Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Thirteen Partners Offshore, Ltd. See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351020 Filed Document 0000902664-15-000422 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mission Markets, Inc. See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001504400 Filed Document 0001504400-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
FUND 3 MIAMI (PARALLEL) D, LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, PHYLLIS J. BECK, SCOTT HARRISON, PATRICK J. WHELCHEL, and LORI MAYFIELD CIK Number 0001632696 Filed Document 0001632696-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gallatin Trading LLC See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483884 Filed Document 0001144204-15-005903 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lenuco LLC See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001613407 Filed Document 0001613407-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Gentry Technology Fund II LLC, Series E-6 See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001632331 Filed Document 0001632331-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
Fulton 1144 LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632449 Filed Document 0001632449-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SmartCool Systems Inc. See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $74,455 Associated Brokers / Dealers N/A CIK Number 0001328810 Filed Document 0001328810-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $Not Applicable Type of Security Equity
CHOICE EXPLORATION INC See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised $404,110 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Philadelphia Financial Life Assurance Co Separate Account VA 123 See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001632737 Filed Document 0001632737-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FCS Funding 1, LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001631641 Filed Document 0000950138-15-000079 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Debt
CSL Energy Opportunities Offshore Fund II, L.P. See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627875 Filed Document 0001627875-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Kate-Fund, a series of AngelList-50En-Funds, LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $257,980 Associated Brokers / Dealers N/A CIK Number 0001632600 Filed Document 0001632600-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMERGENT VR, INC. See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001632809 Filed Document 0001632809-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Metritrack,Inc. See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001623473 Filed Document 0001623473-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Housatonic Equity Investors VI, L.P. See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001631600 Filed Document 0001631600-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shem Creek Capital Fund III LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $21,250,000 Associated Brokers / Dealers N/A CIK Number 0001632845 Filed Document 0001632845-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SEP Houston MOB, LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $2,110,000 Associated Brokers / Dealers N/A CIK Number 0001632704 Filed Document 0001632704-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Aligned Partners Fund II, LP See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001624463 Filed Document 0001624463-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
US Industrial Fund II REIT, Inc. See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001632782 Filed Document 0001632782-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gateway Mezzanine Partners II, L.P. See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised $155,526,000 Associated Brokers / Dealers Babson Capital Securities LLC CIK Number 0001597511 Filed Document 0001597511-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAPOLLA INDUSTRIES INC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $7,628,733 Associated Brokers / Dealers N/A CIK Number 0000875296 Filed Document 0001140361-15-004159 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
CHOICE EXPLORATION INC See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised $638,153 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Holdfast, LLC See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised $1,409,000 Associated Brokers / Dealers N/A CIK Number 0001598430 Filed Document 0001598430-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Falcon Edge Global, LP See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554016 Filed Document 0000902664-15-000419 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Diversified Managed Futures Fund See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510893 Filed Document 0001510893-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HAR Investors, LLC See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572034 Filed Document 0000902664-15-000421 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Patent Group, Inc. See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001507605 Filed Document 0001415889-15-000419 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Flinders Resources Ltd See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised $11,319,650 Associated Brokers / Dealers N/A CIK Number 0001542731 Filed Document 0000949353-15-000026 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
AXA IM U.S. HIGH YIELD FUND, LLC See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593855 Filed Document 0000943663-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tower Square Capital Partners IV, L.P. See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Babson Capital Securities LLC CIK Number 0001597019 Filed Document 0001597019-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FACTORY REIT LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001632829 Filed Document 0001632829-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Unikrn, Inc. See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001625681 Filed Document 0001625681-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
TerraLUX, Inc. See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $26,833 Associated Brokers / Dealers N/A CIK Number 0001488602 Filed Document 0001488602-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Veritas Village, LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001626520 Filed Document 0001626520-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
NORTHERN FREEGOLD RESOURCES LTD See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $73,278 Associated Brokers / Dealers N/A CIK Number 0001387473 Filed Document 0001387473-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
CHEEZBURGER NETWORK, INC. See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $3,505,885 Associated Brokers / Dealers N/A CIK Number 0001511074 Filed Document 0001511074-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Pinc-Fund, a series of AngelList-JS-Funds, LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $85,000 Associated Brokers / Dealers N/A CIK Number 0001632597 Filed Document 0001632597-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-GotIt-Fund, a series of AngelList-PR-Funds, LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $47,950 Associated Brokers / Dealers N/A CIK Number 0001603693 Filed Document 0001603693-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Senet Partners LP See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632488 Filed Document 0000919574-15-000921 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloverlay Partners Management Company, LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001632222 Filed Document 0000919574-15-000952 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ameris Bancorp See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $119,700,000 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. CIK Number 0000351569 Filed Document 0001144204-15-005750 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Equity
WERTE CONSULTING Corp See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Werte Consulting Corp CIK Number 0001631987 Filed Document 0001631987-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TASMAN METALS LTD. See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised $10,874,952 Associated Brokers / Dealers N/A CIK Number 0001474547 Filed Document 0000949353-15-000027 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Barak Structured Trade Finance Segregated Portfolio of Barak Fund SPC Ltd. See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581270 Filed Document 0001581270-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fundamental Partners Municipal III Trust See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $89,615,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001632714 Filed Document 0001632714-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horseman Global Fund, L.P. See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001187730 Filed Document 0000919574-15-000944 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAPOLLA INDUSTRIES INC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $10,388,304 Associated Brokers / Dealers N/A CIK Number 0000875296 Filed Document 0001140361-15-004146 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
USB Focus Fund SemaConnect 3-B LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $7,195,275 Associated Brokers / Dealers U.S. Boston Capital Corporation CIK Number 0001623886 Filed Document 0001623886-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shazam Entertainment Ltd See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Bluefin Holdings LP CIK Number 0001632279 Filed Document 0001632279-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity