Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TYG Investors LLC See All Filings	D	2017-01-17 18:15:01 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001694033 Filed Document 0001694033-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 18:15:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EKIM INVESTMENTS, LLC See All Filings	D	2017-01-17 18:11:29 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001694437 Filed Document 0001694437-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-17 18:11:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mytonomy, Inc. See All Filings	D	2017-01-17 18:10:59 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001513919 Filed Document 0001513919-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 18:10:59 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Searchlight Media, Inc. See All Filings	D	2017-01-17 18:08:37 UTC
Amount To Be Raised $140,500 Associated Brokers / Dealers James Z. Centofante, Brandon Hunt, Robert Scheuing, Daniel Slider, and Uriah Zane Hunt CIK Number 0001694929 Filed Document 0001694929-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 18:08:37 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Secured Income Fund-II, LLC See All Filings	D	2017-01-17 18:06:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504410 Filed Document 0001504410-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-17 18:06:20 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Barings Global Investment Funds 2 plc See All Filings	D/A	2017-01-17 18:04:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Institutional Investment Advisors Limited CIK Number 0001582591 Filed Document 0001582591-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-17 18:04:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sellbrite, Inc. See All Filings	D	2017-01-17 18:01:11 UTC
Amount To Be Raised $919,465 Associated Brokers / Dealers N/A CIK Number 0001691575 Filed Document 0001691575-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-17 18:01:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Barings Umbrella Fund plc See All Filings	D/A	2017-01-17 17:49:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515694 Filed Document 0001515694-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:49:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Longfellow Atlantic REIT II, Inc. See All Filings	D	2017-01-17 17:49:41 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001694960 Filed Document 0001694960-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:49:41 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Headlands Asset Management Fund III, LP, Series G See All Filings	D	2017-01-17 17:49:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694962 Filed Document 0001694962-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:49:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GT Fixed Income Fund, LP See All Filings	D/A	2017-01-17 17:39:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379742 Filed Document 0001379742-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:39:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRPF 99-101 Boston Office REIT Member LLC See All Filings	D	2017-01-17 17:30:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers H&L Equities, LLC, Charles B . Harrison, Scott Harrison, Phyllis Johnson, Lori Mayfield, and Patrick J. Whelchel CIK Number 0001694694 Filed Document 0000943663-17-000029 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:30:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highline Enhanced Qualified Ltd. See All Filings	D	2017-01-17 17:28:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694605 Filed Document 0001694605-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:28:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
WORTHPOINT CORP See All Filings	1-A/A	2017-01-17 17:27:21 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001450158 Filed Document 0001144204-17-002479 Accepted Date 2017-01-17 17:27:21 UTC Type of Offering 1-A/A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $1,404,097 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
STIFEL FINANCIAL CORP See All Filings	D	2017-01-17 17:27:00 UTC
Amount To Be Raised $9,357,543 Associated Brokers / Dealers N/A CIK Number 0000720672 Filed Document 0000950138-17-000071 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:27:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
OPTABOOK, INC. See All Filings	D	2017-01-17 17:26:32 UTC
Amount To Be Raised $320,040 Associated Brokers / Dealers N/A CIK Number 0001694910 Filed Document 0001694910-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:26:32 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Capelli's, LLC See All Filings	D	2017-01-17 17:25:06 UTC
Amount To Be Raised $727,864 Associated Brokers / Dealers N/A CIK Number 0001628211 Filed Document 0001628211-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:25:06 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
LGAB LLC See All Filings	D/A	2017-01-17 17:24:19 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001639558 Filed Document 0001639558-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:24:19 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Atlas Fund, LLC See All Filings	D	2017-01-17 17:21:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694698 Filed Document 0001315863-17-000047 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:21:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Atlas Master Fund, LLC See All Filings	D	2017-01-17 17:20:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694695 Filed Document 0001315863-17-000046 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:20:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GT Institutional Fixed Income Fund, LP See All Filings	D/A	2017-01-17 17:18:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630498 Filed Document 0001505165-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:18:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BG UMBRELLA FUND PLC - BG ERISA FUND See All Filings	D/A	2017-01-17 17:16:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545628 Filed Document 0000919574-17-000568 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:16:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte LLP See All Filings	D	2017-01-17 17:16:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590837 Filed Document 0000950172-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:16:16 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Deloitte Tax LLP See All Filings	D	2017-01-17 17:15:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590834 Filed Document 0000950172-17-000018 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:15:51 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Deloitte Financial Advisory Services LLP See All Filings	D	2017-01-17 17:15:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590831 Filed Document 0000950172-17-000017 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:15:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DELOITTE CONSULTING LLP See All Filings	D	2017-01-17 17:14:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276294 Filed Document 0000950172-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:14:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DELOITTE & TOUCHE LLP See All Filings	D	2017-01-17 17:14:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050269 Filed Document 0000950172-17-000015 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:14:19 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Deloitte LLP See All Filings	D/A	2017-01-17 17:13:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590837 Filed Document 0000950172-17-000014 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:13:42 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Deloitte Tax LLP See All Filings	D/A	2017-01-17 17:13:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590834 Filed Document 0000950172-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:13:17 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Deloitte Financial Advisory Services LLP See All Filings	D/A	2017-01-17 17:12:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590831 Filed Document 0000950172-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:12:52 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DELOITTE CONSULTING LLP See All Filings	D/A	2017-01-17 17:12:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276294 Filed Document 0000950172-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:12:15 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DELOITTE & TOUCHE LLP See All Filings	D/A	2017-01-17 17:11:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050269 Filed Document 0000950172-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:11:49 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Measure UAS, Inc. See All Filings	D	2017-01-17 17:10:36 UTC
Amount To Be Raised $15,000,115 Associated Brokers / Dealers N/A CIK Number 0001694393 Filed Document 0001140361-17-002056 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:10:36 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Adomani, Inc. See All Filings	1-A/A	2017-01-17 17:08:41 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001563568 Filed Document 0001193125-17-011250 Accepted Date 2017-01-17 17:08:41 UTC Type of Offering 1-A/A Industry MOTOR VEHICLE PARTS & ACCESSORIES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $68,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Starburst Labs, Inc. See All Filings	D	2017-01-17 17:07:06 UTC
Amount To Be Raised $6,267,950 Associated Brokers / Dealers N/A CIK Number 0001558890 Filed Document 0001558890-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:07:06 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOCIAL REALITY, Inc. See All Filings	D	2017-01-17 17:06:38 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Chardan Capital Markets, LLC CIK Number 0001538217 Filed Document 0001553350-17-000074 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:06:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BIOLARGO, INC. See All Filings	D	2017-01-17 17:01:01 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0000880242 Filed Document 0001463205-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-01-17 17:01:01 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
TKS Restaurants, LLC See All Filings	D	2017-01-17 16:56:02 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001694678 Filed Document 0001694678-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 16:56:02 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PURCHASING POWER PARENT, LLC See All Filings	D	2017-01-17 16:55:42 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers N/A CIK Number 0001694928 Filed Document 0001694928-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 16:55:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GT U.S. QP Fund, LP See All Filings	D/A	2017-01-17 16:52:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379739 Filed Document 0001505165-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-01-17 16:52:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3Bar Biologics, Inc. See All Filings	D	2017-01-17 16:48:35 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001693990 Filed Document 0001693990-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 16:48:35 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Raging Capital Offshore Fund, Ltd. See All Filings	D/A	2017-01-17 16:45:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles B. Schaffran CIK Number 0001566063 Filed Document 0001566063-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 16:45:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KALEIDOSCOPE PRISM OFFSHORE FUND, LTD. See All Filings	D/A	2017-01-17 16:45:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655871 Filed Document 0001140361-17-002049 Exclusions or Exemptions 506b Accepted Date 2017-01-17 16:45:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alphadyne International (ERISA) Fund, Ltd. See All Filings	D/A	2017-01-17 16:45:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Karen D. Seitz CIK Number 0001539575 Filed Document 0000919574-17-000563 Exclusions or Exemptions 506b Accepted Date 2017-01-17 16:45:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KALEIDOSCOPE PRISM FUND LP See All Filings	D/A	2017-01-17 16:42:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655872 Filed Document 0001140361-17-002047 Exclusions or Exemptions 506b Accepted Date 2017-01-17 16:42:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Group Client Access 19, L.P. Inc. See All Filings	D	2017-01-17 16:40:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694941 Filed Document 0001694941-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 16:40:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Causeway Media Partners II, L.P. See All Filings	D	2017-01-17 16:34:57 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC and Trinity Group Limited CIK Number 0001691853 Filed Document 0001691853-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 16:34:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Silver Creek Core Strategies, Ltd. See All Filings	D/A	2017-01-17 16:33:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530247 Filed Document 0001507943-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-01-17 16:33:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kora Fund LP See All Filings	D/A	2017-01-17 16:32:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596587 Filed Document 0000905718-17-000046 Exclusions or Exemptions 506b Accepted Date 2017-01-17 16:32:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graticule Asia Macro Fund LP See All Filings	D/A	2017-01-17 16:31:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514515 Filed Document 0000950172-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-01-17 16:31:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund