Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Tetragon Credit Income II L.P. See All Filings	D/A	2016-11-18 13:16:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch International, Blue Sand Securities LLC, and ISP Securities AG CIK Number 0001657496 Filed Document 0001140361-16-087203 Exclusions or Exemptions 506b Accepted Date 2016-11-18 13:16:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DIHEDRAL GROUP, L.P. - 2016-A SERIES See All Filings	D	2016-11-18 13:10:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690457 Filed Document 0001690457-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-18 13:10:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nash Holdings, Inc. (Robert Nash, President) See All Filings	D/A	2016-11-18 13:06:50 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers n/a CIK Number 0001598920 Filed Document 0001598920-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-18 13:06:50 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AB Arya Partners (Delaware) Fund, L.P. See All Filings	D	2016-11-18 12:56:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690392 Filed Document 0000902664-16-008875 Exclusions or Exemptions 506b Accepted Date 2016-11-18 12:56:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AB Arya Partners (Luxembourg) Fund, SICAV-RAIF S.C.Sp. See All Filings	D	2016-11-18 12:55:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690386 Filed Document 0000902664-16-008874 Exclusions or Exemptions 506b Accepted Date 2016-11-18 12:55:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
AB Arya Partners (Cayman) Fund, L.P. See All Filings	D	2016-11-18 12:54:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690391 Filed Document 0000902664-16-008873 Exclusions or Exemptions 506b Accepted Date 2016-11-18 12:54:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AQR International Equity Integrated Alpha Fund, L.P. See All Filings	D/A	2016-11-18 12:50:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655909 Filed Document 0001655909-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-18 12:50:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Owlized, Inc. See All Filings	D	2016-11-18 12:49:41 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001690447 Filed Document 0001690447-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-18 12:49:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Grand Coast Capital Fund II, LLC See All Filings	D	2016-11-18 12:42:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001689535 Filed Document 0001689535-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-18 12:42:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LONGBOARD PARTNERS, LP See All Filings	D/A	2016-11-18 12:40:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592151 Filed Document 0001140361-16-087189 Exclusions or Exemptions 506b Accepted Date 2016-11-18 12:40:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Upshot Real Estate Fund I, LP See All Filings	D	2016-11-18 12:39:55 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001690371 Filed Document 0001690371-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-18 12:39:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ABRY Senior Equity V, L.P. See All Filings	D	2016-11-18 12:39:34 UTC
Amount To Be Raised $1,050,000,000 Associated Brokers / Dealers N/A CIK Number 0001690188 Filed Document 0001690188-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-18 12:39:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Grand Coast Capital Fund II, LLC See All Filings	D	2016-11-18 12:36:21 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001689535 Filed Document 0001689535-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-18 12:36:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Buckley Lloyd Partners Fund, LP See All Filings	D/A	2016-11-18 12:14:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626056 Filed Document 0000945621-16-000768 Exclusions or Exemptions 506b Accepted Date 2016-11-18 12:14:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hyperplane II, LP See All Filings	D	2016-11-18 12:12:47 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001689727 Filed Document 0001689727-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-18 12:12:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PINNACLE WEST CAPITAL CORP See All Filings	D/A	2016-11-18 12:09:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and SunTrust Robinson Humphrey, Inc. CIK Number 0000764622 Filed Document 0000764622-16-000149 Exclusions or Exemptions 506b Accepted Date 2016-11-18 12:09:03 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business ARIZONA Revenue or Assets $Over $100,000,000 Type of Security Debt
Echo Street Capital Partners, LP See All Filings	D/A	2016-11-18 12:07:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001172150 Filed Document 0000919574-16-016786 Exclusions or Exemptions 506b Accepted Date 2016-11-18 12:07:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REF PARTNERS LP See All Filings	D/A	2016-11-18 12:06:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001335416 Filed Document 0000945621-16-000767 Exclusions or Exemptions 506b Accepted Date 2016-11-18 12:06:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRIMA MORTGAGE INVESTMENT TRUST LLC See All Filings	D/A	2016-11-18 12:00:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618020 Filed Document 0001144204-16-135316 Exclusions or Exemptions 506b Accepted Date 2016-11-18 12:00:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USEDC 2016 Drilling Fund LP See All Filings	D/A	2016-11-18 11:57:31 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Mary M. Gies CIK Number 0001681337 Filed Document 0001681337-16-000019 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:57:31 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Diversified Infrastructure Trust See All Filings	D	2016-11-18 11:56:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690307 Filed Document 0001690307-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:56:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Vetris Capital Fund I, LP See All Filings	D/A	2016-11-18 11:54:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592161 Filed Document 0001592161-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:54:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USEDC 2016 Drilling Fund LP See All Filings	D/A	2016-11-18 11:53:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Edward Kohlhepp Jr. CIK Number 0001681337 Filed Document 0001681337-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:53:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BASSWOOD CO-INVESTMENT FUND, LTD. See All Filings	D	2016-11-18 11:52:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690445 Filed Document 0001405086-16-000697 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:52:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Carolina Lithotripsy, A Ltd Partnership See All Filings	D	2016-11-18 11:51:48 UTC
Amount To Be Raised $117,119 Associated Brokers / Dealers N/A CIK Number 0000769996 Filed Document 0000769996-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:51:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
March Capital Bay Area Opportunity Fund II, LP See All Filings	D/A	2016-11-18 11:50:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658505 Filed Document 0001658505-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:50:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USEDC 2016 Drilling Fund LP See All Filings	D/A	2016-11-18 11:47:41 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Dana Westenhaver CIK Number 0001681337 Filed Document 0001681337-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:47:41 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
USEDC 2016 Drilling Fund LP See All Filings	D/A	2016-11-18 11:41:02 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Steve Knuttila CIK Number 0001681337 Filed Document 0001681337-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:41:02 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
USEDC 2016 Drilling Fund LP See All Filings	D/A	2016-11-18 11:36:06 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Steven Adams CIK Number 0001681337 Filed Document 0001681337-16-000015 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:36:06 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Vibrant Minerals Investments, LLC See All Filings	D/A	2016-11-18 11:32:25 UTC
Amount To Be Raised $9,147,600 Associated Brokers / Dealers Sandlapper Securities, Scott Porter, Benjamin & Jerold Brogerage, LLC, Kevin Kline, Dempsey Lord Smith, LLC, Todd Harrigan, Sterling Louviere, and Michael Hansen CIK Number 0001676733 Filed Document 0001676733-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-11-18 11:32:25 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SERVICEAIDE, INC. See All Filings	D	2016-11-18 11:30:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685098 Filed Document 0001685098-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:30:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2016 Drilling Fund LP See All Filings	D/A	2016-11-18 11:26:23 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Mark Herding CIK Number 0001681337 Filed Document 0001681337-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:26:23 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Eco Oro Minerals Corp. See All Filings	D	2016-11-18 11:18:50 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers N/A CIK Number 0001408679 Filed Document 0001408679-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:18:50 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
SUN Behavioral HoldCo, LLC See All Filings	D	2016-11-18 11:18:31 UTC
Amount To Be Raised $34,000,000 Associated Brokers / Dealers N/A CIK Number 0001598403 Filed Document 0001598403-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:18:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Samjo Partners, LP See All Filings	D/A	2016-11-18 11:04:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293594 Filed Document 0000919574-16-016782 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:04:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IDOC, LLC See All Filings	D	2016-11-18 10:56:31 UTC
Amount To Be Raised $1,817,000 Associated Brokers / Dealers N/A CIK Number 0001690313 Filed Document 0001015325-16-000080 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:56:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
North Texas Energy, Inc. See All Filings	D	2016-11-18 10:50:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001514994 Filed Document 0001096906-16-002068 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:50:18 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GSV Ventures I LLC, Series I-16 See All Filings	D/A	2016-11-18 10:49:15 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001677192 Filed Document 0001677192-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:49:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peca Labs, Inc. See All Filings	D	2016-11-18 10:39:25 UTC
Amount To Be Raised $749,986 Associated Brokers / Dealers N/A CIK Number 0001641404 Filed Document 0001641404-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:39:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series I-15 See All Filings	D/A	2016-11-18 10:32:55 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001672592 Filed Document 0001672592-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:32:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline AK Opportunistic Fund, L.P. See All Filings	D/A	2016-11-18 10:32:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658826 Filed Document 0000902664-16-008871 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:32:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NOBLE ENVIRONMENTAL TECHNOLOGIES CORP. See All Filings	D/A	2016-11-18 10:31:40 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001522958 Filed Document 0001065949-16-000529 Exclusions or Exemptions 506c Accepted Date 2016-11-18 10:31:40 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Live Oak Central, Inc. See All Filings	D	2016-11-18 10:28:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001690438 Filed Document 0001690438-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:28:19 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
InPoint Commercial Real Estate Income, Inc. See All Filings	D	2016-11-18 10:22:42 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Inland Securities Corporation CIK Number 0001690012 Filed Document 0001690012-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:22:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
NOBLE ENVIRONMENTAL TECHNOLOGIES CORP. See All Filings	D/A	2016-11-18 10:21:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001522958 Filed Document 0001065949-16-000528 Exclusions or Exemptions 506c Accepted Date 2016-11-18 10:21:10 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Select Partners ELS, L.P. See All Filings	D	2016-11-18 10:19:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690197 Filed Document 0001690197-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:19:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A&Q Technology Fund LLC See All Filings	D/A	2016-11-18 10:18:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001281771 Filed Document 0001140361-16-087158 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:18:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Inception Tech Fund 7, LP See All Filings	D/A	2016-11-18 10:13:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Viet Ly CIK Number 0001675484 Filed Document 0001675484-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:13:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mouth Foods, Inc. See All Filings	D	2016-11-18 10:09:24 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001543619 Filed Document 0001543619-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:09:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Grabir, LLC See All Filings	D/A	2016-11-18 09:48:06 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001668668 Filed Document 0001668668-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-18 09:48:06 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity