Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mesirow Equity Opportunity Fund III, L.P. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Inc. CIK Number 0001503312 Filed Document 0001456836-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BELLE MEADE ASSOCIATES NY L P See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001374681 Filed Document 0001140361-14-038289 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ ELS Overseas Fund, Ltd. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503266 Filed Document 0001503266-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Targeted Technology Fund II, LP See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Braymen, Lambert & Noel Securities, Ltd. CIK Number 0001590812 Filed Document 0001590812-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Aspect FuturesAccess LLC See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001309132 Filed Document 0001309132-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2nd Watch, Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $10,000,002 Associated Brokers / Dealers N/A CIK Number 0001535671 Filed Document 0001535671-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Causeway Media Partners, L.P. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised $125,555,555 Associated Brokers / Dealers Robert McDonald Hofeditz and Trinity Group Limited CIK Number 0001576443 Filed Document 0001576443-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DAV - M SEDONA, LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001622384 Filed Document 0001622384-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tekton GCM Fund, Ltd. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621927 Filed Document 0001621927-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HS Group Sponsor Fund (US) Ltd. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621660 Filed Document 0001621660-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Balcera Fund, Ltd. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621926 Filed Document 0001621926-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JOBHIVE, INC. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001585156 Filed Document 0001585156-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Cardero Therapeutics, Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001532510 Filed Document 0001288649-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Perella Weinberg Partners Asset Based Value Offshore Fund L.P. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476699 Filed Document 0000902664-14-004078 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citadel Global Equities Fund Ltd. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486836 Filed Document 0001486836-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River China Fund L.P. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588616 Filed Document 0001588616-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roundtable Event Driven LP See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621175 Filed Document 0001621175-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panda Power Fund II B, L.P. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised $246,100,000 Associated Brokers / Dealers Beacon Hill Financial Corporation CIK Number 0001581418 Filed Document 0001140361-14-038222 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AHL Alpha (Cayman) Ltd See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001588889 Filed Document 0001588889-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OrbiMed Global Healthcare Fund, Ltd. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588471 Filed Document 0000902664-14-004080 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Strategy Portfolio RockTenn A, Ltd. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001622472 Filed Document 0001140361-14-038311 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asia Alternatives Capital Partners IV, LP See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606269 Filed Document 0001606269-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Broad Spectrum Independent Physician Association, LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers N/A CIK Number 0001622245 Filed Document 0001622245-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
AIRSPAN NETWORKS INC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001105542 Filed Document 0001181431-14-034298 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CVI Credit Value Fund A III LP See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621988 Filed Document 0000902664-14-004100 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Brigade EP Fund LP See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616526 Filed Document 0000919574-14-005747 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurelius Capital Partners II, LP See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620483 Filed Document 0000902664-14-004073 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Volometrix, Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $11,999,997 Associated Brokers / Dealers N/A CIK Number 0001546885 Filed Document 0001546885-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Roth Sellpoints I, LLC See All Filings	D/A	2014-10-14 10:20:47 UTC
Amount To Be Raised $951,460 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001619753 Filed Document 0001619753-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 10:20:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gamma Medica, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers Stillpoint Capital, LLC CIK Number 0001580867 Filed Document 0001580867-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
PROVECTUS BIOPHARMACEUTICALS, INC. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Network 1 Financial Securities, Inc. CIK Number 0000315545 Filed Document 0000315545-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Athena Victory Fund L.P. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589208 Filed Document 0001589208-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peak Equipment Rental LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001496447 Filed Document 0001496447-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
PEARL Unlimited Holdings, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001551743 Filed Document 0001551743-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
BDT Capital Partners Fund II, L.P. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $5,206,000,000 Associated Brokers / Dealers N/A CIK Number 0001612490 Filed Document 0001140361-14-038093 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIGHORN CAPITAL PARTNERS, LP See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502815 Filed Document 0000919574-14-005715 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golden Eagle Fund 18 LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001622129 Filed Document 0001622129-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MV Startup Fund X LLC See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $447,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001611072 Filed Document 0001611072-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Marin U.S. Equities Segregated Series See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559455 Filed Document 0001559454-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
General Atlantic Partners 98B, L.P. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621490 Filed Document 0000950142-14-002060 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kontiki Offshore Fund See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621742 Filed Document 0000899140-14-000667 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Rock Ridge Apartments, LLLP See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001622262 Filed Document 0001622262-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SMITH ELECTRIC VEHICLES CORP. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001455900 Filed Document 0000950138-14-000689 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
VOLITIONRX LTD See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $229,393 Associated Brokers / Dealers N/A CIK Number 0000093314 Filed Document 0000093314-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Sentio Healthcare Properties Inc See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $158,700,000 Associated Brokers / Dealers N/A CIK Number 0001378774 Filed Document 0001378774-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
K-PAX Pharmaceuticals, Inc. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $1,460,000 Associated Brokers / Dealers N/A CIK Number 0001515314 Filed Document 0001515314-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Pinyon Partners LP See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620232 Filed Document 0000919574-14-005710 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sarona Frontier Markets International Fund 2 LP See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580681 Filed Document 0000902664-14-004065 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
General Atlantic Partners 98G, L.P. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621515 Filed Document 0000950142-14-002065 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lighthaven Fund LP See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528850 Filed Document 0000935836-14-000589 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund