|
|
D |
2016-12-15 17:10:58 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692463
- Filed Document
- 0001692481-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 17:10:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-15 17:10:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc., UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. Incorporated, and Neuberger Berman LLC
- CIK Number
- 0001216470
- Filed Document
- 0000902664-16-009119
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 17:10:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-15 17:09:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627314
- Filed Document
- 0001627314-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 17:09:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WYOMING
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-15 17:09:26 UTC |
- Amount To Be Raised
- $550,000,000
- Associated Brokers / Dealers
- SIXPOINT PARTNERS LLC
- CIK Number
- 0001686356
- Filed Document
- 0001686356-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 17:09:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-15 17:09:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc., UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. Incorporated, and Neuberger Berman LLC
- CIK Number
- 0001323454
- Filed Document
- 0000902664-16-009118
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 17:09:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-15 17:08:20 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654857
- Filed Document
- 0001654857-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 17:08:20 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-15 17:07:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc., UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. Incorporated, and Neuberger Berman LLC
- CIK Number
- 0001322692
- Filed Document
- 0000902664-16-009117
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 17:07:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-15 17:06:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619107
- Filed Document
- 0000913849-16-000705
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 17:06:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-15 17:06:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001449482
- Filed Document
- 0001449482-16-000020
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 17:06:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-15 17:05:51 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001563566
- Filed Document
- 0001563566-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 17:05:51 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-15 17:05:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc., UBS Financial Services Inc., Morgan Stanley & Co. Incorporated, Kelson Capital LLC, Credit Suisse Securities (USA) LLC, and Neuberger Berman LLC
- CIK Number
- 0001460028
- Filed Document
- 0000902664-16-009115
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 17:05:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-15 17:01:14 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001631174
- Filed Document
- 0001631174-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 17:01:14 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- SOUTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-15 17:00:34 UTC |
- Amount To Be Raised
- $2,470,000
- Associated Brokers / Dealers
- Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc.
- CIK Number
- 0001692346
- Filed Document
- 0001692346-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-15 17:00:34 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-15 16:56:16 UTC |
- Amount To Be Raised
- $1,375,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660404
- Filed Document
- 0001660404-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:56:16 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-15 16:55:02 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692476
- Filed Document
- 0001692481-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:55:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-15 16:48:36 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691581
- Filed Document
- 0001140361-16-089866
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:48:36 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-15 16:46:59 UTC |
- Amount To Be Raised
- $120,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692402
- Filed Document
- 0001692402-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:46:59 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- PUERTO RICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-15 16:43:46 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC
- CIK Number
- 0001690364
- Filed Document
- 0001690364-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:43:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2016-12-15 16:43:40 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- Mark Sherwin
- CIK Number
- 0001692512
- Filed Document
- 0001692512-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:43:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-15 16:43:33 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692257
- Filed Document
- 0001692257-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:43:33 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-12-15 16:43:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Park Hill Group LLC
- CIK Number
- 0001655888
- Filed Document
- 0001140361-16-089865
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:43:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-15 16:42:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692481
- Filed Document
- 0001692481-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:42:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-15 16:39:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653625
- Filed Document
- 0001012975-16-001627
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:39:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-12-15 16:35:33 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- Garden State Securities, Inc.
- CIK Number
- 0001006028
- Filed Document
- 0001006028-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:35:33 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2016-12-15 16:34:54 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688224
- Filed Document
- 0001144204-16-139754
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:34:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-15 16:30:04 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001691925
- Filed Document
- 0001691925-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:30:04 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-15 16:28:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685507
- Filed Document
- 0001685507-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:28:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-12-15 16:25:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001474966
- Filed Document
- 0000919574-16-017189
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:25:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-15 16:21:42 UTC |
- Amount To Be Raised
- $2,320,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517622
- Filed Document
- 0001517622-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:21:42 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- WEST VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-12-15 16:21:14 UTC |
- Amount To Be Raised
- $350,000,000
- Associated Brokers / Dealers
- CHAMPLAIN ADVISORS, LLC
- CIK Number
- 0001670588
- Filed Document
- 0001670588-16-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:21:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-15 16:19:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691993
- Filed Document
- 0001691993-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:19:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-15 16:17:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001542723
- Filed Document
- 0001542723-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:17:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-15 16:17:50 UTC |
- Amount To Be Raised
- $48,750
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692349
- Filed Document
- 0001692349-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:17:50 UTC
- Type of Offering
- D/A
- Industry
- Computers
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-15 16:17:44 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- CHARLES B. HARRISON, PHYLLIS JOHNSON, PATRICK WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD
- CIK Number
- 0001692295
- Filed Document
- 0001692295-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:17:44 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-15 16:17:07 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- CHARLES B. HARRISON, PHYLLIS JOHNSON, PATRICK WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD
- CIK Number
- 0001692294
- Filed Document
- 0001692294-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:17:07 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-15 16:16:59 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538859
- Filed Document
- 0001538859-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:16:59 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-12-15 16:16:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001367664
- Filed Document
- 0001367664-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:16:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-15 16:16:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001474921
- Filed Document
- 0000919574-16-017187
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:16:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-15 16:16:06 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- CHARLES B. HARRISON, PHYLLIS JOHNSON, PATRICK WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD
- CIK Number
- 0001692173
- Filed Document
- 0001692173-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:16:06 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-15 16:15:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685559
- Filed Document
- 0001685559-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:15:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-12-15 16:13:21 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676973
- Filed Document
- 0001676973-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:13:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-15 16:12:23 UTC |
- Amount To Be Raised
- $6,280,775
- Associated Brokers / Dealers
- Bradley Woods & Co., Ltd.
- CIK Number
- 0001502878
- Filed Document
- 0001502878-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:12:23 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-15 16:11:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001474920
- Filed Document
- 0000919574-16-017184
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:11:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-15 16:11:34 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001481062
- Filed Document
- 0001481062-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:11:34 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-12-15 16:10:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692180
- Filed Document
- 0001405086-16-000724
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:10:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-15 16:09:22 UTC |
- Amount To Be Raised
- $48,750
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692349
- Filed Document
- 0001692349-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:09:22 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-12-15 16:09:12 UTC |
- Amount To Be Raised
- $14,454,335
- Associated Brokers / Dealers
- Capital Financial Services, Inc., DFPG Investments, Inc., Dyche Wealth Management, Inc., Kalo Capital, Inc., Orchard Securities LLC, and The Strategic Financial Alliance, Inc.
- CIK Number
- 0001689369
- Filed Document
- 0001689369-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:09:12 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-15 16:06:51 UTC |
- Amount To Be Raised
- $350,000,000
- Associated Brokers / Dealers
- CHAMPLAIN ADVISORS, LLC
- CIK Number
- 0001670600
- Filed Document
- 0001670600-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:06:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-15 16:05:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001353586
- Filed Document
- 0000919574-16-017181
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:05:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-15 16:05:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685564
- Filed Document
- 0001685564-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-15 16:05:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|