Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PANTHER OPPORTUNITY FUND, LLC See All Filings	D	2017-04-12 09:15:04 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001703551 Filed Document 0001703551-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-12 09:15:04 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Multi-Advisor Funds International Equity Value Fund See All Filings	D/A	2017-04-12 09:09:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001423222 Filed Document 0001405086-17-000078 Exclusions or Exemptions 506b Accepted Date 2017-04-12 09:09:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sector Healthcare Fund - a sub-fund of Sector Gamma Investment Funds Plc. See All Filings	D/A	2017-04-12 08:21:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670079 Filed Document 0000945621-17-000207 Exclusions or Exemptions 506b Accepted Date 2017-04-12 08:21:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund SPC, Ltd. See All Filings	D/A	2017-04-12 08:07:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574131 Filed Document 0001574131-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-12 08:07:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
High Sierra Direct Mehnert, LP See All Filings	D/A	2017-04-12 08:00:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665357 Filed Document 0001665357-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 08:00:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Sierra Direct Diamond, LP See All Filings	D/A	2017-04-12 07:55:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665366 Filed Document 0001665366-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 07:55:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobiquity Inc. See All Filings	D/A	2017-04-11 21:59:03 UTC
Amount To Be Raised $19,144,402 Associated Brokers / Dealers N/A CIK Number 0001517068 Filed Document 0001517068-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 21:59:03 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Sigma Holding I, Inc. See All Filings	D	2017-04-11 21:54:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702908 Filed Document 0001702908-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 21:54:06 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Trocafone, Inc. See All Filings	D/A	2017-04-11 21:34:05 UTC
Amount To Be Raised $12,380,964 Associated Brokers / Dealers N/A CIK Number 0001672642 Filed Document 0001672642-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 21:34:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARGENTINA Revenue or Assets Decline to Disclose Type of Security Equity
YMEDICA, INC. See All Filings	D/A	2017-04-11 21:09:53 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001643460 Filed Document 0001643460-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-11 21:09:53 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SoxHub, Inc. See All Filings	D	2017-04-11 21:08:46 UTC
Amount To Be Raised $3,612,357 Associated Brokers / Dealers N/A CIK Number 0001703199 Filed Document 0001703199-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 21:08:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
S-K Gahanna, LLC See All Filings	D	2017-04-11 20:47:15 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001636424 Filed Document 0001636424-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 20:47:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Fission 3.0 Corp. See All Filings	D/A	2017-04-11 20:38:42 UTC
Amount To Be Raised $220,336 Associated Brokers / Dealers 3rd Capital LLC CIK Number 0001703118 Filed Document 0001703118-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 20:38:42 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Hoot's Out Inc. See All Filings	D	2017-04-11 19:32:57 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001701805 Filed Document 0001701805-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 19:32:57 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
STAGE I DIAGNOSTICS, INC. See All Filings	D	2017-04-11 19:27:50 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001467094 Filed Document 0001245105-17-000063 Exclusions or Exemptions 506b Accepted Date 2017-04-11 19:27:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Rockstep Value Fund I, LLC See All Filings	D	2017-04-11 19:17:24 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001703523 Filed Document 0001703523-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-11 19:17:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
NB Loft Vue, DST See All Filings	D	2017-04-11 18:48:24 UTC
Amount To Be Raised $8,485,280 Associated Brokers / Dealers BRIAN NELSON, CORBIN S. THOMAS, TROY THOMAS, LESLIE M. PAPPAS, WILLIAM R. HOOP, and TODD CONDIFF CIK Number 0001696980 Filed Document 0001696980-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 18:48:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
KKR Asian Fund III Private Investors Offshore, L.P. See All Filings	D	2017-04-11 18:43:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703471 Filed Document 0001012975-17-000326 Exclusions or Exemptions 506b Accepted Date 2017-04-11 18:43:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
That Christmas Movie LLC See All Filings	C	2017-04-11 18:43:01 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $100,000 CIK Number 0001701225 Filed Document 0001665160-17-000122 Accepted Date 2017-04-11 18:43:01 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
Vital Records Holdings, LLC See All Filings	D	2017-04-11 18:38:44 UTC
Amount To Be Raised $62,710,355 Associated Brokers / Dealers N/A CIK Number 0001703325 Filed Document 0001703325-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 18:38:44 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Lucid Holdings, LLC See All Filings	D	2017-04-11 18:21:18 UTC
Amount To Be Raised $59,999,989 Associated Brokers / Dealers Petsky Prunier LLC CIK Number 0001535207 Filed Document 0001535207-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 18:21:18 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
KKR Asian Fund III Private Investors, LLC See All Filings	D	2017-04-11 18:19:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703478 Filed Document 0001012975-17-000325 Exclusions or Exemptions 506b Accepted Date 2017-04-11 18:19:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HUMPHREYS FUND I, LLC See All Filings	D	2017-04-11 18:12:47 UTC
Amount To Be Raised $30,000,012 Associated Brokers / Dealers N/A CIK Number 0001703119 Filed Document 0001703119-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 18:12:47 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Fission 3.0 Corp. See All Filings	D	2017-04-11 18:07:20 UTC
Amount To Be Raised $220,336 Associated Brokers / Dealers 3rd Capital LLC CIK Number 0001703118 Filed Document 0001703118-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 18:07:20 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RESFL, LLC See All Filings	D	2017-04-11 18:05:08 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001703566 Filed Document 0001703566-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-11 18:05:08 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NARRATIVE I/O, INC. See All Filings	D	2017-04-11 18:04:37 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001702587 Filed Document 0001702587-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 18:04:37 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RCG Longview 88 Street Co-Invest, L.P. See All Filings	D	2017-04-11 17:52:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703242 Filed Document 0001703242-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:52:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
pH Laboratories, LLC See All Filings	D	2017-04-11 17:47:25 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001693639 Filed Document 0001693639-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:47:25 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
COMMUNITY DEVELOPMENT TRUST INC See All Filings	D/A	2017-04-11 17:46:49 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001088633 Filed Document 0001088633-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:46:49 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Cornerstone Diversified Portfolio, LP See All Filings	D/A	2017-04-11 17:41:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522503 Filed Document 0001522503-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:41:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Tower Resources Ltd. See All Filings	D	2017-04-11 17:30:01 UTC
Amount To Be Raised $595,260 Associated Brokers / Dealers CANACCORD GENUITY CORP. CIK Number 0001686161 Filed Document 0001183740-17-000063 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:30:01 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TallaBama DG, LLC See All Filings	D	2017-04-11 17:26:03 UTC
Amount To Be Raised $1,325,000 Associated Brokers / Dealers TrustFirst, Inc., Donald Taylor, James Powers, and Ted Shaver CIK Number 0001703509 Filed Document 0001703509-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:26:03 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
FGICP LLC See All Filings	D	2017-04-11 17:25:34 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001703549 Filed Document 0001703549-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:25:34 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Trumpet Search, LLC See All Filings	D/A	2017-04-11 17:22:56 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001467007 Filed Document 0001467007-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:22:56 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Maveron Equity Partners VI, L.P. See All Filings	D/A	2017-04-11 17:21:09 UTC
Amount To Be Raised $116,000,000 Associated Brokers / Dealers BTIG, LLC CIK Number 0001671011 Filed Document 0001671011-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:21:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CORERX INC See All Filings	D	2017-04-11 17:21:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001635467 Filed Document 0001078782-17-000452 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:21:01 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ARMIGER PARTNERS L P See All Filings	D/A	2017-04-11 17:18:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001279826 Filed Document 0000919574-17-003361 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:18:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Sand Capital Offshore Fund Ltd. See All Filings	D/A	2017-04-11 17:17:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657713 Filed Document 0001657713-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:17:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TENARON CAPITAL PARTNERS LP See All Filings	D	2017-04-11 17:14:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702818 Filed Document 0000919574-17-003359 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:14:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Sand Capital LP See All Filings	D/A	2017-04-11 17:14:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654437 Filed Document 0001654437-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:14:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASP (Feeder) Private Credit Fund LP See All Filings	D	2017-04-11 17:12:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001701777 Filed Document 0001701777-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:12:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Alphatec Holdings, Inc. See All Filings	D	2017-04-11 17:10:56 UTC
Amount To Be Raised $18,864,000 Associated Brokers / Dealers H.C. Wainwright & Co. LLC CIK Number 0001350653 Filed Document 0001140361-17-015572 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:10:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Adams Street Private Credit Fund-B LP See All Filings	D	2017-04-11 17:09:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001701770 Filed Document 0001701770-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:09:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Adams Street Private Credit Fund-A LP See All Filings	D	2017-04-11 17:07:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001701752 Filed Document 0001701752-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:07:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MyAlerts Inc. See All Filings	D/A	2017-04-11 17:04:35 UTC
Amount To Be Raised $6,999,998 Associated Brokers / Dealers N/A CIK Number 0001578576 Filed Document 0001578576-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:04:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Tessera Offshore Fund Ltd See All Filings	D/A	2017-04-11 17:01:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David Thomas Frank and David Richard Sanchez CIK Number 0001398810 Filed Document 0000919574-17-003355 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:01:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund SPC - Segregated Portfolio 43 See All Filings	D/A	2017-04-11 16:57:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672202 Filed Document 0001659828-17-000035 Exclusions or Exemptions 506b Accepted Date 2017-04-11 16:57:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oofos, LLC See All Filings	D	2017-04-11 16:56:52 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001582282 Filed Document 0001582282-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-04-11 16:56:52 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
AP Ultimate OpCo Holding Corp See All Filings	D	2017-04-11 16:55:53 UTC
Amount To Be Raised $13,025,000 Associated Brokers / Dealers N/A CIK Number 0001702467 Filed Document 0001702467-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 16:55:53 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund, SPC-Segregated Portfolio 40 See All Filings	D/A	2017-04-11 16:55:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639470 Filed Document 0001659828-17-000034 Exclusions or Exemptions 506b Accepted Date 2017-04-11 16:55:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund