Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MacKay Shields Defensive Bond Arbitrage Fund Ltd. See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable CIK Number 0001502133 Filed Document 0001181431-14-034091 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $10,094,084 Associated Brokers / Dealers Mark Maizel and Mark Fulton CIK Number 0001135856 Filed Document 0001135856-14-000285 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $16,725,915 Associated Brokers / Dealers Donald Harrington and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-14-000278 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RCP MULTI-FUND FEEDER IX/DII, LP See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001599556 Filed Document 0001599556-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
StepStone Tactical Growth Fund, L.P. See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588269 Filed Document 0001140361-14-037488 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Onex York Holdings Corp. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $25,779,000 Associated Brokers / Dealers N/A CIK Number 0001619513 Filed Document 0000895345-14-000269 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GSA Alpha Capture Fund LP See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443761 Filed Document 0000943663-14-000157 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROTEOSTASIS THERAPEUTICS, INC. See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001445283 Filed Document 0001621298-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $22,498,512 Associated Brokers / Dealers John Sanford, D Harrington, and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-14-000292 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Partners Group Client Access 14, L.P. Inc. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621627 Filed Document 0001621627-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Physicians Realty Trust See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $27,650,342 Associated Brokers / Dealers None CIK Number 0001574540 Filed Document 0001574540-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Cloudera Fund LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621411 Filed Document 0001621412-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fuse Science, Inc. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0000842722 Filed Document 0001415889-14-003019 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PC III CTH Holdings, L.P. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001621870 Filed Document 0001461373-14-000051 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MINILUXE, INC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $23,725,342 Associated Brokers / Dealers N/A CIK Number 0001436634 Filed Document 0001436634-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LoanTek, Inc. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001570316 Filed Document 0001570316-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Cter-Fund, a series of AngelList-VL-Funds, LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $105,975 Associated Brokers / Dealers N/A CIK Number 0001621679 Filed Document 0001621679-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Shyp2-Fund, a series of AngelList-TF-Funds, LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $1,042,950 Associated Brokers / Dealers N/A CIK Number 0001621686 Filed Document 0001621686-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agronomic Technology Corp. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $2,495,830 Associated Brokers / Dealers N/A CIK Number 0001621554 Filed Document 0001621554-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree High Yield Value Fund Offshore II, Ltd. See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479138 Filed Document 0001315863-14-000580 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Black Bear Resources IV, LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001619536 Filed Document 0001619536-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
PC III CTH AIV I, L.P. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $17,352,500 Associated Brokers / Dealers N/A CIK Number 0001621778 Filed Document 0001461373-14-000049 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
AngelList-Slvsace-Fund, a series of AngelList-CL-Funds, LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $115,500 Associated Brokers / Dealers N/A CIK Number 0001621678 Filed Document 0001621678-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIXLET LLC See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001588024 Filed Document 0001588024-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ENGAGED CAPITAL I LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559851 Filed Document 0001144204-14-060524 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
van Biema Asia Value Fund, Ltd See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins Bay Island Securities CIK Number 0001486948 Filed Document 0000919574-14-005513 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cresco Labs, LLC See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001620843 Filed Document 0001620843-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LWFB Co-Investment Fund I, L.P. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621623 Filed Document 0001621623-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HATCHER INDUSTRIAL PARK PHOENIX, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $725,000 Associated Brokers / Dealers N/A CIK Number 0001621573 Filed Document 0001062993-14-005834 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PVF - RVB, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $40,010,000 Associated Brokers / Dealers N/A CIK Number 0001559547 Filed Document 0000919574-14-005532 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PVF - ER, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $20,010,000 Associated Brokers / Dealers N/A CIK Number 0001559528 Filed Document 0000919574-14-005525 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VPC INVESTOR FUND B, L.P. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001620320 Filed Document 0001620320-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Technology Fund LLC See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers PHX FINANCIAL, INC. and HALYCON CABOT PARTNERS Ltd. CIK Number 0001611194 Filed Document 0001013762-14-001173 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Body Details, LLLP See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001618098 Filed Document 0001618098-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
EMERGING SOVEREIGN FUND LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. and Barclays Capital Inc. CIK Number 0001177383 Filed Document 0000919574-14-005501 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Professional Diversity Network, Inc. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546296 Filed Document 0001214659-14-006884 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Echometrix, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001509323 Filed Document 0001509323-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Instream Energy Systems Corp. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $283,410 Associated Brokers / Dealers N/A CIK Number 0001511707 Filed Document 0001511707-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
BOW STREET INTERMEDIATE FUND, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524812 Filed Document 0000919574-14-005506 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZG Holdings, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001621274 Filed Document 0001621274-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
BGA Horizon Fund, LLC - TPU Series See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620386 Filed Document 0001620386-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Normal Ears, Inc. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001589447 Filed Document 0001589447-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PVF - PG, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $20,010,000 Associated Brokers / Dealers N/A CIK Number 0001559527 Filed Document 0000919574-14-005529 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tortus Capital Fund LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528746 Filed Document 0001013594-14-000664 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Elo 7, Ltd. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001544849 Filed Document 0001544849-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Onex York Holdings Corp. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $5,950,000 Associated Brokers / Dealers N/A CIK Number 0001619513 Filed Document 0000895345-14-000266 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trimark Property Group LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $2,065,000 Associated Brokers / Dealers Trimark Property Group CIK Number 0001621312 Filed Document 0001621312-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
van Biema Global Value Fund, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins Bay Island Securities CIK Number 0001399399 Filed Document 0000919574-14-005512 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PVF - RM, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $25,010,000 Associated Brokers / Dealers N/A CIK Number 0001559506 Filed Document 0000919574-14-005531 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verie, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001622717 Filed Document 0001622717-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity