Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LK Systems, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001623086 Filed Document 0001019687-14-004006 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
OAKS INVESTMENT GROUP See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0000708740 Filed Document 0000708740-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Old Mutual UK Specialist Equity Fund Ltd See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590574 Filed Document 0000943663-14-000161 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Karman II Coinvest LP See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001622591 Filed Document 0001623018-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TREVI SYSTEMS INC. See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Colorado Financial Services Corporation CIK Number 0001510171 Filed Document 0001510171-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NEW HAMPSHIRE THRIFT BANCSHARES INC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers Griffin Financial Group LLC CIK Number 0000846931 Filed Document 0001123292-14-000961 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
AMORFIX LIFE SCIENCES LTD See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $871,508 Associated Brokers / Dealers N/A CIK Number 0001374339 Filed Document 0001183740-14-000333 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Insight Genetics, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001623645 Filed Document 0001623645-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Equity
DMP Acquisition LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001379659 Filed Document 0001379659-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Arcus Japan Value Fund See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616893 Filed Document 0000919574-14-005942 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Other
CASTLE CREEK FUND LP /IL See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001051886 Filed Document 0001051886-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wolf Hedge Global LP See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wolf Hedge Global LP CIK Number 0001623708 Filed Document 0001623708-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CPP II Southeast Gen Coinvestment, L.P. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001622613 Filed Document 0001140361-14-039381 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cohere Communications LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $7,100,000 Associated Brokers / Dealers N/A CIK Number 0001306066 Filed Document 0001306066-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
VERTIGO CAPITAL L P See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324148 Filed Document 0001324148-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ICONIQ Strategic Partners Co-Invest, L.P., Series BL2 See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623300 Filed Document 0001623300-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SGH Holdings II, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001623778 Filed Document 0001623778-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Half Jack Productions, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $82,500 Associated Brokers / Dealers N/A CIK Number 0001623638 Filed Document 0001623638-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Medu III International Partnership, L.P. See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001587109 Filed Document 0001181431-14-035225 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VAN REED GROWTH FUND See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0000813097 Filed Document 0000813097-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
TERRACE APARTMENTS SALT LAKE CITY, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $4,090,000 Associated Brokers / Dealers N/A CIK Number 0001623669 Filed Document 0001062993-14-006208 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SunBridge Partners JJV Fund, L.P. See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers North South Capital, LLC and Pickwick Capital Partners, LLC CIK Number 0001586515 Filed Document 0001623687-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Concord Gwinnett Portfolio Holdings, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $4,669,725 Associated Brokers / Dealers N/A CIK Number 0001530853 Filed Document 0001530853-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Strategic Partners Co-Invest, L.P., Series G See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623275 Filed Document 0001623275-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BuildingIQ, Inc. See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001565351 Filed Document 0001565351-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Hi Tech Veneer LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers David A. Noyes & Company CIK Number 0001612239 Filed Document 0001140361-14-039354 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Nollepmoc, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $530,600 Associated Brokers / Dealers N/A CIK Number 0001623267 Filed Document 0001623267-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Medrobotics Corp See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001435980 Filed Document 0001435980-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Jukin Media, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001590257 Filed Document 0001590257-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Focus Capital Management LLC See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584213 Filed Document 0001584213-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tree Line Capital Partners, LLC See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623588 Filed Document 0001623588-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Remedify, Inc. See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001588442 Filed Document 0001588442-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Aneciva, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $309,600 Associated Brokers / Dealers N/A CIK Number 0001623263 Filed Document 0001623263-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VR Global Offshore Fund Ltd. See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516231 Filed Document 0001315863-14-000607 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED ARAB EMIRATES Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Vibe Ventures Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001479320 Filed Document 0001372167-14-000284 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business CHINA Revenue or Assets $No Revenues Type of Security Equity
SI DD Investor, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001623679 Filed Document 0001623679-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Co3 Systems, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001623415 Filed Document 0001623415-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Moore Court Apartments, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001623644 Filed Document 0001623644-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bourne Healthcare Properties, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $13,700,000 Associated Brokers / Dealers G. A. Repple CIK Number 0001622002 Filed Document 0000897069-14-000440 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bluum Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $1,912,307 Associated Brokers / Dealers N/A CIK Number 0001618971 Filed Document 0001231919-14-000037 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BRUZIV INVESTMENTS, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $2,684,156 Associated Brokers / Dealers N/A CIK Number 0001623751 Filed Document 0001623751-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Senteon LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $2,245,000 Associated Brokers / Dealers N/A CIK Number 0001623511 Filed Document 0001623511-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
iMATCHative, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $24,999,999 Associated Brokers / Dealers Sterne Agee & Leach Group Inc. CIK Number 0001623322 Filed Document 0001623322-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PES Fund X, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001623050 Filed Document 0001623050-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
FlexShopper, Inc. See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $8,030,000 Associated Brokers / Dealers Fordham Financial Management, Inc., Paulson Investment Company, Inc., and Spartan Capital Securities LLC CIK Number 0001397047 Filed Document 0001468128-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
e-Nicotine Technology, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001584922 Filed Document 0001584922-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Sprott Capital II, LP See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424529 Filed Document 0000919574-14-005938 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan 11 Notes Fund LLC See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001590050 Filed Document 0001590050-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners III, LP See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Concorde Investment Services LLC, Kalos Capital Inc., Ausdal Financial Partners Inc., Centaurus Financial, Inc., Chapin Davis, Inc., International Assets Advisory, LLC, and VSR Financial Services, Inc. CIK Number 0001616825 Filed Document 0001616825-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hotel San Antonio, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $4,807,404 Associated Brokers / Dealers n/a CIK Number 0001623533 Filed Document 0001623533-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity