Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Black Gold Industries LLC See All Filings	D	2017-01-03 15:48:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001525782 Filed Document 0001525782-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:48:44 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Chowly, Inc. See All Filings	D	2017-01-03 15:48:12 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001692958 Filed Document 0001692958-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:48:12 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS Fund IX LLC See All Filings	D/A	2017-01-03 15:47:06 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001687619 Filed Document 0001687619-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:47:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Carroll Multifamily Real Estate Fund IV, LP See All Filings	D/A	2017-01-03 15:46:27 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001662319 Filed Document 0001662319-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:46:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
InterNex Capital, LLC See All Filings	D/A	2017-01-03 15:44:58 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001671162 Filed Document 0001192482-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:44:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Deerpath Capital Advantage IV (US), LP See All Filings	D	2017-01-03 15:41:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693653 Filed Document 0001693653-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:41:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PhyzData, LLC See All Filings	D	2017-01-03 15:38:07 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001693614 Filed Document 0001693614-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-03 15:38:07 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Amgine Technologies (US), Inc. See All Filings	D	2017-01-03 15:37:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001693624 Filed Document 0001693624-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:37:19 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Star Parent, L.P. See All Filings	D	2017-01-03 15:36:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692904 Filed Document 0001692904-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:36:41 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
US ENERGY CORP See All Filings	D	2017-01-03 15:34:55 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0000101594 Filed Document 0000101594-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:34:55 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MVP ES Fund I LLC See All Filings	D/A	2017-01-03 15:34:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001676429 Filed Document 0001687618-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:34:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Pizzana LLC See All Filings	D	2017-01-03 15:32:26 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001693459 Filed Document 0001693459-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-01-03 15:32:26 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Optoro, Inc. See All Filings	D	2017-01-03 15:30:13 UTC
Amount To Be Raised $55,531,882 Associated Brokers / Dealers N/A CIK Number 0001506618 Filed Document 0001506618-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:30:13 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MV ST Fund I LLC See All Filings	D/A	2017-01-03 15:27:36 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001671191 Filed Document 0001687618-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:27:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Zeus CrowdFunding LLC See All Filings	D	2017-01-03 15:23:46 UTC
Amount To Be Raised $91,500 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-01-03 15:23:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MVP LS Fund X LLC See All Filings	D/A	2017-01-03 15:21:09 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001687618 Filed Document 0001687618-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:21:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Zeus CrowdFunding LLC See All Filings	D	2017-01-03 15:20:31 UTC
Amount To Be Raised $22,000 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-03 15:20:31 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Deerpath Capital Advantage IV (Cayman), LP See All Filings	D	2017-01-03 15:20:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693647 Filed Document 0001693647-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:20:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PSU Holdings, LLC See All Filings	D	2017-01-03 15:17:05 UTC
Amount To Be Raised $1,385,001 Associated Brokers / Dealers N/A CIK Number 0001647741 Filed Document 0001015325-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:17:05 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LOCUST WOOD SELECT, LP See All Filings	D/A	2017-01-03 15:02:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001565681 Filed Document 0001013594-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:02:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ORACLE INSTITUTIONAL PARTNERS L P See All Filings	D/A	2017-01-03 14:59:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000924141 Filed Document 0000899140-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:59:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ORACLE PARTNERS LP See All Filings	D/A	2017-01-03 14:58:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000941901 Filed Document 0000899140-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:58:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Oracle Ten Fund L.P. See All Filings	D/A	2017-01-03 14:56:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490900 Filed Document 0000899140-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:56:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Korea Content Platform, LLC See All Filings	D	2017-01-03 14:48:17 UTC
Amount To Be Raised $12,600,000 Associated Brokers / Dealers None CIK Number 0001692776 Filed Document 0001692776-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:48:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MINDFUL, INC. See All Filings	D	2017-01-03 14:46:22 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001693506 Filed Document 0001693506-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:46:22 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Flexterra, Inc. See All Filings	D	2017-01-03 14:36:25 UTC
Amount To Be Raised $37,248,664 Associated Brokers / Dealers N/A CIK Number 0001692420 Filed Document 0001692420-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:36:25 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DS 30 Morningside Drive EB5 LLC See All Filings	D	2017-01-03 14:32:59 UTC
Amount To Be Raised $49,500,000 Associated Brokers / Dealers N/A CIK Number 0001688616 Filed Document 0001688616-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:32:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Meliora Capital MLP Fund I, LLC See All Filings	D	2017-01-03 14:19:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693549 Filed Document 0001645804-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:19:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Lucidity Lights Inc See All Filings	D	2017-01-03 14:17:37 UTC
Amount To Be Raised $15,231,982 Associated Brokers / Dealers N/A CIK Number 0001573164 Filed Document 0001140361-17-000083 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:17:37 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO COMMODITY ALPHA FUND LLC See All Filings	D/A	2017-01-03 14:16:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO Investments LLC CIK Number 0001570965 Filed Document 0000943663-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:16:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HESTIA CAPITAL PARTNERS LP See All Filings	D/A	2017-01-03 14:12:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456565 Filed Document 0001456565-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:12:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Florida Specialty Services, LLC See All Filings	D	2017-01-03 14:08:53 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers none CIK Number 0001693621 Filed Document 0001693621-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:08:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PlenSat, Inc. See All Filings	D	2017-01-03 14:03:02 UTC
Amount To Be Raised $4,000 Associated Brokers / Dealers N/A CIK Number 0001692682 Filed Document 0001692682-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:03:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Trident Exploration Corp. See All Filings	D	2017-01-03 13:35:40 UTC
Amount To Be Raised $402,080 Associated Brokers / Dealers N/A CIK Number 0001680857 Filed Document 0001680857-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-01-03 13:35:40 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2017-01-03 13:31:03 UTC
Amount To Be Raised $5,168 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:31:03 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Oxx Inc. See All Filings	D/A	2017-01-03 13:27:22 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001689171 Filed Document 0001689171-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:27:22 UTC Type of Offering D/A Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
AVADIM TECHNOLOGIES INC See All Filings	D	2017-01-03 13:27:09 UTC
Amount To Be Raised $251,154 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:27:09 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Marathon UCITS Funds - Japan Equity Fund See All Filings	D/A	2017-01-03 13:26:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583370 Filed Document 0001583370-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:26:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Trail Mix Ventures Fund, L.P. See All Filings	D	2017-01-03 13:25:56 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001682815 Filed Document 0001682815-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:25:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Third Pole, Inc. See All Filings	D/A	2017-01-03 13:22:56 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Saturn Capital, Inc. CIK Number 0001661812 Filed Document 0001661812-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:22:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SOASTA INC See All Filings	D	2017-01-03 13:22:43 UTC
Amount To Be Raised $6,350,000 Associated Brokers / Dealers N/A CIK Number 0001357740 Filed Document 0001357740-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:22:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marathon UCITS Funds - Emerging Markets Equity Fund See All Filings	D/A	2017-01-03 13:20:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592554 Filed Document 0001592554-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:20:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Whaer Inc. See All Filings	D	2017-01-03 13:18:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690738 Filed Document 0001690738-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:18:42 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Ascenso Opportunity Partners, LP See All Filings	D/A	2017-01-03 13:14:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618868 Filed Document 0001618868-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:14:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon UCITS Funds - International Equity Fund See All Filings	D/A	2017-01-03 13:10:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460233 Filed Document 0001460233-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:10:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Gotham Ballers, Inc. See All Filings	C/A	2017-01-03 13:06:46 UTC
Financial Interest N/A Filing Platform Gotham Ballers, Inc. Offering Amount $999,950 CIK Number 0001691594 Filed Document 0001665160-17-000003 Accepted Date 2017-01-03 13:06:46 UTC Type of Offering C/A Security Offered Amount 7,143 Security Offered Type Common Stock State NEW YORK
Marathon UCITS Funds - European Equity Fund See All Filings	D/A	2017-01-03 13:02:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583168 Filed Document 0001583168-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:02:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Seremedi Inc. See All Filings	D	2017-01-03 13:00:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001690874 Filed Document 0001445866-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:00:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DAO Labs LLC See All Filings	D	2017-01-03 12:51:11 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001689046 Filed Document 0001689046-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 12:51:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Ascent Resources Equity Holdings, LLC See All Filings	D	2017-01-03 12:38:27 UTC
Amount To Be Raised $202,566 Associated Brokers / Dealers N/A CIK Number 0001662176 Filed Document 0001662176-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 12:38:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund