Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TMPOS, INC See All Filings	D	2017-01-13 17:18:09 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001692068 Filed Document 0001692068-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-01-13 17:18:09 UTC Type of Offering D Industry Computers Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Silver Point Distressed Opportunities Offshore Fund, L.P. See All Filings	D	2017-01-13 17:17:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001694705 Filed Document 0000950142-17-000113 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:17:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Silver Point Distressed Opportunities Fund, LP. See All Filings	D	2017-01-13 17:15:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001694794 Filed Document 0000950142-17-000112 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:15:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TellusLabs, Inc. See All Filings	D	2017-01-13 17:14:23 UTC
Amount To Be Raised $3,099,995 Associated Brokers / Dealers N/A CIK Number 0001694547 Filed Document 0001694547-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:14:23 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VGW Holdings Ltd See All Filings	D	2017-01-13 17:14:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694858 Filed Document 0001209191-17-003718 Exclusions or Exemptions 506c Accepted Date 2017-01-13 17:14:13 UTC Type of Offering D Industry Other Technology Principal Place of Business AUSTRALIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Green Light District Holdings, Inc. See All Filings	D	2017-01-13 17:14:06 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001694802 Filed Document 0001694802-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:14:06 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
FEMASYS INC See All Filings	D	2017-01-13 17:13:11 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Salem Partners LLC CIK Number 0001339005 Filed Document 0001339005-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:13:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Scopia LB International Ltd See All Filings	D/A	2017-01-13 17:03:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596817 Filed Document 0000919574-17-000497 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:03:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 163 See All Filings	D	2017-01-13 17:02:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC CIK Number 0001694583 Filed Document 0001694583-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:02:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORM Timber Fund IV LLC See All Filings	D	2017-01-13 17:02:00 UTC
Amount To Be Raised $388,000,000 Associated Brokers / Dealers N/A CIK Number 0001694405 Filed Document 0001140361-17-001906 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:02:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AJO Emerging Markets Small-Cap Fund, Ltd. See All Filings	D	2017-01-13 17:01:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694312 Filed Document 0001694312-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:01:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O'Brien Greene Small-Capitalization Stock Fund, L.P. See All Filings	D	2017-01-13 16:59:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630701 Filed Document 0001140361-17-001905 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:59:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SCOPIA LB LLC See All Filings	D/A	2017-01-13 16:58:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579272 Filed Document 0000919574-17-000495 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:58:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RECP Hollywood South, LLC See All Filings	D	2017-01-13 16:58:14 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers Charles B. Harrison, Patrick J. Whelchel, Lori Mayfield, Scott Harrison, and Phyllis Johnson CIK Number 0001693157 Filed Document 0001012975-17-000042 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:58:14 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
DERRYDOWN INVESTORS, LLC See All Filings	D	2017-01-13 16:57:38 UTC
Amount To Be Raised $5,472,500 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001694783 Filed Document 0001694783-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:57:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
MVP LS Fund IX LLC See All Filings	D/A	2017-01-13 16:52:12 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001687619 Filed Document 0001687619-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:52:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MI-12 VENTURE FUND, LLC - SERIES TWI-2 See All Filings	D	2017-01-13 16:50:52 UTC
Amount To Be Raised $787,500 Associated Brokers / Dealers N/A CIK Number 0001694467 Filed Document 0001694467-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:50:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Tarsa Therapeutics, Inc. See All Filings	D	2017-01-13 16:50:07 UTC
Amount To Be Raised $1,636,000 Associated Brokers / Dealers N/A CIK Number 0001475030 Filed Document 0001475030-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:50:07 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
SALVEO FUND I, LLC See All Filings	D	2017-01-13 16:48:29 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Prakash Seitz CIK Number 0001694793 Filed Document 0001694793-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:48:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ORAMETRIX INC See All Filings	D	2017-01-13 16:45:46 UTC
Amount To Be Raised $2,066,000 Associated Brokers / Dealers N/A CIK Number 0001119087 Filed Document 0001119087-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:45:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
JSDI Celmark Grant Ave, LLC See All Filings	D	2017-01-13 16:43:00 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001671130 Filed Document 0001671130-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:43:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Shine Medical Technologies, Inc. See All Filings	D/A	2017-01-13 16:40:12 UTC
Amount To Be Raised $29,034,972 Associated Brokers / Dealers N/A CIK Number 0001514300 Filed Document 0000897069-17-000022 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:40:12 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Frontier Bancshares Inc See All Filings	D	2017-01-13 16:39:15 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Brean Capital, LLC and Hovde Group, LLC CIK Number 0001379918 Filed Document 0001379918-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:39:15 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Solomon Hess Opportunity Fund LLC See All Filings	D/A	2017-01-13 16:35:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491481 Filed Document 0001491481-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:35:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIG Onshore Fund, L.P. See All Filings	D/A	2017-01-13 16:29:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476622 Filed Document 0001140361-17-001857 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:29:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIG Offshore Fund, Ltd. See All Filings	D/A	2017-01-13 16:27:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478810 Filed Document 0001140361-17-001849 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:27:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MH III Holdings-T, LLC See All Filings	D	2017-01-13 16:24:01 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison CIK Number 0001694160 Filed Document 0001694160-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:24:01 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ADVISORY RESEARCH SMALL CAP VALUE FUND LP See All Filings	D/A	2017-01-13 16:22:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001166073 Filed Document 0001166073-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:22:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starwood Energy Infrastructure Fund III U.S. Investor, L.P. See All Filings	D	2017-01-13 16:21:58 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers Campbell Lutyens & Co. Ltd. CIK Number 0001692333 Filed Document 0001692338-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:21:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Try It Tiny, LLC See All Filings	D/A	2017-01-13 16:19:44 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001693370 Filed Document 0001693370-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:19:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
ZERONINES TECHNOLOGY INC See All Filings	D	2017-01-13 16:17:01 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001163941 Filed Document 0001693286-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:17:01 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Tribeca Global Natural Resources Feeder Fund See All Filings	D	2017-01-13 16:15:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694690 Filed Document 0001694690-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:15:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Reason to Believe, LLC See All Filings	D	2017-01-13 16:15:00 UTC
Amount To Be Raised $4,120,045 Associated Brokers / Dealers N/A CIK Number 0001692827 Filed Document 0001692827-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:15:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MALTA OFFSHORE, LTD. See All Filings	D/A	2017-01-13 16:12:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WFS, LLC and Aqueduct Capital Group, LLC CIK Number 0001341506 Filed Document 0000919574-17-000487 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:12:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ALEXANDRIA REAL ESTATE EQUITIES INC See All Filings	D	2017-01-13 16:10:43 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001035443 Filed Document 0001035443-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:10:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Great Bay Horizon Series LLC, Series 2 See All Filings	D	2017-01-13 16:10:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694550 Filed Document 0001694550-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:10:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRC Partners Opportunity Fund, LP See All Filings	D/A	2017-01-13 16:09:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers B. Riley & Co., LLC CIK Number 0001642765 Filed Document 0001642765-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:09:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAYO Inc See All Filings	C	2017-01-13 16:03:57 UTC
Financial Interest Filing Platform NOBLES & RICHARDS, INC. Offering Amount $1,000,000 CIK Number 0001676315 Filed Document 0001676315-17-000005 Accepted Date 2017-01-13 16:03:57 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State NEVADA
Starwood Energy Infrastructure Fund III U.S., L.P. See All Filings	D	2017-01-13 16:03:31 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers Campbell Lutyens & Co. Ltd. CIK Number 0001692335 Filed Document 0001692338-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:03:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LATTICE ENGINES INC See All Filings	D	2017-01-13 16:03:22 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001430644 Filed Document 0001430644-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:03:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Great Bay Horizon Series LLC, Series 2 See All Filings	D	2017-01-13 16:02:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694550 Filed Document 0001694550-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:02:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reason to Believe, LLC See All Filings	D	2017-01-13 16:00:08 UTC
Amount To Be Raised $5,379,674 Associated Brokers / Dealers N/A CIK Number 0001692827 Filed Document 0001692827-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:00:08 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HOME DEPOT INC See All Filings	D/A	2017-01-13 15:58:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000354950 Filed Document 0001209191-17-003655 Exclusions or Exemptions 506b Accepted Date 2017-01-13 15:58:25 UTC Type of Offering D/A Industry Retailing Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Debt
Rock Fund VII-A, LLC See All Filings	1-A/A	2017-01-13 15:57:27 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001671793 Filed Document 0001144204-17-002186 Accepted Date 2017-01-13 15:57:27 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Other(describe)
J.P. Morgan Access Multi-Strategy Fund II See All Filings	D/A	2017-01-13 15:55:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001524115 Filed Document 0000943663-17-000028 Exclusions or Exemptions 506b Accepted Date 2017-01-13 15:55:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ativo International Equity Fund, LP See All Filings	D	2017-01-13 15:54:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694483 Filed Document 0001694483-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 15:54:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brainguard Technologies, Inc. See All Filings	D/A	2017-01-13 15:51:29 UTC
Amount To Be Raised $820,000 Associated Brokers / Dealers N/A CIK Number 0001648631 Filed Document 0001648631-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 15:51:29 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
JP MORGAN ACCESS MULTI-STRATEGY FUND LLC See All Filings	D/A	2017-01-13 15:51:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001286410 Filed Document 0000943663-17-000027 Exclusions or Exemptions 506b Accepted Date 2017-01-13 15:51:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW YORK LIFE INSURANCE CO See All Filings	D	2017-01-13 15:50:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE SECURITIES LLC CIK Number 0000071633 Filed Document 0000071633-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-01-13 15:50:11 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Mulberry Rock Investors, LLC See All Filings	D	2017-01-13 15:48:27 UTC
Amount To Be Raised $4,199,000 Associated Brokers / Dealers N/A CIK Number 0001694772 Filed Document 0001694772-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 15:48:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity