Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lombard International Life Assurance Co Separate Account VL 163 See All Filings	D	2017-01-09 16:28:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001693998 Filed Document 0001693998-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:28:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VISUALANT INC See All Filings	D	2017-01-09 16:25:10 UTC
Amount To Be Raised $1,812,305 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-17-000036 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:25:10 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
VISUALANT INC See All Filings	D	2017-01-09 16:23:57 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-17-000034 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:23:57 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
VISUALANT INC See All Filings	D	2017-01-09 16:22:29 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Garden State Securities, Inc. CIK Number 0001074828 Filed Document 0001161697-17-000032 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:22:29 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Zoomi, Inc. See All Filings	D	2017-01-09 16:21:42 UTC
Amount To Be Raised $7,499,998 Associated Brokers / Dealers N/A CIK Number 0001630501 Filed Document 0001630501-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:21:42 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
OEP VI Feeder (Delaware), L.P. See All Filings	D/A	2017-01-09 16:21:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629906 Filed Document 0001629906-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:21:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sands Capital Private Growth BB Fund, L.P. See All Filings	D	2017-01-09 16:20:52 UTC
Amount To Be Raised $11,208,313 Associated Brokers / Dealers N/A CIK Number 0001694059 Filed Document 0001694059-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:20:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Giving Assistant, Inc. See All Filings	D	2017-01-09 16:19:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525240 Filed Document 0001525240-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:19:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UA Cambia Investor, LLC See All Filings	D/A	2017-01-09 16:18:18 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001636464 Filed Document 0001636464-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:18:18 UTC Type of Offering D/A Industry Business Services Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
Lola Travel Company, Inc. See All Filings	D	2017-01-09 16:16:33 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001671400 Filed Document 0001140361-17-001206 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:16:33 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Prime Meridian Income Fund, LP See All Filings	D/A	2017-01-09 16:13:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers March Capital Corp, Whitehall-Parker Securities Inc., and Monarch Bay Securities, LLC CIK Number 0001548090 Filed Document 0001548090-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-09 16:13:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Skystone Partners LP See All Filings	D/A	2017-01-09 16:12:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520546 Filed Document 0001520546-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:12:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avatar Capital Finance LLC See All Filings	D	2017-01-09 16:09:04 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:09:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Avatar Capital Finance LLC See All Filings	D	2017-01-09 16:00:20 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:00:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
3E Software, Inc. See All Filings	D	2017-01-09 16:00:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001694021 Filed Document 0001694021-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:00:10 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Lane Secondary Fund IV LP See All Filings	D/A	2017-01-09 15:56:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Lane Securities LLC CIK Number 0001661706 Filed Document 0001661706-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:56:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOUBLE PLAY PARTNERS, L.P. See All Filings	D/A	2017-01-09 15:55:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000741914 Filed Document 0001251109-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:55:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Frontiers Fund LP See All Filings	D/A	2017-01-09 15:46:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464847 Filed Document 0001464847-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:46:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
United Investments See All Filings	D	2017-01-09 15:45:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hershey's Investments, LLC, Controller CIK Number 0001694023 Filed Document 0001694023-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:45:44 UTC Type of Offering D Industry Residential Principal Place of Business CHILE Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Prime Opportunities Partners SPC See All Filings	D	2017-01-09 15:45:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001631531 Filed Document 0001514727-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:45:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SB Investors, LLC See All Filings	D	2017-01-09 15:40:24 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers None CIK Number 0001693746 Filed Document 0001693746-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-01-09 15:40:24 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Office & Industrial Trust See All Filings	D	2017-01-09 15:39:51 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001671359 Filed Document 0001671359-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:39:51 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2016 Drilling Fund LP See All Filings	D/A	2017-01-09 15:36:02 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Mark Cecil CIK Number 0001681337 Filed Document 0001681337-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:36:02 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Mivtachim REIT, LP See All Filings	D	2017-01-09 15:34:12 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001694065 Filed Document 0001694049-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:34:12 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Makefet REIT, LP See All Filings	D	2017-01-09 15:29:03 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001694064 Filed Document 0001694049-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:29:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Cryo Body Health Chicago One LLC See All Filings	D	2017-01-09 15:16:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687568 Filed Document 0001687568-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:16:07 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Skytree Capital Partners, LP See All Filings	D	2017-01-09 15:13:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694041 Filed Document 0001694041-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:13:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fisher Fairway Offshore Fund Ltd. See All Filings	D/A	2017-01-09 15:12:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509467 Filed Document 0000919574-17-000222 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:12:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Robotics Hub Fund 1, LP See All Filings	D	2017-01-09 15:08:52 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001693886 Filed Document 0001382963-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:08:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Robotics Hub Fund 1, LP See All Filings	D	2017-01-09 15:08:52 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001693886 Filed Document 0001382963-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:08:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Wealth Minerals Ltd. See All Filings	D	2017-01-09 15:08:43 UTC
Amount To Be Raised $3,132,888 Associated Brokers / Dealers N/A CIK Number 0001077640 Filed Document 0001144204-17-001331 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:08:43 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CLEAR CREEK CAPITAL PARTNERS, LTD. See All Filings	D/A	2017-01-09 15:06:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650972 Filed Document 0001650972-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:06:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fisher Fairway Fund, LP See All Filings	D/A	2017-01-09 15:04:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509468 Filed Document 0000919574-17-000220 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:04:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Thames Absolute Return Fund, LP See All Filings	D	2017-01-09 14:58:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694053 Filed Document 0000919574-17-000217 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:58:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Armfield, Harrison & Thomas, Inc. See All Filings	D	2017-01-09 14:47:47 UTC
Amount To Be Raised $311,890 Associated Brokers / Dealers N/A CIK Number 0001537945 Filed Document 0001537945-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:47:47 UTC Type of Offering D Industry Insurance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Rio Energy Investment Holdings LLC See All Filings	D	2017-01-09 14:39:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615170 Filed Document 0001140361-17-001190 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:39:45 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Knighthead SSRE REIT II, Inc. See All Filings	D	2017-01-09 14:36:04 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001694051 Filed Document 0001694049-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:36:04 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Yellow Mountain Capital Partners, LP See All Filings	D	2017-01-09 14:28:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694035 Filed Document 0001694041-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:28:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cantor Fitzgerald Wealth Partners Holdings, LLC See All Filings	D/A	2017-01-09 14:27:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627822 Filed Document 0001627822-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:27:56 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Austin My Houston, LLC See All Filings	D	2017-01-09 14:23:40 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001694030 Filed Document 0001694030-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:23:40 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NeuroPace Inc See All Filings	D	2017-01-09 14:23:27 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001528287 Filed Document 0001528287-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:23:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FWCG Opportunity Fund, LP See All Filings	D/A	2017-01-09 14:23:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505618 Filed Document 0001505618-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:23:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MREC REIT Holdings, LLC See All Filings	D	2017-01-09 14:19:46 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001694049 Filed Document 0001694049-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:19:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Canary Operators Fund I, L.P. See All Filings	D	2017-01-09 14:09:56 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001693516 Filed Document 0001693468-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:09:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canary Anchors Fund I, L.P. See All Filings	D	2017-01-09 14:05:34 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001693490 Filed Document 0001693468-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:05:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASF VII Infrastructure B L.P. See All Filings	D	2017-01-09 14:02:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691691 Filed Document 0001691691-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:02:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clear Creek Fund LLC See All Filings	D	2017-01-09 14:00:46 UTC
Amount To Be Raised $2,656,000 Associated Brokers / Dealers N/A CIK Number 0001693039 Filed Document 0001693039-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:00:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Canary Fund I, L.P. See All Filings	D	2017-01-09 13:59:32 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001693468 Filed Document 0001693468-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:59:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Firefly Run Fund LLC See All Filings	D	2017-01-09 13:58:49 UTC
Amount To Be Raised $1,604,000 Associated Brokers / Dealers N/A CIK Number 0001693037 Filed Document 0001693037-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:58:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Bear Creek Place Fund LLC See All Filings	D	2017-01-09 13:57:08 UTC
Amount To Be Raised $2,040,000 Associated Brokers / Dealers N/A CIK Number 0001693033 Filed Document 0001693033-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:57:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity