew F. Dedelow, David R. Koehler, Eric S. Scaff, Jeffrey S. Gurman, Christopher R. Bice, Mark S. Gopen, Alex M. Weissman, Damon C. Gonzalez, Robert R. Tweed, and Joseph A. Nugent CIK Number 0001608413 Filed Document 0001608413-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Wyandotte Partners, L.P. See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505448 Filed Document 0000919574-14-005493 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund