Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HedgeForum OZF, LLC See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001526366 Filed Document 0001526366-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TraceLink, Inc. See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised $20,199,999 Associated Brokers / Dealers N/A CIK Number 0001558937 Filed Document 0001625257-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pangea Naturals, Inc. See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001610425 Filed Document 0001610425-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
HedgeForum Canyon, LLC See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001331872 Filed Document 0001331872-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LANSDOWNE DEVELOPED MARKETS LONG ONLY FUND LTD See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569654 Filed Document 0000919574-15-001424 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sage Vertical Garden Systems, LLC See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001622568 Filed Document 0001622568-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
HedgeForum GoldenTree, LLC See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001458218 Filed Document 0001458218-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OC 19 OFFSHORE FUND, LTD.- LCG See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508630 Filed Document 0001013594-15-000054 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MV Startup Fund XXI LLC See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001628315 Filed Document 0001628315-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Noga Partners, L.P. See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001313151 Filed Document 0000919574-15-001311 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guepardo Investment Fund See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574437 Filed Document 0001507943-15-000016 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Liquidity Fund XX LLC See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001626292 Filed Document 0001626292-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Hedge Fund Select: Caxton Global Investments Ltd See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001633287 Filed Document 0001140361-15-006275 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT REALTY TRUST, INC. See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001634006 Filed Document 0001634006-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
JMB CAPITAL PARTNERS, L.P. See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001165776 Filed Document 0000935836-15-000108 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowgrass Equity Focus LP See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483362 Filed Document 0000902664-15-000743 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INDUS EMERGING MARKETS LONG ONLY FUND, LTD. See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569750 Filed Document 0000919574-15-001330 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horizon Credit Opportunities Fund, LP See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC CIK Number 0001237198 Filed Document 0001237198-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEDGEFORUM THIRD POINT, LLC See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001430406 Filed Document 0001430406-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invuity, Inc. See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised $20,315,480 Associated Brokers / Dealers N/A CIK Number 0001393020 Filed Document 0001393020-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cidara Therapeutics, Inc. See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised $42,019,999 Associated Brokers / Dealers N/A CIK Number 0001610618 Filed Document 0001610618-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RA Capital Healthcare Fund LP See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315082 Filed Document 0001315082-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CERTICA SOLUTIONS INC See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001431415 Filed Document 0001192482-15-000022 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DEKEL PARTNERS, L.P. See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458762 Filed Document 0000919574-15-001289 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thoughtful Media Group, Inc. See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001606726 Filed Document 0001606726-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Third Eye Health, Inc. See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001634005 Filed Document 0001634005-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Gresham Low Volatility Hedged Strategies, L.P. See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372983 Filed Document 0001372983-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moda Operandi, Inc. See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised $60,386,475 Associated Brokers / Dealers N/A CIK Number 0001499471 Filed Document 0000905718-15-000152 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BW Members, LLC See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers None CIK Number 0001633894 Filed Document 0001633894-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AgileCraft, LLC See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers N/A CIK Number 0001633656 Filed Document 0001633656-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Vital Matters LLC See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001632523 Filed Document 0000897069-15-000168 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Multi-Strategy Portfolio Pennington Ltd See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001633285 Filed Document 0001140361-15-006270 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solas Capital Partners, LP See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001311654 Filed Document 0000919574-15-001372 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised $75,959,343 Associated Brokers / Dealers John Sanford and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-15-000056 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Kindr Inc. See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised $1,700,206 Associated Brokers / Dealers N/A CIK Number 0001633201 Filed Document 0001633201-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
THELEME FUND LTD See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482967 Filed Document 0000919574-15-001252 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advantage Advisers Xanthus Fund, L.L.C. See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc., J.P. Morgan Securities LLC, and Raymond James & Associates, Inc CIK Number 0001076673 Filed Document 0000902664-15-000735 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001483006 Filed Document 0001625257-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised $5,090,512 Associated Brokers / Dealers James Bosley CIK Number 0001135856 Filed Document 0001135856-15-000051 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
APM - Global Macro Fund, Ltd. See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, and more than 5 CIK Number 0001482384 Filed Document 0001566114-15-000028 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Hedge Fund Select: Caxton Global Investments LLC See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001633547 Filed Document 0001140361-15-006274 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgeForum Glenview, LLC See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001612668 Filed Document 0001612668-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOLD CANYON RESOURCES INC See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised $498,623 Associated Brokers / Dealers N/A CIK Number 0000840484 Filed Document 0000840484-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Baring Investment Series, LLC - Baring Global Dynamic Asset Allocation Fund See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497049 Filed Document 0001497049-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLUE ROCK CAPITAL FUND, L.P. See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000866174 Filed Document 0000926877-15-000016 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BH Investments Fund, L.L.C. See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569008 Filed Document 0000902664-15-000730 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BARING ADVISOR SERIES LLC - MULTI-EMPLOYER GLOBAL AGGREGATE DIVERSIFIED PORTFOLIO See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438430 Filed Document 0001438430-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Las Cruces Healthcare Management, LLC See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001633905 Filed Document 0001633905-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Baring Investment Series, LLC - Baring All Country World ex US Equity Fund See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547286 Filed Document 0001547286-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horizon Multi-Disciplinary Fund, LP See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC CIK Number 0001457668 Filed Document 0001457668-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund