Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ZEPHYR MINERALS LTD. See All Filings	D/A	2017-01-04 18:39:56 UTC
Amount To Be Raised $65,115 Associated Brokers / Dealers LISSA MENYHART CIK Number 0001613979 Filed Document 0001613979-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-04 18:39:56 UTC Type of Offering D/A Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Orion Labs, Inc. See All Filings	D	2017-01-04 18:39:43 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001584169 Filed Document 0001584169-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 18:39:43 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wise Owl Holdings LLC See All Filings	D	2017-01-04 18:37:55 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001598372 Filed Document 0001598372-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 18:37:55 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fugue, Inc. See All Filings	D	2017-01-04 18:30:15 UTC
Amount To Be Raised $40,749,996 Associated Brokers / Dealers N/A CIK Number 0001603449 Filed Document 0001603449-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 18:30:15 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Gladius Venator Fund LP See All Filings	D	2017-01-04 18:28:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693703 Filed Document 0001693703-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 18:28:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Advisory lnvestors 2016 - DRA IX, LLLP See All Filings	D	2017-01-04 18:16:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693302 Filed Document 0001693302-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 18:16:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quadrant Private Capital Solutions Fund, LP See All Filings	D	2017-01-04 18:10:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692638 Filed Document 0001692638-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 18:10:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Discovery Global Macro ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2017-01-04 17:51:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001595669 Filed Document 0001625257-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-04 17:51:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maestro Food Co. See All Filings	D/A	2017-01-04 17:46:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661183 Filed Document 0001661183-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 17:46:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners ASP Fund, a series of Alternative Strategies Platform LLC See All Filings	D/A	2017-01-04 17:45:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001668246 Filed Document 0001625257-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-04 17:45:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Real Estate Credit Opportunity Partners Aggregator I L.P. See All Filings	D	2017-01-04 17:42:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693050 Filed Document 0001693050-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 17:42:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Matlin Patterson Securitized Credit ASP Fund, a series of Alternative Strategies Platform LLC See All Filings	D/A	2017-01-04 17:39:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001662562 Filed Document 0001625257-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-04 17:39:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Capital Greyhawk Cayman Feeder Fund, Ltd. See All Filings	D/A	2017-01-04 17:38:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564717 Filed Document 0001564717-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 17:38:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Real Estate Credit Opportunity Partners L.P. See All Filings	D	2017-01-04 17:37:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693048 Filed Document 0001693048-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 17:37:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Matlin Patterson Securitized Credit II ASP Fund, a series of Alternative Strategies Platform LLC See All Filings	D/A	2017-01-04 17:34:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001662564 Filed Document 0001662564-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 17:34:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KLR Energy Acquisition Corp. See All Filings	D	2017-01-04 17:29:45 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers BMO Capital Markets Corp. and KLR Group, LLC CIK Number 0001659122 Filed Document 0001209191-17-001248 Exclusions or Exemptions 506b Accepted Date 2017-01-04 17:29:45 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Zomedica Pharmaceuticals Corp. See All Filings	D	2017-01-04 17:26:01 UTC
Amount To Be Raised $7,389,740 Associated Brokers / Dealers N/A CIK Number 0001684144 Filed Document 0000905718-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-01-04 17:26:01 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Metronom Health, Inc. See All Filings	D	2017-01-04 17:25:59 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001491963 Filed Document 0001382963-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-04 17:25:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Blue Mountain Long Short Equity ASP Fund, a series of Alternative Strategies Platform LLC See All Filings	D/A	2017-01-04 17:25:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001662570 Filed Document 0001625257-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 17:25:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zomedica Pharmaceuticals Corp. See All Filings	D	2017-01-04 17:24:27 UTC
Amount To Be Raised $3,704,263 Associated Brokers / Dealers N/A CIK Number 0001684144 Filed Document 0000905718-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-01-04 17:24:27 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Bonti, Inc. See All Filings	D	2017-01-04 17:14:25 UTC
Amount To Be Raised $9,975,000 Associated Brokers / Dealers N/A CIK Number 0001650638 Filed Document 0001140361-17-000477 Exclusions or Exemptions 506b Accepted Date 2017-01-04 17:14:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HEW-TEX/MENTONE #2 JOINT VENTURE See All Filings	D	2017-01-04 17:10:40 UTC
Amount To Be Raised $937,500 Associated Brokers / Dealers N/A CIK Number 0001693742 Filed Document 0001693742-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 17:10:40 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Zeus CrowdFunding LLC See All Filings	D	2017-01-04 17:09:59 UTC
Amount To Be Raised $176,500 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-01-04 17:09:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Walton Oaks Family 2 Tax Credit, LLC See All Filings	D	2017-01-04 17:08:21 UTC
Amount To Be Raised $599,026 Associated Brokers / Dealers N/A CIK Number 0001588140 Filed Document 0001506114-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-01-04 17:08:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zeus CrowdFunding LLC See All Filings	D	2017-01-04 17:06:49 UTC
Amount To Be Raised $68,150 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-01-04 17:06:49 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
APANA Inc. See All Filings	D/A	2017-01-04 17:04:08 UTC
Amount To Be Raised $4,834,400 Associated Brokers / Dealers N/A CIK Number 0001638724 Filed Document 0001638724-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 17:04:08 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Walton Oaks Phase 1 State Credit, LLC See All Filings	D	2017-01-04 17:00:10 UTC
Amount To Be Raised $823,032 Associated Brokers / Dealers N/A CIK Number 0001560624 Filed Document 0001506114-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-01-04 17:00:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CROWN CO-INVESTMENT OPPORUTNITIES II PLC See All Filings	D	2017-01-04 16:55:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692974 Filed Document 0001692974-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:55:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atomized, LLC See All Filings	D	2017-01-04 16:54:55 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001635207 Filed Document 0001635207-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:54:55 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Companion Medical, Inc. See All Filings	D	2017-01-04 16:54:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607183 Filed Document 0001607183-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:54:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Community Capital 2016 LP See All Filings	D	2017-01-04 16:53:20 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001693748 Filed Document 0001693748-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:53:20 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MAINE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Legacy Oaks Senior Tax Credit, LLC See All Filings	D	2017-01-04 16:51:09 UTC
Amount To Be Raised $470,884 Associated Brokers / Dealers N/A CIK Number 0001534603 Filed Document 0001506114-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:51:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONCEIVEX INC See All Filings	D	2017-01-04 16:49:18 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001388576 Filed Document 0001388576-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:49:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Hilton Institute of Business, LLC See All Filings	D	2017-01-04 16:48:43 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001693702 Filed Document 0001213900-17-000074 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:48:43 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
MILES FLEETWOOD, LLC See All Filings	D	2017-01-04 16:44:06 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001692746 Filed Document 0001692746-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:44:06 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Walton Pointe Tax Credit, LLC See All Filings	D	2017-01-04 16:42:17 UTC
Amount To Be Raised $629,809 Associated Brokers / Dealers N/A CIK Number 0001588138 Filed Document 0001506114-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:42:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enterprise Multifamily Opportunity Fund II, LLC See All Filings	D	2017-01-04 16:41:57 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001693404 Filed Document 0001693404-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:41:57 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
FIVE POINTS SMALL BUYOUT STRATEGIES III, LP See All Filings	D/A	2017-01-04 16:36:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644958 Filed Document 0001644958-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:36:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Synthego Corp See All Filings	D	2017-01-04 16:35:49 UTC
Amount To Be Raised $40,696,687 Associated Brokers / Dealers N/A CIK Number 0001553025 Filed Document 0001553025-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:35:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Walton Renaissance State Credit, LLC See All Filings	D	2017-01-04 16:32:48 UTC
Amount To Be Raised $529,487 Associated Brokers / Dealers N/A CIK Number 0001555870 Filed Document 0001506114-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:32:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PennAlt Organics Inc. See All Filings	D	2017-01-04 16:31:30 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001693688 Filed Document 0001693688-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:31:30 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
FACTION HOLDINGS, INC. See All Filings	D	2017-01-04 16:24:49 UTC
Amount To Be Raised $7,000,020 Associated Brokers / Dealers N/A CIK Number 0001575761 Filed Document 0001575761-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:24:49 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Walton Heights State Credit, LLC See All Filings	D	2017-01-04 16:24:04 UTC
Amount To Be Raised $567,403 Associated Brokers / Dealers N/A CIK Number 0001555911 Filed Document 0001506114-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:24:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walton BT State Credit, LLC See All Filings	D	2017-01-04 16:14:29 UTC
Amount To Be Raised $325,668 Associated Brokers / Dealers N/A CIK Number 0001510353 Filed Document 0001506114-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:14:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRST PHOENIX INVESTMENTS, INC. See All Filings	1-A/A	2017-01-04 16:10:06 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001687306 Filed Document 0001687306-17-000001 Accepted Date 2017-01-04 16:10:06 UTC Type of Offering 1-A/A Industry INVESTORS, NEC Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Legacy Terrace State Credit, LLC See All Filings	D	2017-01-04 16:02:34 UTC
Amount To Be Raised $756,681 Associated Brokers / Dealers N/A CIK Number 0001560635 Filed Document 0001506114-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:02:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LDR Preferred Income Fund, LLC See All Filings	D/A	2017-01-04 15:58:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Jefferies and Company, Hodes Weill, Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., and Robertson Stephens Advisors LLC CIK Number 0001466409 Filed Document 0001566089-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 15:58:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credible Labs Inc. See All Filings	D	2017-01-04 15:58:11 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001655104 Filed Document 0001655104-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-04 15:58:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Legacy Lakes State Credit, LLC See All Filings	D	2017-01-04 15:52:30 UTC
Amount To Be Raised $238,000 Associated Brokers / Dealers N/A CIK Number 0001506114 Filed Document 0001506114-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 15:52:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BluAzu, LLC See All Filings	D	2017-01-04 15:49:55 UTC
Amount To Be Raised $620,000 Associated Brokers / Dealers N/A CIK Number 0001645579 Filed Document 0001645579-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 15:49:55 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity