|
|
D/A |
2016-12-08 10:10:57 UTC |
- Amount To Be Raised
- $8,612,917
- Associated Brokers / Dealers
- Sword Securities, LLC
- CIK Number
- 0001628848
- Filed Document
- 0001628848-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-08 10:10:57 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-12-08 10:10:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- New York Life Distributors, LLC and John W. Akkerman
- CIK Number
- 0001532022
- Filed Document
- 0001140361-16-089070
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-08 10:10:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-08 10:10:38 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690422
- Filed Document
- 0001690422-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-08 10:10:38 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-08 09:59:16 UTC |
- Amount To Be Raised
- $800,000,000
- Associated Brokers / Dealers
- Credit Suisse Asset Management, LLC, Triago Americas, Inc., and Sword Securities LLC
- CIK Number
- 0001691540
- Filed Document
- 0000919574-16-017068
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-08 09:59:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-08 09:56:02 UTC |
- Amount To Be Raised
- $1,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666641
- Filed Document
- 0001140361-16-089068
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-08 09:56:02 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-08 09:13:47 UTC |
- Amount To Be Raised
- $1,005,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666884
- Filed Document
- 0001666884-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-08 09:13:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-08 09:13:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636521
- Filed Document
- 0000919574-16-017066
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-08 09:13:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-08 09:13:07 UTC |
- Amount To Be Raised
- $11,514,397
- Associated Brokers / Dealers
- James Bosley
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000753
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-08 09:13:07 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-08 09:08:04 UTC |
- Amount To Be Raised
- $3,840,002
- Associated Brokers / Dealers
- Thomas Cook, Francis Andrew Moran, Eddie B. Allen Sr., and Michael Shannon
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000752
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-08 09:08:04 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-08 08:57:34 UTC |
- Amount To Be Raised
- $1,778,457
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691741
- Filed Document
- 0000905718-16-001796
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-08 08:57:34 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-08 08:30:33 UTC |
- Amount To Be Raised
- $325,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611609
- Filed Document
- 0001611609-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-08 08:30:33 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2016-12-08 07:57:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618880
- Filed Document
- 0001618880-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-08 07:57:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-08 07:37:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557814
- Filed Document
- 0001557814-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-08 07:37:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-08 07:29:57 UTC |
- Amount To Be Raised
- $475,182
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691063
- Filed Document
- 0001691063-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-08 07:29:57 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-08 07:29:50 UTC |
- Amount To Be Raised
- $28,368,928
- Associated Brokers / Dealers
- Kenneth Dayton
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000751
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-08 07:29:50 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-08 07:23:33 UTC |
- Amount To Be Raised
- $6,033,010
- Associated Brokers / Dealers
- Jeffrey Micklege, Michael Kozemchak, Paul Stephens, and Stanley Eckert
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000750
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-08 07:23:33 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-08 07:11:41 UTC |
- Amount To Be Raised
- $822,850
- Associated Brokers / Dealers
- Jeffrey Micklege, Stanley Eckert, Michael Kozemchak, and Paul Stephens
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000749
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-08 07:11:41 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-08 07:04:41 UTC |
- Amount To Be Raised
- $3,021,232
- Associated Brokers / Dealers
- Paul Ned Davis III
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000748
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-08 07:04:41 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-08 07:01:44 UTC |
- Amount To Be Raised
- $5,998,812
- Associated Brokers / Dealers
- John Michael Nash, Kelly Milligan, William Barry, and Bryant Kirk
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000747
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-08 07:01:44 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-07 21:58:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685752
- Filed Document
- 0001685752-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 21:58:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-07 21:56:10 UTC |
- Amount To Be Raised
- $91,900
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671393
- Filed Document
- 0001671393-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 21:56:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-07 21:55:23 UTC |
- Amount To Be Raised
- $25,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655614
- Filed Document
- 0001655614-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 21:55:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-07 21:51:37 UTC |
- Amount To Be Raised
- $105,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688947
- Filed Document
- 0001688947-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 21:51:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-07 21:51:08 UTC |
- Amount To Be Raised
- $177,950
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688915
- Filed Document
- 0001688915-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 21:51:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-07 21:48:19 UTC |
- Amount To Be Raised
- $96,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687290
- Filed Document
- 0001687290-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 21:48:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Heron Rock Fund I, a series of Endeavor North Investments, LLC
See All Filings
|
D |
2016-12-07 21:47:35 UTC |
- Amount To Be Raised
- $422,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691621
- Filed Document
- 0001691621-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 21:47:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-07 21:42:34 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684057
- Filed Document
- 0001684057-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 21:42:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-07 21:39:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691552
- Filed Document
- 0001691552-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 21:39:35 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-12-07 21:39:15 UTC |
- Amount To Be Raised
- $127,002
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691040
- Filed Document
- 0001691040-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 21:39:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Edelweiss Ventures Fund, a series of Assure 3P Master Fund LLC
See All Filings
|
D |
2016-12-07 21:39:02 UTC |
- Amount To Be Raised
- $285,489
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691219
- Filed Document
- 0001691219-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 21:39:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-07 21:34:35 UTC |
- Amount To Be Raised
- $107,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691628
- Filed Document
- 0001691628-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 21:34:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-07 21:31:36 UTC |
- Amount To Be Raised
- $310,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684476
- Filed Document
- 0001684476-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 21:31:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-07 21:24:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Partners, LLC and Liora Partners
- CIK Number
- 0001570866
- Filed Document
- 0001570866-16-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-07 21:24:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-07 20:46:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679704
- Filed Document
- 0000899140-16-001748
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 20:46:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-07 19:51:25 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691604
- Filed Document
- 0001691604-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 19:51:25 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-12-07 19:50:03 UTC |
- Amount To Be Raised
- $56,749,988
- Associated Brokers / Dealers
- LEERINK PARTNERS LLC
- CIK Number
- 0001434316
- Filed Document
- 0001434316-16-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 19:50:03 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-07 19:50:00 UTC |
- Amount To Be Raised
- $3,255,041
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001658807
- Filed Document
- 0001658807-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 19:50:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-07 19:43:09 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691587
- Filed Document
- 0001691587-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 19:43:09 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
Pacific Equity Associates, a California Limited Partnership
See All Filings
|
D/A |
2016-12-07 19:40:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001546095
- Filed Document
- 0001546095-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 19:40:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-07 19:00:19 UTC |
- Amount To Be Raised
- $1,640,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688373
- Filed Document
- 0001688373-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 19:00:19 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-07 18:47:13 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640245
- Filed Document
- 0001548123-16-000749
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 18:47:13 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-12-07 18:46:37 UTC |
- Amount To Be Raised
- $650,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001683434
- Filed Document
- 0001683434-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 18:46:37 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-12-07 18:41:25 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- DPEC Capital, Inc.
- CIK Number
- 0001559998
- Filed Document
- 0001559998-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 18:41:25 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-07 18:03:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Starla Goff and Eugene Webb
- CIK Number
- 0000356343
- Filed Document
- 0000356343-16-000019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 18:03:28 UTC
- Type of Offering
- D/A
- Industry
- Investment Banking
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2016-12-07 17:54:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691848
- Filed Document
- 0001691848-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 17:54:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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|
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D |
2016-12-07 17:36:05 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001061031
- Filed Document
- 0001140361-16-089053
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 17:36:05 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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|
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D |
2016-12-07 17:35:22 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668706
- Filed Document
- 0001668706-16-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 17:35:22 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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D |
2016-12-07 17:34:41 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689344
- Filed Document
- 0001689344-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 17:34:41 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-12-07 17:31:49 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688920
- Filed Document
- 0001688920-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-07 17:31:49 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
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1-A/A |
2016-12-07 17:28:35 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600983
- Filed Document
- 0001144204-16-138424
- Accepted Date
- 2016-12-07 17:28:35 UTC
- Type of Offering
- 1-A/A
- Industry
- COMMUNICATIONS EQUIPMENT, NEC
- Offering Tier
- Tier2
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $122,509
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
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