Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ADVISORY RESEARCH MICROCAP VALUE FUND LP See All Filings	D/A	2017-01-09 12:04:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001166072 Filed Document 0001172960-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:04:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boston Common International Sustainable Climate Fund, LLC See All Filings	D	2017-01-09 12:03:39 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001608384 Filed Document 0001608384-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:03:39 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Massar Macro Commodity Fund, Ltd. See All Filings	D	2017-01-09 12:02:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640610 Filed Document 0001640610-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:02:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S&P 500 INDEX EQUALLY WEIGHTED FUND L P See All Filings	D/A	2017-01-09 11:58:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031276 Filed Document 0001172960-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 11:58:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CentrePort Industrial Bldg 2, LLC See All Filings	D	2017-01-09 11:57:41 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001693976 Filed Document 0001693976-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 11:57:41 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Paladino Investment Partners, LP See All Filings	D	2017-01-09 11:52:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693290 Filed Document 0001693290-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 11:52:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Brown Advisory Global Managers, LLLP See All Filings	D/A	2017-01-09 11:51:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616271 Filed Document 0000899140-17-000023 Exclusions or Exemptions 506b Accepted Date 2017-01-09 11:51:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ADVISORY RESEARCH SMALL/MIDCAP VALUE EQUITY FUND L P See All Filings	D/A	2017-01-09 11:49:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001172960 Filed Document 0001172960-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 11:49:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Self-Storage Portfolio II DST See All Filings	D/A	2017-01-09 11:42:50 UTC
Amount To Be Raised $21,384,982 Associated Brokers / Dealers Lois A. Leynse, David B. Levinson, Eric S. Scaff, Robert S. Smith, David A. Schlein, Nathaniel M. Kuhn, Scott P. Inabnet, Edwin T. Suzuki, Mark L. Lopez, John G. Chess, Jeffery S. Powell, William S. Sheehan, Robert J. Rounsfull, and Martin H. Mc Farlin CIK Number 0001691225 Filed Document 0001691225-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 11:42:50 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Specified Air Solutions Holdings, LLC See All Filings	D	2017-01-09 11:40:57 UTC
Amount To Be Raised $593,241 Associated Brokers / Dealers N/A CIK Number 0001642312 Filed Document 0001104659-17-001441 Exclusions or Exemptions 506b Accepted Date 2017-01-09 11:40:57 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AgriMetis, LLC See All Filings	D	2017-01-09 11:40:07 UTC
Amount To Be Raised $15,808,739 Associated Brokers / Dealers N/A CIK Number 0001618741 Filed Document 0001618741-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 11:40:07 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Networked Insights, Inc. See All Filings	D	2017-01-09 11:39:27 UTC
Amount To Be Raised $30,000,015 Associated Brokers / Dealers Goldman Sachs & Co. CIK Number 0001452472 Filed Document 0000897069-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-01-09 11:39:27 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Savile Row Financials Hedged Equity Institutional Fund M 2016-2, LLC See All Filings	D	2017-01-09 11:37:43 UTC
Amount To Be Raised $6,124,000 Associated Brokers / Dealers N/A CIK Number 0001693692 Filed Document 0001015325-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-09 11:37:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
7WIRE VENTURES FUND, L.P. See All Filings	D	2017-01-09 11:26:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693926 Filed Document 0000913849-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-09 11:26:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Savile Row Financials Hedged Equity Fund M 2016-2, LLC See All Filings	D	2017-01-09 11:17:06 UTC
Amount To Be Raised $24,610,000 Associated Brokers / Dealers N/A CIK Number 0001693711 Filed Document 0001015325-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-09 11:17:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Synergy Global Market Neutral Master Fund See All Filings	D	2017-01-09 11:16:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693847 Filed Document 0001693847-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 11:16:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Park Center Plaza Holdings LP See All Filings	D	2017-01-09 11:03:27 UTC
Amount To Be Raised $20,501,000 Associated Brokers / Dealers N/A CIK Number 0001692757 Filed Document 0001692757-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 11:03:27 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Panning Overseas Fund, Ltd. See All Filings	D/A	2017-01-09 10:58:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560867 Filed Document 0001560867-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 10:58:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juggle, LLC See All Filings	D	2017-01-09 10:56:36 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001693909 Filed Document 0001693909-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 10:56:36 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
I-Comm Fund, LLC See All Filings	D	2017-01-09 10:56:21 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001693763 Filed Document 0001693799-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 10:56:21 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Vega Asset Partners LP See All Filings	D/A	2017-01-09 10:46:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348611 Filed Document 0001692972-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 10:46:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panning Domestic Fund, LLC See All Filings	D/A	2017-01-09 10:44:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560866 Filed Document 0001560866-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 10:44:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PATRIOT NATIONAL BANCORP INC See All Filings	D	2017-01-09 10:44:38 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Brean Capital, LLC CIK Number 0001098146 Filed Document 0001458511-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 10:44:38 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
FIVEW DCP JDC LLC See All Filings	D	2017-01-09 10:39:26 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001687389 Filed Document 0001393725-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 10:39:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Migis Hotel Group Higgins Beach, LLC See All Filings	D	2017-01-09 10:37:01 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001693799 Filed Document 0001693799-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 10:37:01 UTC Type of Offering D Industry Commercial Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Dedicated Graham Tactical Trend Fund Ltd See All Filings	D/A	2017-01-09 10:31:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630002 Filed Document 0001630002-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 10:31:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZDry Location One LLC See All Filings	D	2017-01-09 10:14:17 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001691053 Filed Document 0001691053-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 10:14:17 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Oceanic Opportunities Fund Ltd See All Filings	D/A	2017-01-09 10:12:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565628 Filed Document 0000902664-17-000065 Exclusions or Exemptions 506b Accepted Date 2017-01-09 10:12:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Careportal, Inc. See All Filings	D	2017-01-09 10:10:58 UTC
Amount To Be Raised $13,010,095 Associated Brokers / Dealers N/A CIK Number 0001693958 Filed Document 0001693958-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 10:10:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oceanic Opportunities Master Fund, L.P. See All Filings	D/A	2017-01-09 10:08:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565578 Filed Document 0000902664-17-000064 Exclusions or Exemptions 506b Accepted Date 2017-01-09 10:08:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPO Global Inc See All Filings	1-A	2017-01-09 10:06:18 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0000716778 Filed Document 0001477932-17-000076 Accepted Date 2017-01-09 10:06:18 UTC Type of Offering 1-A Industry WHOLESALE-COMPUTERS & PERIPHERAL EQUIPMENT & SOFTWARE Offering Tier Tier1 Principal Place of Business MASSACHUSETTS Revenue or Assets $14,166 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Mobile Media Partners, Inc. See All Filings	D	2017-01-09 09:56:43 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers Christopher J Langbein CIK Number 0001515699 Filed Document 0001515699-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 09:56:43 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
School Street Walton Limited, LLC See All Filings	D	2017-01-09 09:51:13 UTC
Amount To Be Raised $641,749 Associated Brokers / Dealers N/A CIK Number 0001693957 Filed Document 0001693955-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 09:51:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GBB Hospitality Group, LLC See All Filings	D	2017-01-09 09:49:52 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers None-- no sales compensation paid CIK Number 0001594220 Filed Document 0001594220-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 09:49:52 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Legacy Oaks 2 Walton Limited, LLC See All Filings	D	2017-01-09 09:41:42 UTC
Amount To Be Raised $547,740 Associated Brokers / Dealers N/A CIK Number 0001693955 Filed Document 0001693955-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 09:41:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEVEN BRIDGES EQUITY ACCESS FUND LP See All Filings	D/A	2017-01-09 09:24:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630201 Filed Document 0001630201-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 09:24:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-01-09 07:56:18 UTC
Amount To Be Raised $2,928,088 Associated Brokers / Dealers Michael Shannon and Sam Sheth CIK Number 0001135856 Filed Document 0001135856-17-000020 Exclusions or Exemptions 506b Accepted Date 2017-01-09 07:56:18 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-01-09 07:52:00 UTC
Amount To Be Raised $10,141,422 Associated Brokers / Dealers Kenneth Dayton, Brian Moore, Christopher Harbour, and Kathleen Kelly CIK Number 0001135856 Filed Document 0001135856-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-01-09 07:52:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-01-09 07:46:20 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers Richard Kimbrough CIK Number 0001135856 Filed Document 0001135856-17-000018 Exclusions or Exemptions 506b Accepted Date 2017-01-09 07:46:20 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
2587 UNIVERSITY AVENUE LLC See All Filings	D	2017-01-09 07:43:34 UTC
Amount To Be Raised $580,000 Associated Brokers / Dealers N/A CIK Number 0001693885 Filed Document 0001693885-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 07:43:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Carmell Therapeutics Corp See All Filings	D	2017-01-09 07:38:41 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001517941 Filed Document 0001517941-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 07:38:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-01-09 07:24:51 UTC
Amount To Be Raised $13,572,904 Associated Brokers / Dealers Eddie Allen CIK Number 0001135856 Filed Document 0001135856-17-000017 Exclusions or Exemptions 506b Accepted Date 2017-01-09 07:24:51 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-01-09 07:20:43 UTC
Amount To Be Raised $282,841 Associated Brokers / Dealers Sean Devlin CIK Number 0001135856 Filed Document 0001135856-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-01-09 07:20:43 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-01-09 07:16:21 UTC
Amount To Be Raised $34,435,824 Associated Brokers / Dealers Sean Devlin CIK Number 0001135856 Filed Document 0001135856-17-000015 Exclusions or Exemptions 506b Accepted Date 2017-01-09 07:16:21 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BIRD ROCK BIO, INC. See All Filings	D	2017-01-06 21:17:37 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001434117 Filed Document 0001610618-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 21:17:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NANO STONE INC See All Filings	1-A/A	2017-01-06 21:12:49 UTC
Amount To Be Raised $17,952,000 Associated Brokers / Dealers N/A CIK Number 0001689536 Filed Document 0001689536-17-000001 Accepted Date 2017-01-06 21:12:49 UTC Type of Offering 1-A/A Industry CUT STONE & STONE PRODUCTS Offering Tier Tier2 Principal Place of Business NEW JERSEY Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Uniformity Labs, Inc. See All Filings	D	2017-01-06 20:40:38 UTC
Amount To Be Raised $4,084,999 Associated Brokers / Dealers N/A CIK Number 0001666834 Filed Document 0001666834-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 20:40:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TripVerse Co. See All Filings	D	2017-01-06 20:03:32 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001646288 Filed Document 0001646288-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 20:03:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FPA Core Plus Fund III-A, L.P. See All Filings	D	2017-01-06 19:44:36 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001665709 Filed Document 0001665709-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 19:44:36 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Janus Absolute Return Income Fund LLC See All Filings	D/A	2017-01-06 19:25:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001681913 Filed Document 0001681913-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 19:25:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund