Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Multi-Asset Core Plus Fund See All Filings	D/A	2016-11-30 15:09:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001563333 Filed Document 0001659828-16-000021 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:09:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOW DURATION BOND FUND See All Filings	D/A	2016-11-30 15:07:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001551848 Filed Document 0001659828-16-000020 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:07:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LARGE CAP US EQUITY FUND See All Filings	D/A	2016-11-30 15:05:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001440784 Filed Document 0001659828-16-000019 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:05:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWO BROTHERS CULTIVATION, LLC See All Filings	D	2016-11-30 15:05:34 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001687248 Filed Document 0001687248-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:05:34 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NW SPV XLVI, LLC See All Filings	D	2016-11-30 15:05:28 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001691190 Filed Document 0001691190-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:05:28 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide BOLI Private Placement Variable Account See All Filings	D	2016-11-30 15:03:49 UTC
Amount To Be Raised $21,600,000 Associated Brokers / Dealers Jim Cheney CIK Number 0001343394 Filed Document 0001343394-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:03:49 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
INTERNATIONAL EQUITY FUND See All Filings	D/A	2016-11-30 15:03:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001440913 Filed Document 0001659828-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:03:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Yield Bond Fund See All Filings	D/A	2016-11-30 15:01:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001563291 Filed Document 0001659828-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:01:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBAL SMALL CAP FUND See All Filings	D/A	2016-11-30 14:59:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001643950 Filed Document 0001659828-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:59:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Real Estate Securities Fund See All Filings	D/A	2016-11-30 14:58:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001582937 Filed Document 0001659828-16-000015 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:58:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAZARUS 3D, LLC See All Filings	D	2016-11-30 14:57:11 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001690281 Filed Document 0001690281-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:57:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide BOLI Private Placement Variable Account See All Filings	D	2016-11-30 14:56:45 UTC
Amount To Be Raised $547,023,872 Associated Brokers / Dealers William Lynch CIK Number 0001343394 Filed Document 0001343394-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:56:45 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Global Listed Infrastructure Fund See All Filings	D/A	2016-11-30 14:56:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001582874 Filed Document 0001659828-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:56:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InSight EyeCare Partners, L.P. See All Filings	D	2016-11-30 14:54:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690464 Filed Document 0000897069-16-001125 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:54:19 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL EQUITY PLUS FUND See All Filings	D/A	2016-11-30 14:52:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001627919 Filed Document 0001659828-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:52:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Markets Equity Plus Fund See All Filings	D/A	2016-11-30 14:50:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001563388 Filed Document 0001659828-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:50:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dynamic Commodity Strategies Fund See All Filings	D/A	2016-11-30 14:49:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001582909 Filed Document 0001659828-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:49:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C-F Brickell, LLC See All Filings	D	2016-11-30 14:48:21 UTC
Amount To Be Raised $31,000,000 Associated Brokers / Dealers N/A CIK Number 0001691052 Filed Document 0001691052-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:48:21 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CV1 P, LLC See All Filings	D	2016-11-30 14:46:51 UTC
Amount To Be Raised $1,545,000 Associated Brokers / Dealers N/A CIK Number 0001690428 Filed Document 0001140361-16-088193 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:46:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Code Ocean, Inc. See All Filings	D	2016-11-30 14:45:12 UTC
Amount To Be Raised $2,529,999 Associated Brokers / Dealers N/A CIK Number 0001691093 Filed Document 0001691093-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:45:12 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COGNITION THERAPEUTICS INC See All Filings	D	2016-11-30 14:44:59 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001455365 Filed Document 0001455365-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:44:59 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
DEFENSIVE U.S. EQUITY FUND See All Filings	D/A	2016-11-30 14:44:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001440781 Filed Document 0001659828-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:44:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VISTA CREDIT OPPORTUNITIES INTERMEDIATE FUND II-A, L.P. See All Filings	D	2016-11-30 14:44:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688450 Filed Document 0001673920-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:44:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AEA TCB Holdings LP See All Filings	D	2016-11-30 14:43:51 UTC
Amount To Be Raised $85,168,100 Associated Brokers / Dealers N/A CIK Number 0001691115 Filed Document 0000895345-16-000611 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:43:51 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
VISTA CREDIT OPPORTUNITIES FUND II-A, L.P. See All Filings	D	2016-11-30 14:43:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DEUTSCHE BANK SECURITIES INC., EFG ASSET MANAGEMENT (UK) LIMITED, and NOAH HOLDINGS (HONG KONG) LIMITED CIK Number 0001673920 Filed Document 0001673920-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:43:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CORE BOND FUND See All Filings	D/A	2016-11-30 14:42:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001440835 Filed Document 0001659828-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:42:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Absolute Return Fixed Income Fund See All Filings	D/A	2016-11-30 14:40:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001603833 Filed Document 0001659828-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:40:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VANSHAP CAPITAL VALUE FUND, LP See All Filings	D/A	2016-11-30 14:36:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547141 Filed Document 0001546927-16-000550 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:36:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Tamarack Aerospace Group, Inc. See All Filings	D/A	2016-11-30 14:34:55 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001507045 Filed Document 0001507045-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:34:55 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Debt
Finger Lakes Region Rural Broadband Company, Inc. See All Filings	1-A POS	2016-11-30 14:30:26 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers 0 CIK Number 0001579586 Filed Document 0001579586-16-000024 Accepted Date 2016-11-30 14:30:26 UTC Type of Offering 1-A POS Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction NEW YORK Type of Security Equity (common or preferred stock)
Pemberton Debt Fund Delaware I L.P. See All Filings	D	2016-11-30 14:24:48 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001691162 Filed Document 0001691162-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:24:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rhumbix, Inc. See All Filings	D	2016-11-30 14:24:45 UTC
Amount To Be Raised $6,262,848 Associated Brokers / Dealers N/A CIK Number 0001652117 Filed Document 0001652117-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:24:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Manoa Botanicals LLC See All Filings	D	2016-11-30 14:20:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001655539 Filed Document 0001655539-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:20:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Debt
Mill Creek Investors, LLC See All Filings	D	2016-11-30 14:18:15 UTC
Amount To Be Raised $2,118,600 Associated Brokers / Dealers N/A CIK Number 0001690418 Filed Document 0001690418-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:18:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BIODESIX INC See All Filings	D	2016-11-30 14:09:21 UTC
Amount To Be Raised $15,700,000 Associated Brokers / Dealers N/A CIK Number 0001439725 Filed Document 0001439725-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:09:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
NRD Partners II, L.P. See All Filings	D	2016-11-30 14:08:36 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001691112 Filed Document 0001691112-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:08:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NY Medicinal Research & Caring, LLC See All Filings	D	2016-11-30 14:01:45 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001691091 Filed Document 0001691091-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:01:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KABR 66 SUMMER, LLC See All Filings	D	2016-11-30 14:00:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690832 Filed Document 0001013594-16-001327 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:00:20 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Tyro Absolute Return Fund, LP See All Filings	D/A	2016-11-30 13:50:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641130 Filed Document 0001641130-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-30 13:50:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Storage World II, LLC See All Filings	D	2016-11-30 13:50:16 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001691165 Filed Document 0001691165-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 13:50:16 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
930-DSIC 4, LLC See All Filings	D/A	2016-11-30 13:43:50 UTC
Amount To Be Raised $34,191,000 Associated Brokers / Dealers N/A CIK Number 0001658568 Filed Document 0000950172-16-000248 Exclusions or Exemptions 506b Accepted Date 2016-11-30 13:43:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PlayFab, Inc. See All Filings	D	2016-11-30 13:41:29 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001603842 Filed Document 0001603842-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-30 13:41:29 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ICON HD, LLC See All Filings	D	2016-11-30 13:35:38 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001691164 Filed Document 0001691164-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 13:35:38 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Campbell Global Timber Fund Feeder, LLC See All Filings	D	2016-11-30 13:32:16 UTC
Amount To Be Raised $550,000,000 Associated Brokers / Dealers N/A CIK Number 0001691050 Filed Document 0001691050-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 13:32:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tiff's Treats Holdings, Inc. See All Filings	D	2016-11-30 13:30:34 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001641767 Filed Document 0001641767-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-30 13:30:34 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VWP Lamb LV Industrial, LLC See All Filings	D	2016-11-30 13:26:20 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers ARI Financial Services, Inc. CIK Number 0001691071 Filed Document 0001691071-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 13:26:20 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Essential Health Solutions Inc. See All Filings	D	2016-11-30 13:25:45 UTC
Amount To Be Raised $3,128,750 Associated Brokers / Dealers N/A CIK Number 0001689484 Filed Document 0001689484-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 13:25:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Perfect Storm Entertainment, LLC See All Filings	D	2016-11-30 13:25:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001690399 Filed Document 0001690399-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 13:25:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Bhatt Innovation Capital LP See All Filings	D/A	2016-11-30 13:25:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659267 Filed Document 0001659267-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-30 13:25:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SendGrid, Inc. See All Filings	D	2016-11-30 13:16:30 UTC
Amount To Be Raised $32,933,753 Associated Brokers / Dealers N/A CIK Number 0001477425 Filed Document 0001477425-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-30 13:16:30 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity