Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Tianyou Offshore Fund, Ltd. See All Filings	D/A	2017-01-12 21:19:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689827 Filed Document 0001560511-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-12 21:19:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JVM Realty Apartment Fund 6, LLC See All Filings	D/A	2017-01-12 21:11:19 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001664604 Filed Document 0001664604-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 21:11:19 UTC Type of Offering D/A Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Tianyou Fund, L.P. See All Filings	D/A	2017-01-12 21:03:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IASG ALTERNATIVES, LLC and IASG ALTERNATIVES, LLC CIK Number 0001560511 Filed Document 0001560511-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-12 21:03:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patient Home Monitoring Corp. See All Filings	D	2017-01-12 20:57:07 UTC
Amount To Be Raised $286,275 Associated Brokers / Dealers N/A CIK Number 0001540013 Filed Document 0001183740-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-01-12 20:57:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO COMMODITY ALPHA FUND LTD. See All Filings	D/A	2017-01-12 20:26:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO Investments LLC CIK Number 0001570879 Filed Document 0000943663-17-000022 Exclusions or Exemptions 506b Accepted Date 2017-01-12 20:26:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Point Energy, LLC See All Filings	D	2017-01-12 20:19:31 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001694353 Filed Document 0001694353-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-12 20:19:31 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Tricopian, Inc. See All Filings	D/A	2017-01-12 20:05:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001655749 Filed Document 0001655749-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-12 20:05:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
VOLEON INSTITUTIONAL STRATEGIES FUND LP See All Filings	D/A	2017-01-12 19:52:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663939 Filed Document 0001693286-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-12 19:52:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PV Expansion Fund I, L.P. See All Filings	D/A	2017-01-12 19:39:38 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001643448 Filed Document 0001643448-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 19:39:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nemus Bioscience, Inc. See All Filings	D	2017-01-12 19:37:07 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001516551 Filed Document 0001140361-17-001755 Exclusions or Exemptions 506b Accepted Date 2017-01-12 19:37:07 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Voleon Investors Fund LP See All Filings	D/A	2017-01-12 19:19:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566611 Filed Document 0001693286-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-12 19:19:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Heat Wave Visual, Inc. See All Filings	D	2017-01-12 18:58:33 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001694640 Filed Document 0001694640-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-01-12 18:58:33 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Caro-Kann Capital Fund LP See All Filings	D/A	2017-01-12 18:52:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631296 Filed Document 0001631296-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 18:52:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caro-Kann Capital Offshore Fund Ltd. See All Filings	D/A	2017-01-12 18:47:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631996 Filed Document 0001631996-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 18:47:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClickSWITCH Holdings Inc. See All Filings	D	2017-01-12 18:46:06 UTC
Amount To Be Raised $300 Associated Brokers / Dealers N/A CIK Number 0001692955 Filed Document 0001692955-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 18:46:06 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Karlov Street Level Investor Opportunity 3, LLC See All Filings	D	2017-01-12 18:01:41 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001694573 Filed Document 0001694573-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 18:01:41 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
QUATERRA RESOURCES INC See All Filings	D	2017-01-12 17:50:56 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001339688 Filed Document 0001339688-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:50:56 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Debt
Vesper Technologies Inc. See All Filings	D/A	2017-01-12 17:46:30 UTC
Amount To Be Raised $19,446,541 Associated Brokers / Dealers N/A CIK Number 0001690361 Filed Document 0001690361-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:46:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Giftagram Inc. See All Filings	D	2017-01-12 17:44:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001669084 Filed Document 0001669084-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:44:59 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
1096031 B.C. LTD See All Filings	D	2017-01-12 17:44:21 UTC
Amount To Be Raised $1,398,069 Associated Brokers / Dealers N/A CIK Number 0001694215 Filed Document 0001183740-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:44:21 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CD Partners LP See All Filings	D/A	2017-01-12 17:40:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664270 Filed Document 0001664271-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:40:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Energous Corp See All Filings	D	2017-01-12 17:33:15 UTC
Amount To Be Raised $4,999,999 Associated Brokers / Dealers N/A CIK Number 0001575793 Filed Document 0001575793-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:33:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BREAKING LUCKY, LLC See All Filings	D	2017-01-12 17:33:13 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001694621 Filed Document 0001694621-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:33:13 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
PIMCO CAYMAN COMMODITY PORTFOLIO II LTD See All Filings	D/A	2017-01-12 17:28:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458717 Filed Document 0000943663-17-000021 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:28:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2017-01-12 17:28:07 UTC
Amount To Be Raised $307,400 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-17-002036 Accepted Date 2017-01-12 17:28:07 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $96,652 State of Jurisdiction GEORGIA Type of Security Other(describe)
GSI Absolute Return Fund L.P. See All Filings	D/A	2017-01-12 17:27:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443886 Filed Document 0001595938-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:27:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO CAYMAN COMMODITY PORTFOLIO I LTD See All Filings	D/A	2017-01-12 17:24:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494464 Filed Document 0000943663-17-000020 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:24:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASCEND PARTNERS FUND I LP See All Filings	D/A	2017-01-12 17:23:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001121653 Filed Document 0001405086-17-000014 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:23:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Freeman Mill, LLC See All Filings	D	2017-01-12 17:23:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001694530 Filed Document 0001694530-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:23:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
BASSWOOD OPPORTUNITY FUND, INC. See All Filings	D/A	2017-01-12 17:19:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000947724 Filed Document 0001405086-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:19:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AG Group Holdings, Inc. See All Filings	D	2017-01-12 17:16:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694330 Filed Document 0001140361-17-001728 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:16:33 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ORIGINCLEAR, INC. See All Filings	D	2017-01-12 17:15:35 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001419793 Filed Document 0001213900-17-000300 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:15:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ascend Partners Fund II BPO, Ltd. See All Filings	D/A	2017-01-12 17:14:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366848 Filed Document 0001405086-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:14:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AG Group LP See All Filings	D	2017-01-12 17:13:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694325 Filed Document 0001140361-17-001726 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:13:51 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ascend Partners Fund II, Ltd. See All Filings	D/A	2017-01-12 17:13:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a and n/a CIK Number 0001288472 Filed Document 0001405086-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:13:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ascend Partners Fund II LP See All Filings	D/A	2017-01-12 17:12:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001288471 Filed Document 0001405086-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:12:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TripBorn, Inc. See All Filings	D	2017-01-12 17:12:22 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001498232 Filed Document 0001498232-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:12:22 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Equity
ASCEND PARTNERS FUND I, LTD. See All Filings	D/A	2017-01-12 17:11:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001140329 Filed Document 0001405086-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:11:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hartford Storage LLC See All Filings	D	2017-01-12 17:10:28 UTC
Amount To Be Raised $3,550,000 Associated Brokers / Dealers N/A CIK Number 0001686206 Filed Document 0001686206-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:10:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Oak Hill Capital Partners IV (Offshore 892), L.P. See All Filings	D/A	2017-01-12 17:10:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers -, -, -, John Rodriguez, -, -, -, and - CIK Number 0001649171 Filed Document 0000950142-17-000106 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:10:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Basic Materials & Infrastructure LP See All Filings	D/A	2017-01-12 17:09:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664946 Filed Document 0000935836-17-000032 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:09:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oak Hill Capital Partners IV (Offshore), L.P. See All Filings	D/A	2017-01-12 17:09:28 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers -, -, -, John Rodriguez, -, -, -, and - CIK Number 0001649170 Filed Document 0000950142-17-000105 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:09:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Oak Hill Capital Partners IV (Onshore Tax Exempt), L.P. See All Filings	D/A	2017-01-12 17:08:59 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers -, -, -, and - CIK Number 0001649172 Filed Document 0000950142-17-000104 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:08:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Oak Hill Capital Partners IV (Onshore), L.P. See All Filings	D/A	2017-01-12 17:08:57 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers -, -, -, -, and - CIK Number 0001649290 Filed Document 0000950142-17-000103 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:08:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HARMON NORTH INVESTMENTS LLC See All Filings	D	2017-01-12 17:07:57 UTC
Amount To Be Raised $2,361,800 Associated Brokers / Dealers Dempsey Lord Smith LLC CIK Number 0001692876 Filed Document 0001692876-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-12 17:07:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PFR GOLD FUND, L.P. See All Filings	D/A	2017-01-12 17:07:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Plus Securities LLC and Merrill Lynch Alternative Investments LLC CIK Number 0001462490 Filed Document 0001013594-17-000052 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:07:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Core Equity Master Fund, LLC See All Filings	D/A	2017-01-12 17:06:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001539113 Filed Document 0001595938-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:06:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Yellow River Investors, LLC See All Filings	D	2017-01-12 17:05:34 UTC
Amount To Be Raised $992,574 Associated Brokers / Dealers N/A CIK Number 0001694473 Filed Document 0001694473-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:05:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PIMCO Capital Securities Fund (Cayman) Ltd See All Filings	D	2017-01-12 17:03:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639868 Filed Document 0000943663-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:03:55 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CROWN GLOBAL OPPORTUNITIES VI PLC See All Filings	D/A	2017-01-12 17:03:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694462 Filed Document 0001694462-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:03:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund