Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AILERON THERAPEUTICS INC See All Filings	D	2017-01-06 12:32:22 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001420565 Filed Document 0001420565-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 12:32:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
USA Circle 161, LLC See All Filings	D	2017-01-06 12:30:42 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001693917 Filed Document 0001693913-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-06 12:30:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PEG Global Private Equity Institutional Investors VI LLC See All Filings	D/A	2017-01-06 12:23:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678512 Filed Document 0001012975-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-01-06 12:23:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DCM Multi-Manager Offshore Fund, Ltd. See All Filings	D	2017-01-06 12:23:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467041 Filed Document 0001467041-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-06 12:23:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EMPERY TAX EFFICIENT, LP See All Filings	D/A	2017-01-06 12:20:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597111 Filed Document 0001597111-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 12:20:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
W.H.I. Growth Fund, L.P. See All Filings	D/A	2017-01-06 12:14:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475722 Filed Document 0001475722-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 12:14:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Captex Bancshares, Inc. See All Filings	D	2017-01-06 12:08:02 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Commerce Street Capital, LLC CIK Number 0001685726 Filed Document 0001685726-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 12:08:02 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Frontiers Fund LP See All Filings	D/A	2017-01-06 12:05:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464847 Filed Document 0001464847-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-06 12:05:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOUNTAIN AVENUE PARTNERS, L.P. See All Filings	D/A	2017-01-06 12:04:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001038103 Filed Document 0001038103-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-06 12:04:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TROUBH PARTNERS LP See All Filings	D/A	2017-01-06 12:03:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001166212 Filed Document 0001166212-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-06 12:03:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leaf Investment Partners, L.P. See All Filings	D/A	2017-01-06 12:00:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001129620 Filed Document 0000919574-17-000150 Exclusions or Exemptions 506b Accepted Date 2017-01-06 12:00:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vector Capital Credit Opportunity Fund LP See All Filings	D	2017-01-06 11:56:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693236 Filed Document 0001693236-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 11:56:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cogito Corp See All Filings	D	2017-01-06 11:56:20 UTC
Amount To Be Raised $4,099,999 Associated Brokers / Dealers N/A CIK Number 0001629045 Filed Document 0001629045-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 11:56:20 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Indus Newark Hotel, LLC See All Filings	D	2017-01-06 11:52:35 UTC
Amount To Be Raised $2,088,000 Associated Brokers / Dealers N/A CIK Number 0001693896 Filed Document 0001693896-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 11:52:35 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Black Oak Capital, LLC See All Filings	D/A	2017-01-06 11:52:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BUTLER CAPITAL PARTNERS CIK Number 0001316024 Filed Document 0000919574-17-000147 Exclusions or Exemptions 506b Accepted Date 2017-01-06 11:52:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Roan Creek Investments, LLC See All Filings	D	2017-01-06 11:52:03 UTC
Amount To Be Raised $2,900,700 Associated Brokers / Dealers N/A CIK Number 0001693842 Filed Document 0001693842-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-06 11:52:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Tendly LLC See All Filings	D	2017-01-06 11:50:11 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001693894 Filed Document 0001693894-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 11:50:11 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Avidity Biosciences LLC See All Filings	D	2017-01-06 11:47:11 UTC
Amount To Be Raised $23,313,577 Associated Brokers / Dealers N/A CIK Number 0001599901 Filed Document 0001599901-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 11:47:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Parkerson Church Reserve Investments, LLC See All Filings	D	2017-01-06 11:44:49 UTC
Amount To Be Raised $3,564,000 Associated Brokers / Dealers N/A CIK Number 0001693881 Filed Document 0001693881-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-06 11:44:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Neurelis, Inc. See All Filings	D	2017-01-06 11:44:24 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001481632 Filed Document 0001140361-17-000927 Exclusions or Exemptions 506b Accepted Date 2017-01-06 11:44:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Square 369 Hotel, LLC See All Filings	D	2017-01-06 11:41:05 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001693914 Filed Document 0001693913-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-06 11:41:05 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
AMG Pantheon Master Fund, LLC See All Filings	D/A	2017-01-06 11:35:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMG DISTRIBUTORS, INC. CIK Number 0001609212 Filed Document 0001609212-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 11:35:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Square 369 Residences, LLC See All Filings	D	2017-01-06 11:32:20 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001693913 Filed Document 0001693913-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 11:32:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Cold Box Express, LLC See All Filings	D	2017-01-06 11:31:03 UTC
Amount To Be Raised $7,608,075 Associated Brokers / Dealers N/A CIK Number 0001619568 Filed Document 0001619568-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-06 11:31:03 UTC Type of Offering D Industry Manufacturing Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
RAIN VENTURE 6, LLC See All Filings	D	2017-01-06 11:28:18 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001692472 Filed Document 0001692472-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-06 11:28:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cobia Capital Partners QP, LP See All Filings	D/A	2017-01-06 11:28:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities LLC CIK Number 0001630154 Filed Document 0001630154-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 11:28:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brushy Hollow Investments, LLC See All Filings	D	2017-01-06 11:21:20 UTC
Amount To Be Raised $1,885,950 Associated Brokers / Dealers N/A CIK Number 0001693810 Filed Document 0001693810-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-06 11:21:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AQR OFFSHORE MULTI-STRATEGY ALPHAPORT FUND, L.P. See All Filings	D	2017-01-06 11:21:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693019 Filed Document 0001661096-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-06 11:21:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dry Mill Creek Investments, LLC See All Filings	D	2017-01-06 11:15:43 UTC
Amount To Be Raised $2,806,650 Associated Brokers / Dealers N/A CIK Number 0001693849 Filed Document 0001693849-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-06 11:15:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ittavi, Inc. See All Filings	D	2017-01-06 11:10:21 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001523126 Filed Document 0000950138-17-000033 Exclusions or Exemptions 506b Accepted Date 2017-01-06 11:10:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tom's Mountain Creek Investments, LLC See All Filings	D	2017-01-06 11:09:10 UTC
Amount To Be Raised $1,910,700 Associated Brokers / Dealers N/A CIK Number 0001693795 Filed Document 0001693795-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-01-06 11:09:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PetSimpl, Inc. See All Filings	D	2017-01-06 11:07:57 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001655108 Filed Document 0001655108-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 11:07:57 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AQR OFFSHORE MULTI-STRATEGY FUND XIX LTD See All Filings	D	2017-01-06 11:07:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693003 Filed Document 0001661096-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-06 11:07:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORANGEHOOK, INC. See All Filings	D	2017-01-06 11:03:10 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001503985 Filed Document 0001209191-17-002529 Exclusions or Exemptions 506b Accepted Date 2017-01-06 11:03:10 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Volatility Enhanced U.S. Large Cap Equity Fund, L.P. See All Filings	D/A	2017-01-06 10:45:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660751 Filed Document 0001661096-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-06 10:45:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Storey Hollow Investments, LLC See All Filings	D	2017-01-06 10:44:06 UTC
Amount To Be Raised $2,034,450 Associated Brokers / Dealers N/A CIK Number 0001693843 Filed Document 0001693843-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-06 10:44:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Audax Credit Strategies (SCS), LP See All Filings	D/A	2017-01-06 10:39:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602199 Filed Document 0001602199-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 10:39:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VirtualKEY LLC See All Filings	D	2017-01-06 10:37:40 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001693874 Filed Document 0001693874-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 10:37:40 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FAYETTEVILLE LITHOTRIPTERS Ltd PARTNERSHIP-VIRGINA I See All Filings	D	2017-01-06 10:37:03 UTC
Amount To Be Raised $47,182 Associated Brokers / Dealers N/A CIK Number 0000861779 Filed Document 0000861779-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 10:37:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AQR US Large Cap Value MT Fund, L.P. See All Filings	D/A	2017-01-06 10:37:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660752 Filed Document 0001661096-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-06 10:37:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prelude Investors Fund, LP See All Filings	D/A	2017-01-06 10:31:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566670 Filed Document 0001566670-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 10:31:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reno Student Housing, DST See All Filings	D	2017-01-06 10:24:15 UTC
Amount To Be Raised $42,471,000 Associated Brokers / Dealers Select Capital Corporation, Intercarolina Financial Services, Inc., Center Street Securities, Inc., Shopoff Securities, Inc., Investacorp, Inc., and Dempsey Lord Smith, LLC CIK Number 0001693883 Filed Document 0001693883-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 10:24:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Style Premia PM Offshore Fund II, L.P. See All Filings	D/A	2017-01-06 10:21:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661096 Filed Document 0001661096-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 10:21:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THG ACQUISITION, LLC See All Filings	D	2017-01-06 10:11:12 UTC
Amount To Be Raised $24,948 Associated Brokers / Dealers N/A CIK Number 0001666641 Filed Document 0001140361-17-000921 Exclusions or Exemptions 506b Accepted Date 2017-01-06 10:11:12 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Aggregate Fund LLC See All Filings	D/A	2017-01-06 09:54:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629629 Filed Document 0001693855-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-06 09:54:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wayfarer Capital, Ltd. See All Filings	D/A	2017-01-06 09:48:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512793 Filed Document 0000945621-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-06 09:48:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAYFARER CAPITAL LP See All Filings	D/A	2017-01-06 09:46:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443133 Filed Document 0000945621-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-06 09:46:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Generation Turnaround Fund (Delaware) LP See All Filings	D/A	2017-01-06 09:25:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565329 Filed Document 0000945621-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-06 09:25:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Equity
Zagster, Inc. See All Filings	D	2017-01-06 09:20:35 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001556850 Filed Document 0001556850-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-06 09:20:35 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Field Street Global Investments Offshore Ltd. See All Filings	D/A	2017-01-06 09:15:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629759 Filed Document 0001012975-17-000017 Exclusions or Exemptions 506b Accepted Date 2017-01-06 09:15:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund