Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Guardion Health Sciences, Inc. See All Filings	D/A	2017-01-12 17:03:42 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001642375 Filed Document 0001144204-17-002028 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:03:42 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DatChat, Inc. See All Filings	1-A/A	2017-01-12 17:02:53 UTC
Amount To Be Raised $41,760,500 Associated Brokers / Dealers N/A CIK Number 0001648960 Filed Document 0001213900-17-000292 Accepted Date 2017-01-12 17:02:53 UTC Type of Offering 1-A/A Industry TELEGRAPH & OTHER MESSAGE COMMUNICATIONS Offering Tier Tier2 Principal Place of Business NEW JERSEY Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Aeropost, Inc. See All Filings	D	2017-01-12 17:00:21 UTC
Amount To Be Raised $7,902,720 Associated Brokers / Dealers N/A CIK Number 0001604866 Filed Document 0001604866-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:00:21 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Housing Tax Credit Fund LXXIII LP See All Filings	D	2017-01-12 17:00:00 UTC
Amount To Be Raised $11,751,368 Associated Brokers / Dealers Hudson Housing Securities LLC CIK Number 0001694254 Filed Document 0001140361-17-001721 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFR Gold Fund Ltd. See All Filings	D/A	2017-01-12 16:59:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Plus Securities LLC and Merrill Lynch Alternative Investments LLC CIK Number 0001462691 Filed Document 0001013594-17-000051 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:59:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KITCHEN22 LLC See All Filings	D	2017-01-12 16:58:43 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001694603 Filed Document 0001694603-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-12 16:58:43 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hoplite Long Fund, L.P. See All Filings	D	2017-01-12 16:58:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694568 Filed Document 0000919574-17-000455 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:58:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Cayman Commodity Fund VIII, Ltd. See All Filings	D/A	2017-01-12 16:57:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594893 Filed Document 0000943663-17-000018 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:57:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spear Point TV Raven LP See All Filings	D/A	2017-01-12 16:54:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625858 Filed Document 0001625858-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:54:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Cayman Commodity Fund VII, Ltd. See All Filings	D/A	2017-01-12 16:53:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529246 Filed Document 0000943663-17-000017 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:53:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOLUB CAPITAL PEARLS DIRECT LENDING PROGRAM, L.P. See All Filings	D/A	2017-01-12 16:50:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518266 Filed Document 0001518266-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:50:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rigquipment Finance, LLC See All Filings	D	2017-01-12 16:50:04 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001603591 Filed Document 0001603591-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:50:04 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Cayman Commodity Fund III Ltd. See All Filings	D/A	2017-01-12 16:49:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494277 Filed Document 0000943663-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:49:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pixspan, Inc. See All Filings	D/A	2017-01-12 16:48:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511611 Filed Document 0001511611-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:48:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Tribeca Global Natural Resources Feeder Fund (US) LP See All Filings	D	2017-01-12 16:47:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694552 Filed Document 0001694552-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:47:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Systematic Alternatives Fund, LLC See All Filings	D/A	2017-01-12 16:45:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630685 Filed Document 0000950172-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:45:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Systematic Alternatives Fund, Ltd. See All Filings	D/A	2017-01-12 16:45:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630577 Filed Document 0000950172-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:45:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO CAYMAN COMMODITY FUND II LTD See All Filings	D/A	2017-01-12 16:44:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453542 Filed Document 0000943663-17-000015 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:44:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovega Inc. See All Filings	D	2017-01-12 16:44:41 UTC
Amount To Be Raised $847,529 Associated Brokers / Dealers N/A CIK Number 0001474232 Filed Document 0001474232-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:44:41 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Holdfolio Indiana VI LLC See All Filings	D	2017-01-12 16:44:03 UTC
Amount To Be Raised $365,000 Associated Brokers / Dealers N/A CIK Number 0001694591 Filed Document 0001694591-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:44:03 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
49 Market Street LLC See All Filings	D	2017-01-12 16:36:08 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001686209 Filed Document 0001686209-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:36:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGIC REAL ESTATE OPPORTUNITY FUND II, LLC See All Filings	D/A	2017-01-12 16:34:50 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers BRIDGE CAPITAL ASSOCIATES CIK Number 0001664103 Filed Document 0001664103-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:34:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ALLIED FIRST BANCORP INC See All Filings	D	2017-01-12 16:32:44 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001158865 Filed Document 0001158865-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:32:44 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
VPC MBW I LLC See All Filings	D	2017-01-12 16:31:37 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers N/A CIK Number 0001694625 Filed Document 0001694625-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:31:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spear Point Capital Fund LP See All Filings	D/A	2017-01-12 16:31:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625856 Filed Document 0001625856-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:31:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO CAYMAN COMMODITY FUND I LTD See All Filings	D/A	2017-01-12 16:23:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494463 Filed Document 0000943663-17-000014 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:23:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NANOPRECISION HOLDING CO INC See All Filings	D	2017-01-12 16:20:07 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001421739 Filed Document 0001421739-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-12 16:20:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SteelMill Fund Ltd See All Filings	D/A	2017-01-12 16:19:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509116 Filed Document 0000950142-17-000096 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:19:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LTD Software LLC See All Filings	D/A	2017-01-12 16:18:47 UTC
Amount To Be Raised $385,000 Associated Brokers / Dealers N/A CIK Number 0001626050 Filed Document 0001209191-17-003502 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:18:47 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PointState Fund LP See All Filings	D/A	2017-01-12 16:18:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509115 Filed Document 0000950142-17-000095 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:18:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2017-01-12 16:15:30 UTC
Amount To Be Raised $127,148 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-17-000042 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:15:30 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Dorchester Farms Investors, LLC See All Filings	D	2017-01-12 16:15:26 UTC
Amount To Be Raised $4,525,000 Associated Brokers / Dealers Lynn Fedor, Todd Lantier, James Andrew Silver, and WealthForge Securities, LLC CIK Number 0001691514 Filed Document 0001691514-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:15:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OtoNexus Medical Technologies, Inc. See All Filings	D	2017-01-12 16:15:13 UTC
Amount To Be Raised $9,230,000 Associated Brokers / Dealers N/A CIK Number 0001551119 Filed Document 0001551119-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:15:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MAI Diversified Real Estate Income Fund, L.P. See All Filings	D	2017-01-12 16:14:08 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001694322 Filed Document 0001315863-17-000042 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:14:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Caisson Breakwater Global Opportunity Fund, LP See All Filings	D/A	2017-01-12 16:12:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598239 Filed Document 0001598239-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:12:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rhiza, Inc. See All Filings	D	2017-01-12 16:12:46 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001611723 Filed Document 0001611723-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:12:46 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
AMYRIS, INC. See All Filings	D	2017-01-12 16:10:57 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001365916 Filed Document 0001365916-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:10:57 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
IEC III REIT, LLC See All Filings	D	2017-01-12 16:07:15 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001694612 Filed Document 0001694612-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:07:15 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Yellow Wood Capital Partners II, L.P. See All Filings	D	2017-01-12 16:04:08 UTC
Amount To Be Raised $360,000,000 Associated Brokers / Dealers N/A CIK Number 0001692050 Filed Document 0001692042-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:04:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Suvretta Long Partners, LP See All Filings	D	2017-01-12 16:03:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694613 Filed Document 0000919574-17-000452 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:03:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GOLFSWING.COM, LLC See All Filings	D	2017-01-12 16:02:58 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001682909 Filed Document 0001682909-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:02:58 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Giving Assistant, Inc., PBC See All Filings	D/A	2017-01-12 15:59:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525240 Filed Document 0001525240-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-12 15:59:42 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
North Trail Partners II, LP See All Filings	D/A	2017-01-12 15:59:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596868 Filed Document 0001596868-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 15:59:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evolution Spirits, Inc. See All Filings	C/A	2017-01-12 15:58:11 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001687373 Filed Document 0001670254-17-000005 Accepted Date 2017-01-12 15:58:11 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State NEW YORK
Commonfund Contingent Asset Portfolio, LLC See All Filings	D/A	2017-01-12 15:50:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001629941 Filed Document 0001595938-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-12 15:50:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pierpoint Partners LP See All Filings	D/A	2017-01-12 15:45:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566868 Filed Document 0001140361-17-001696 Exclusions or Exemptions 506b Accepted Date 2017-01-12 15:45:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DONALD RIVERS GOOLSBY WHFIT See All Filings	D	2017-01-12 15:45:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dennis Peter Barba CIK Number 0001688912 Filed Document 0001688912-17-000022 Exclusions or Exemptions 504, 505, 504.1, and 506c Accepted Date 2017-01-12 15:45:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Cavion, Inc. See All Filings	D	2017-01-12 15:45:08 UTC
Amount To Be Raised $31,512,867 Associated Brokers / Dealers N/A CIK Number 0001348076 Filed Document 0001348076-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-12 15:45:08 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Burgundy Funds DST Small/Mid Cap Portfolio See All Filings	D/A	2017-01-12 15:36:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297856 Filed Document 0001507943-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-01-12 15:36:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BURGUNDY FUNDS DST SMALLER COMPANIES PORTFOLIO See All Filings	D/A	2017-01-12 15:36:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers C.P. Eaton & Associates CIK Number 0001268624 Filed Document 0001507943-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-01-12 15:36:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund