Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
III RELATIVE VALUE CREDIT STRATEGIES FUND LTD See All Filings	D/A	2017-01-06 19:21:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Maymont Partners, Inc., Anchor Asset Management LLC, Frontier Solutions, LLC, Norfolk Markets, LLC, and James River Securities Corp. CIK Number 0001449195 Filed Document 0001449195-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 19:21:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JANUS CORE PLUS FIXED INCOME FUND LLC See All Filings	D/A	2017-01-06 19:18:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001652557 Filed Document 0001652557-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 19:18:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JANUS GLOBAL UNCONSTRAINED BOND FUND LLC See All Filings	D/A	2017-01-06 19:10:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630024 Filed Document 0001630024-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 19:10:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oval Fire Products Corp See All Filings	D	2017-01-06 19:08:14 UTC
Amount To Be Raised $600,167 Associated Brokers / Dealers N/A CIK Number 0001633005 Filed Document 0001633005-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 19:08:14 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
REPLICEL LIFE SCIENCES INC. See All Filings	D	2017-01-06 19:04:16 UTC
Amount To Be Raised $8,536 Associated Brokers / Dealers N/A CIK Number 0001205059 Filed Document 0001085037-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 19:04:16 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Janus Cash Collateral Fund LLC See All Filings	D/A	2017-01-06 19:03:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597521 Filed Document 0001597521-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 19:03:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mesa West Real Estate Income Fund IV, L.P. See All Filings	D/A	2017-01-06 19:02:02 UTC
Amount To Be Raised $900,000,000 Associated Brokers / Dealers N/A CIK Number 0001662986 Filed Document 0001662986-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 19:02:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INTECH U.S. Managed Volatility Fund LLC See All Filings	D/A	2017-01-06 18:55:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596014 Filed Document 0001596014-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 18:55:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
III RELATIVE VALUE CREDIT STRATEGIES FUND L P See All Filings	D/A	2017-01-06 18:54:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Maymont Partners, Inc., Anchor Asset Management LLC, Frontier Solutions, LLC, Norfolk Markets, LLC, and James River Securities Corp. CIK Number 0001345001 Filed Document 0001345001-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 18:54:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTECH International Large Cap Core Fund LLC See All Filings	D/A	2017-01-06 18:48:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595978 Filed Document 0001595978-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 18:48:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cape Poge Macro Master Fund L.P. See All Filings	D/A	2017-01-06 18:47:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592080 Filed Document 0000935836-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-01-06 18:47:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Janus Global Diversified Risk Premia Master Fund Ltd. See All Filings	D/A	2017-01-06 18:36:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581211 Filed Document 0001581211-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 18:36:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
5827 WINLAND HILLS DRIVE DEVELOPMENT FUND, LLC See All Filings	D	2017-01-06 18:23:04 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001693770 Filed Document 0001693770-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 18:23:04 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
EnCap Energy Capital Fund XI-D, L.P. See All Filings	D	2017-01-06 18:21:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693948 Filed Document 0001693946-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-06 18:21:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
INTECH U.S. LARGE CAP GROWTH FUND LLC See All Filings	D/A	2017-01-06 18:11:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001259494 Filed Document 0001259494-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 18:11:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sticker Tape LLC See All Filings	D	2017-01-06 18:09:33 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001693767 Filed Document 0001693767-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 18:09:33 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
adHawk Inc. See All Filings	D	2017-01-06 18:04:59 UTC
Amount To Be Raised $1,529,300 Associated Brokers / Dealers N/A CIK Number 0001648491 Filed Document 0001648491-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 18:04:59 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Perkins All Cap Value Fund LLC See All Filings	D/A	2017-01-06 18:03:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525007 Filed Document 0001525007-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 18:03:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHOENIX EXTEND-A-SUITES, LLC See All Filings	D	2017-01-06 18:01:11 UTC
Amount To Be Raised $3,125,000 Associated Brokers / Dealers n/a CIK Number 0001693967 Filed Document 0001693967-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 18:01:11 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hopster's LLC See All Filings	C/A	2017-01-06 17:59:40 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001689082 Filed Document 0001670254-17-000004 Accepted Date 2017-01-06 17:59:40 UTC Type of Offering C/A Security Offered Amount 600 Security Offered Type Preferred Stock State MASSACHUSETTS
EnCap Energy Capital Fund XI-C, L.P. See All Filings	D	2017-01-06 17:58:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693947 Filed Document 0001693946-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:58:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Titan Spine, LLC See All Filings	D/A	2017-01-06 17:57:38 UTC
Amount To Be Raised $1,468,855 Associated Brokers / Dealers N/A CIK Number 0001476536 Filed Document 0001144204-17-001178 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:57:38 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Linden Bancshares, Inc. See All Filings	D	2017-01-06 17:55:21 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001473282 Filed Document 0001473282-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:55:21 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
INTECH U.S. Broad Large Cap Growth Fund LLC See All Filings	D/A	2017-01-06 17:55:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001333427 Filed Document 0001333427-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:55:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Janus Cash Liquidity Fund LLC See All Filings	D/A	2017-01-06 17:46:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468051 Filed Document 0001468051-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:46:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wheels Up MIP LLC See All Filings	D	2017-01-06 17:43:35 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001625694 Filed Document 0001625694-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:43:35 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TEXAS ReEXPLORATION 06, LC See All Filings	D	2017-01-06 17:41:53 UTC
Amount To Be Raised $570,000 Associated Brokers / Dealers N/A CIK Number 0001693887 Filed Document 0001693887-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:41:53 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
JANUS INSTITUTIONAL CONCENTRATED GROWTH PORTFOLIO See All Filings	D/A	2017-01-06 17:35:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001073880 Filed Document 0001073880-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:35:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnCap Energy Capital Fund XI, L.P. See All Filings	D	2017-01-06 17:34:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693946 Filed Document 0001693946-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:34:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
China Everbright ReinFore Link Co-Investment Fund, L.P. See All Filings	D	2017-01-06 17:30:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693959 Filed Document 0000947871-17-000015 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:30:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LoanStreet Inc. See All Filings	D	2017-01-06 17:29:48 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001693942 Filed Document 0001140361-17-001052 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:29:48 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OXYS Corp See All Filings	D	2017-01-06 17:28:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001687368 Filed Document 0001014897-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:28:40 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Kasisto, Inc. See All Filings	D	2017-01-06 17:27:35 UTC
Amount To Be Raised $9,200,000 Associated Brokers / Dealers N/A CIK Number 0001618258 Filed Document 0001231919-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:27:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JANUS INTERNATIONAL RESEARCH EQUITY PORTFOLIO See All Filings	D/A	2017-01-06 17:27:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001042477 Filed Document 0001042477-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:27:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neurovance, Inc. See All Filings	D	2017-01-06 17:24:01 UTC
Amount To Be Raised $554,280 Associated Brokers / Dealers N/A CIK Number 0001544176 Filed Document 0000914760-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:24:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Debt
Taiyo Greater India Employees, L.P. See All Filings	D/A	2017-01-06 17:23:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561129 Filed Document 0001561129-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:23:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bay Equity LLC See All Filings	D/A	2017-01-06 17:20:17 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001412697 Filed Document 0001693286-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:20:17 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INTECH U.S. ENHANCED PLUS FUND LLC See All Filings	D/A	2017-01-06 17:15:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345708 Filed Document 0001345708-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:15:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oppa Ltd. See All Filings	D	2017-01-06 17:11:56 UTC
Amount To Be Raised $4,466,546 Associated Brokers / Dealers N/A CIK Number 0001532606 Filed Document 0001532606-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:11:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Benefit Street Partners Debt Fund IV (Non-US) L.P. See All Filings	D	2017-01-06 17:11:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693943 Filed Document 0001693943-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:11:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REGENT EDUCATION, INC See All Filings	D	2017-01-06 17:08:12 UTC
Amount To Be Raised $14,201,632 Associated Brokers / Dealers N/A CIK Number 0001376730 Filed Document 0001376730-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:08:12 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Myomo, Inc. See All Filings	1-A	2017-01-06 17:08:04 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers TriPoint Global Equities, LLC CIK Number 0001369290 Filed Document 0001213900-17-000146 Accepted Date 2017-01-06 17:08:04 UTC Type of Offering 1-A Industry ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES Offering Tier Tier2 Principal Place of Business MASSACHUSETTS Revenue or Assets $4 State of Jurisdiction DELAWARE Type of Security E
Inspectorio Inc. See All Filings	D	2017-01-06 17:05:38 UTC
Amount To Be Raised $3,699,967 Associated Brokers / Dealers N/A CIK Number 0001693723 Filed Document 0001693723-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:05:38 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Wheels Up Partners Holdings LLC See All Filings	D	2017-01-06 17:05:21 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001585103 Filed Document 0001585103-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:05:21 UTC Type of Offering D Industry Other Travel Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Receptor Life Sciences, Inc. See All Filings	D	2017-01-06 17:04:18 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001693768 Filed Document 0001693768-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:04:18 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
INTECH U.S. BROAD LARGE CAP VALUE FUND LLC See All Filings	D/A	2017-01-06 17:03:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429382 Filed Document 0001429382-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:03:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMPIRE PETROLEUM CORP See All Filings	D	2017-01-06 17:00:16 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0000887396 Filed Document 0001072613-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:00:16 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Tony Blackjack LLC See All Filings	D	2017-01-06 16:49:35 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001693949 Filed Document 0001693949-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:49:35 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
M. Kingdon Offshore Ltd. See All Filings	D/A	2017-01-06 16:49:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000917089 Filed Document 0000919574-17-000180 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:49:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GALECTIN THERAPEUTICS INC See All Filings	D	2017-01-06 16:48:42 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001133416 Filed Document 0001133416-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:48:42 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity