Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
IssuWorks, Inc. See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Lauren Smith CIK Number 0001601430 Filed Document 0001601430-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NB Darby Row, DST See All Filings	D	2014-03-04 00:00:00 UTC
Amount To Be Raised $2,076,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001601785 Filed Document 0001601785-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
IssuWorks, Inc. See All Filings	D	2014-03-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Lauren Smith CIK Number 0001601430 Filed Document 0001601430-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
All Party System Co. See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised $144,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000010 Exclusions or Exemptions 506c Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Walton U. S. Land Fund 5, LP See All Filings	D	2014-03-04 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Walton Securities, Inc. CIK Number 0001601708 Filed Document 0001601708-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Equity
MitoGenetics, LLC See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001511439 Filed Document 0001511439-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
One Fulton Square Fund LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers e888 BIZ LLC CIK Number 0001599336 Filed Document 0001599336-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
MOUDY UG, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001601567 Filed Document 0001601567-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business GERMANY Revenue or Assets $No Revenues Type of Security Equity
Wildcom Corp See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001601570 Filed Document 0001601570-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CRWD Investing Inc See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587530 Filed Document 0001587530-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LaValley Industries, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001553160 Filed Document 0001553160-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Lighthouse Managed Futures Fund, L.L.C. - Lighthouse Composite Series See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP Morgan Securities, Inc., SunTrust Investment Services, Inc., Atlantic Trust Company, SunTrust Banks, Inc., Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, and Stifel, Nicolaus & Company, Incorporated CIK Number 0001401970 Filed Document 0001401970-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BOOMTRAIN, INC. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $1,966,279 Associated Brokers / Dealers N/A CIK Number 0001600810 Filed Document 0001600810-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Sailfish Fund, LLC See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001496283 Filed Document 0001496283-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
AlphaOne Satori Fund I L.P. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001306467 Filed Document 0001140361-14-010500 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Starlight Energy II LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers Aaron Capital, Inc. CIK Number 0001600109 Filed Document 0001600109-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
PTA Networks, Inc. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001600018 Filed Document 0001600018-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Old Red Canoe Distillery, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001601569 Filed Document 0001601570-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets $No Revenues Type of Security Equity
DOME ROCK MINES LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001601532 Filed Document 0001065949-14-000067 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
GREAT SHOT LLC See All Filings	D	2014-03-02 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001601490 Filed Document 0001181431-14-011544 Exclusions or Exemptions 506c Accepted Date 2014-03-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Investec Emerging Markets Local Currency Dynamic Debt Fund LLC See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512588 Filed Document 0001140361-14-018653 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Attain Managed Futures Trend Following Fund LLC See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001272396 Filed Document 0001272396-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metropolitan of State College, LP See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001601958 Filed Document 0001601958-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
All Party System Co. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000006 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Investec Global Natural Resources Fund LLC See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512589 Filed Document 0001140361-14-018651 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Fort Sheridan Japan Onshore Fund L. P. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alan Glatt CIK Number 0001528309 Filed Document 0001528309-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wampanoag Capital Partners Fund LP See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601426 Filed Document 0001601426-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sosin Partners, LP See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600108 Filed Document 0001600108-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
iCap Pacific Northwest Opportunity & Income Fund, LLC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Skyway Advisors, LLC and Pariten Securities, LLC CIK Number 0001594277 Filed Document 0001594277-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Fort Sheridan Japan Fund Ltd. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alan Glatt CIK Number 0001528127 Filed Document 0001528309-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ConnectQuest, LLC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $250,010 Associated Brokers / Dealers N/A CIK Number 0001520364 Filed Document 0001520364-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
PASCHAL LAND & ENERGY, INC. See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers D. Chase Paschal CIK Number 0001601433 Filed Document 0001601433-14-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
PSM HOLDINGS INC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $385,000 Associated Brokers / Dealers N/A CIK Number 0001362180 Filed Document 0001441557-14-000010 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
One Fulton Square Fund LLC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers e888 BIZ LLC CIK Number 0001599336 Filed Document 0001599336-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
All Party System Co. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised $226,800 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000008 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Cl Asymmetry Fund LP See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001552914 Filed Document 0001528309-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ApexOne Growth & Investment Fund I, LP See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Emerson Equity, LLC and Argentus Securities LLC CIK Number 0001598059 Filed Document 0001598059-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Global Glass International See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001601196 Filed Document 0001601196-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TSG - Augusta Ranch, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Shopoff Securities, Inc. CIK Number 0001587417 Filed Document 0001566275-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Sime Diagnostics Ltd See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $168 Associated Brokers / Dealers N/A CIK Number 0001600690 Filed Document 0001600690-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
AngelList-RCrowd-Fund, a series of AngelList Funds, LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $159,973 Associated Brokers / Dealers N/A CIK Number 0001601042 Filed Document 0001601042-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All Party System Co. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $2,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
All Party System Co. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Rockwell Fulton Qualified Capital, L.P. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599126 Filed Document 0001599126-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
HNW PPVUL Series Account - 1 See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc., Winged Keel Group, Inc., Michael B. Liebeskind, and Eric Naison-Phillips CIK Number 0001537090 Filed Document 0001537090-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
All Party System Co. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Inventalator See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001600920 Filed Document 0001600920-14-000001 Exclusions or Exemptions 504, 504.1, and 506c Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Horizon Tower Ltd Partnership-II See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers David P Dyer, Marshall H. Dean, Michael M. Roberts, and Thomas R. Cameron CIK Number 0001587255 Filed Document 0001587255-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Other
All Party System Co. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised $2,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Ditmas Park Capital, L.P. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599129 Filed Document 0001599129-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity