Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Diasome Pharmaceuticals, Inc. See All Filings	D	2017-01-17 08:53:11 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001411617 Filed Document 0001411617-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-17 08:53:11 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Shellback Offshore Fund, Ltd. See All Filings	D/A	2017-01-17 08:46:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596213 Filed Document 0000902664-17-000202 Exclusions or Exemptions 506b Accepted Date 2017-01-17 08:46:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GANNETT FLEMING AFFILIATES INC See All Filings	D	2017-01-17 08:43:21 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0000355212 Filed Document 0000355212-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-17 08:43:21 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Shellback Fund, LP See All Filings	D/A	2017-01-17 08:43:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596214 Filed Document 0000902664-17-000201 Exclusions or Exemptions 506b Accepted Date 2017-01-17 08:43:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-01-17 08:22:39 UTC
Amount To Be Raised $26,930,938 Associated Brokers / Dealers Donald Tippett CIK Number 0001135856 Filed Document 0001135856-17-000029 Exclusions or Exemptions 506b Accepted Date 2017-01-17 08:22:39 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HRA-IQ Inc. See All Filings	D/A	2017-01-17 08:18:01 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers Cedar Point Capital, LLC CIK Number 0001694670 Filed Document 0001362118-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-17 08:18:01 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-01-17 08:02:55 UTC
Amount To Be Raised $29,118,790 Associated Brokers / Dealers Craig Findley and Mark Maizel CIK Number 0001135856 Filed Document 0001135856-17-000028 Exclusions or Exemptions 506b Accepted Date 2017-01-17 08:02:55 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NEW YORK BANKERS TITLE AGENCY WEST LLC See All Filings	D	2017-01-17 07:58:15 UTC
Amount To Be Raised $56,000 Associated Brokers / Dealers N/A CIK Number 0001427172 Filed Document 0001427172-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 07:58:15 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Head First RCM, LLC See All Filings	D	2017-01-17 07:09:06 UTC
Amount To Be Raised $2,831,507 Associated Brokers / Dealers N/A CIK Number 0001609657 Filed Document 0001140361-17-001958 Exclusions or Exemptions 506b Accepted Date 2017-01-17 07:09:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
INFRUID LABS INC See All Filings	D	2017-01-17 06:37:34 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001694340 Filed Document 0001694340-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 06:37:34 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Hopster's LLC See All Filings	C/A	2017-01-13 21:59:52 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001689082 Filed Document 0001670254-17-000006 Accepted Date 2017-01-13 21:59:52 UTC Type of Offering C/A Security Offered Amount 600 Security Offered Type Preferred Stock State MASSACHUSETTS
UpCurrent, Inc. See All Filings	C/A	2017-01-13 21:58:27 UTC
Financial Interest 2% of the Securities issued in this offering Filing Platform DreamFunded MarketPlace, LLC Offering Amount $100,000 CIK Number 0001693084 Filed Document 0001693084-17-000001 Accepted Date 2017-01-13 21:58:27 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Maui Imaging, Inc. See All Filings	D	2017-01-13 21:24:17 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001481721 Filed Document 0001481721-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 21:24:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SyncApp, Inc. See All Filings	D/A	2017-01-13 21:08:22 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001678825 Filed Document 0001678825-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 21:08:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Meta Saas, Inc. See All Filings	D	2017-01-13 21:07:29 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001693825 Filed Document 0001693825-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 21:07:29 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AJO Emerging Markets Small-Cap Offshore Fund, Ltd. See All Filings	D/A	2017-01-13 20:07:38 UTC
Amount To Be Raised $232,555,098 Associated Brokers / Dealers N/A CIK Number 0001565096 Filed Document 0001565096-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 20:07:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Infrastructure Solutions Inc. See All Filings	D	2017-01-13 19:51:49 UTC
Amount To Be Raised $116,450,127 Associated Brokers / Dealers N/A CIK Number 0001694867 Filed Document 0001694867-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:51:49 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WorldViz, LLC See All Filings	D/A	2017-01-13 19:51:49 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001602930 Filed Document 0001602930-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:51:49 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
Seamans Global Clean Energy Fund, LLC See All Filings	D/A	2017-01-13 19:50:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596541 Filed Document 0001596541-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:50:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Seamans Global Opportunities Fund LLC See All Filings	D/A	2017-01-13 19:46:02 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001416104 Filed Document 0001416104-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:46:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
MedMen Opportunity Fund, LP See All Filings	D/A	2017-01-13 19:44:33 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001685321 Filed Document 0001685321-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:44:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEAMANS GLOBAL BOND FUND LLC See All Filings	D/A	2017-01-13 19:37:59 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Stifel Nicolaus CIK Number 0001339312 Filed Document 0001339312-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:37:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Seamans Global Income Preferred 6 Fund LLC See All Filings	D/A	2017-01-13 19:31:25 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Stifel Nicolaus CIK Number 0001416134 Filed Document 0001416134-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:31:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Nidhogg Capital Management, LLC See All Filings	D	2017-01-13 19:22:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Adam T. Tyree CIK Number 0001673049 Filed Document 0001673049-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-13 19:22:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
INVENTITY GLOBAL FUND, L.P. See All Filings	D/A	2017-01-13 19:22:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001694307 Filed Document 0001694307-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-01-13 19:22:31 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SB Notes Holdings, LLC See All Filings	D	2017-01-13 19:05:43 UTC
Amount To Be Raised $1,763,035 Associated Brokers / Dealers N/A CIK Number 0001694875 Filed Document 0001694875-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:05:43 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GovInvest Inc. See All Filings	D	2017-01-13 19:04:24 UTC
Amount To Be Raised $2,637,241 Associated Brokers / Dealers N/A CIK Number 0001694358 Filed Document 0000905718-17-000038 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:04:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Libboo, Inc. See All Filings	D/A	2017-01-13 18:22:32 UTC
Amount To Be Raised $561,500 Associated Brokers / Dealers N/A CIK Number 0001559416 Filed Document 0001559416-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 18:22:32 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pantheon Master Fund PLC - Athena Series 2008-1 See All Filings	D/A	2017-01-13 18:15:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners LLC and Morningside Securities LLC CIK Number 0001601342 Filed Document 0001013594-17-000056 Exclusions or Exemptions 506b Accepted Date 2017-01-13 18:15:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
EUDORA INVESTMENT FUNDS PLC See All Filings	D/A	2017-01-13 18:14:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners LLC and Morningside Securities LLC CIK Number 0001593644 Filed Document 0001013594-17-000055 Exclusions or Exemptions 506b Accepted Date 2017-01-13 18:14:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
EnVen Energy Corp See All Filings	D	2017-01-13 17:58:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FBR CAPITAL MARKETS & CO. CIK Number 0001658099 Filed Document 0001140361-17-001923 Exclusions or Exemptions 506c Accepted Date 2017-01-13 17:58:12 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
STAY ALFRED, INC. See All Filings	D	2017-01-13 17:45:30 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001694486 Filed Document 0001694486-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:45:30 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
8th Line Investments, LLC See All Filings	D/A	2017-01-13 17:43:32 UTC
Amount To Be Raised $1,725,000 Associated Brokers / Dealers N/A CIK Number 0001688373 Filed Document 0001688373-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:43:32 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Foreign Developed Partnership LLC See All Filings	D/A	2017-01-13 17:41:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422816 Filed Document 0001422816-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:41:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PITTSBURGH JEWISH SCHOLARSHIP I LLC See All Filings	D	2017-01-13 17:38:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694692 Filed Document 0001694692-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:38:22 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
CMWA Small Cap Fund LLC See All Filings	D/A	2017-01-13 17:37:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:37:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Sensei Holdings, Inc. See All Filings	D	2017-01-13 17:35:53 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001694865 Filed Document 0001694865-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:35:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Mid Cap Partnership LLC See All Filings	D/A	2017-01-13 17:35:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411361 Filed Document 0001411361-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:35:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Avance on Adams LLC See All Filings	D	2017-01-13 17:34:32 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers n/a CIK Number 0001694860 Filed Document 0001694860-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:34:32 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CMWA Micro Cap Fund LLC See All Filings	D/A	2017-01-13 17:32:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001309484 Filed Document 0001309484-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:32:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Altegris Renaissance IE Fund, Ltd. See All Filings	D	2017-01-13 17:31:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694683 Filed Document 0001694683-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:31:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLYR, Inc. See All Filings	D	2017-01-13 17:31:25 UTC
Amount To Be Raised $8,000,666 Associated Brokers / Dealers N/A CIK Number 0001637585 Filed Document 0001637585-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:31:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MRM Private Equity, LLC See All Filings	D	2017-01-13 17:31:19 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001694453 Filed Document 0001694453-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:31:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wilshire Finance Partners, Inc. See All Filings	D/A	2017-01-13 17:31:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499344 Filed Document 0001499344-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-13 17:31:12 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
TCG Fluent Pharma Investors LP See All Filings	D	2017-01-13 17:30:36 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001694399 Filed Document 0001694399-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:30:36 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Convergence Equity Partners, LP See All Filings	D/A	2017-01-13 17:30:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627476 Filed Document 0001627476-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:30:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2017-01-13 17:26:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:26:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Hustle Con Media See All Filings	C	2017-01-13 17:24:48 UTC
Financial Interest The intermediary will acquire an equity interest in the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount $200,000 CIK Number 0001693311 Filed Document 0001644600-17-000005 Accepted Date 2017-01-13 17:24:48 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2017-01-13 17:23:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:23:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
POPS! Diabetes Care, Inc. See All Filings	D	2017-01-13 17:21:54 UTC
Amount To Be Raised $1,234,858 Associated Brokers / Dealers N/A CIK Number 0001664262 Filed Document 0001209191-17-003726 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:21:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity