Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Electronic Commerce Inc See All Filings	D	2017-05-02 13:05:14 UTC
Amount To Be Raised $23,750,000 Associated Brokers / Dealers N/A CIK Number 0001704585 Filed Document 0001015325-17-000020 Exclusions or Exemptions 506b Accepted Date 2017-05-02 13:05:14 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
P10 Alternatives Fund A, L.P. See All Filings	D	2017-05-02 13:04:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705345 Filed Document 0001705345-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 13:04:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARPEGGIO FUND See All Filings	D/A	2017-05-02 13:00:08 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001138474 Filed Document 0000935836-17-000225 Exclusions or Exemptions 506b Accepted Date 2017-05-02 13:00:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gray Ghost Emerging Markets Fund III, L.P. See All Filings	D/A	2017-05-02 12:56:48 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Enclude Capital Advisory UK Ltd. and Crito Capital, LLC CIK Number 0001595010 Filed Document 0001595010-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 12:56:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Old Orchard Credit Fund, Ltd. See All Filings	D/A	2017-05-02 12:53:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673777 Filed Document 0001673777-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 12:53:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Old Orchard Credit Fund LP See All Filings	D/A	2017-05-02 12:52:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Securities LLC CIK Number 0001639245 Filed Document 0001639245-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-02 12:52:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HH Pre-IPO Offshore Feeder Fund II, L.P. See All Filings	D	2017-05-02 12:52:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001704306 Filed Document 0001704306-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 12:52:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HH Pre-IPO Onshore Feeder Fund II, L.P. See All Filings	D	2017-05-02 12:46:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001704307 Filed Document 0001704307-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 12:46:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KL SPECIAL OPPORTUNITIES FUND LTD See All Filings	D/A	2017-05-02 12:41:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donough P. McDonough, Charles F. Gulden, Christopher Lineberger, Joseph Pellicane, and OPPENHEIMER & CO. INC. CIK Number 0001555766 Filed Document 0000919574-17-003713 Exclusions or Exemptions 506b Accepted Date 2017-05-02 12:41:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KL Special Opportunities Fund LP See All Filings	D/A	2017-05-02 12:39:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donough P. McDonough, Charles F. Gulden, Christopher Lineberger, Joseph Pellicane, and OPPENHEIMER & CO. INC. CIK Number 0001575813 Filed Document 0000919574-17-003711 Exclusions or Exemptions 506b Accepted Date 2017-05-02 12:39:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CRATON CAPITAL LP See All Filings	D/A	2017-05-02 12:38:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001054140 Filed Document 0001054140-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 12:38:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Langley Capital LLC - GA See All Filings	D	2017-05-02 12:35:19 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001705457 Filed Document 0001705457-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 12:35:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Pannotia Fund, Ltd. See All Filings	D/A	2017-05-02 12:33:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683708 Filed Document 0000905718-17-000526 Exclusions or Exemptions 506b Accepted Date 2017-05-02 12:33:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PANNOTIA PARTNERS, L.P. See All Filings	D/A	2017-05-02 12:29:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480957 Filed Document 0000905718-17-000525 Exclusions or Exemptions 506b Accepted Date 2017-05-02 12:29:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QUEST JAPAN, L.P. See All Filings	D/A	2017-05-02 12:26:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001397578 Filed Document 0000905718-17-000524 Exclusions or Exemptions 506b Accepted Date 2017-05-02 12:26:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ATEL Institutional Venture Debt Fund, LLC See All Filings	D/A	2017-05-02 12:23:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ronald J. Bucci CIK Number 0001672625 Filed Document 0001140361-17-017804 Exclusions or Exemptions 506b Accepted Date 2017-05-02 12:23:22 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
QUEST EUROPE, L.P. See All Filings	D/A	2017-05-02 12:21:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385336 Filed Document 0000905718-17-000523 Exclusions or Exemptions 506b Accepted Date 2017-05-02 12:21:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Briotech Inc. See All Filings	D/A	2017-05-02 12:14:05 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001682992 Filed Document 0001682992-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 12:14:05 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Corporate Investments Group, Inc See All Filings	1-A/A	2017-05-02 12:14:04 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001696900 Filed Document 0001696900-17-000011 Accepted Date 2017-05-02 12:14:04 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business ILLINOIS Revenue or Assets $142,928 State of Jurisdiction ILLINOIS Type of Security Equity (common or preferred stock)
SHAH CAPITAL OPPORTUNITY FUND LP See All Filings	D/A	2017-05-02 12:13:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392302 Filed Document 0001392302-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 12:13:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Over $100,000,000 Type of Security Equity
Ionic Volatility Arbitrage Fund II Ltd. See All Filings	D/A	2017-05-02 12:04:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606565 Filed Document 0001606565-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 12:04:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Route 92 Medical, Inc. See All Filings	D	2017-05-02 12:04:11 UTC
Amount To Be Raised $5,855,447 Associated Brokers / Dealers N/A CIK Number 0001675633 Filed Document 0001675633-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 12:04:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cambrian Global Partners, L.P. See All Filings	D/A	2017-05-02 12:03:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001308887 Filed Document 0000905718-17-000522 Exclusions or Exemptions 506b Accepted Date 2017-05-02 12:03:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AIS VGP-6, LLC See All Filings	D	2017-05-02 11:55:19 UTC
Amount To Be Raised $5,855,447 Associated Brokers / Dealers N/A CIK Number 0001675789 Filed Document 0001675789-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 11:55:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAMBRIAN PARTNERS LP See All Filings	D/A	2017-05-02 11:53:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001140575 Filed Document 0000905718-17-000521 Exclusions or Exemptions 506b Accepted Date 2017-05-02 11:53:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QUEST CAPITAL PARTNERS L.P. See All Filings	D/A	2017-05-02 11:49:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000919124 Filed Document 0000905718-17-000520 Exclusions or Exemptions 506b Accepted Date 2017-05-02 11:49:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hivers & Strivers Co-Investment Fund I, L.P. See All Filings	D	2017-05-02 11:45:44 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001701587 Filed Document 0000897069-17-000257 Exclusions or Exemptions 506b Accepted Date 2017-05-02 11:45:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chinus Fund, LLC See All Filings	D/A	2017-05-02 11:45:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463824 Filed Document 0001463824-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-02 11:45:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quest Europe, Ltd. See All Filings	D/A	2017-05-02 11:44:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683544 Filed Document 0000905718-17-000519 Exclusions or Exemptions 506b Accepted Date 2017-05-02 11:44:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Celcuity LLC See All Filings	D	2017-05-02 11:44:27 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers Cedar Point Capital, LLC CIK Number 0001603454 Filed Document 0001209191-17-029082 Exclusions or Exemptions 506b Accepted Date 2017-05-02 11:44:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Quest Japan, Ltd. See All Filings	D/A	2017-05-02 11:40:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683608 Filed Document 0000905718-17-000518 Exclusions or Exemptions 506b Accepted Date 2017-05-02 11:40:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Harmonic Investors LLC Fund I See All Filings	D/A	2017-05-02 11:39:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676758 Filed Document 0001676758-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-05-02 11:39:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Cambrian Global Fund, Ltd. See All Filings	D/A	2017-05-02 11:35:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683709 Filed Document 0000905718-17-000517 Exclusions or Exemptions 506b Accepted Date 2017-05-02 11:35:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Leerink Transformation Partners Strategic Fund L.P. See All Filings	D	2017-05-02 11:33:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705007 Filed Document 0001705007-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 11:33:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cambrian Fund, Ltd. See All Filings	D/A	2017-05-02 11:30:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683710 Filed Document 0000905718-17-000516 Exclusions or Exemptions 506b Accepted Date 2017-05-02 11:30:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FOOD & BEVERAGE INNOVATIONS, LLC See All Filings	D/A	2017-05-02 11:29:42 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001577213 Filed Document 0001577213-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 11:29:42 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
AJR International (BVI), Inc. See All Filings	D/A	2017-05-02 11:24:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683711 Filed Document 0000905718-17-000515 Exclusions or Exemptions 506b Accepted Date 2017-05-02 11:24:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Griffith Office Investment, LLC See All Filings	D/A	2017-05-02 11:20:51 UTC
Amount To Be Raised $1,595,000 Associated Brokers / Dealers N/A CIK Number 0001703332 Filed Document 0001703332-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-02 11:20:51 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ondello, Inc. See All Filings	C/A	2017-05-02 11:14:01 UTC
Financial Interest SI Securities will receive equity compensation equal to 5.00% of the number of securities sold. Filing Platform SI Securities, LLC Offering Amount $1,000,000 CIK Number 0001702939 Filed Document 0001702939-17-000003 Accepted Date 2017-05-02 11:14:01 UTC Type of Offering C/A Security Offered Amount 95,023 Security Offered Type Preferred Stock State CALIFORNIA
GRT VALUE FUND, L.P. See All Filings	D/A	2017-05-02 11:08:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001323448 Filed Document 0000919574-17-003709 Exclusions or Exemptions 506b Accepted Date 2017-05-02 11:08:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GRT TOPAZ PARTNERS, L.P. See All Filings	D/A	2017-05-02 11:07:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161897 Filed Document 0000919574-17-003707 Exclusions or Exemptions 506b Accepted Date 2017-05-02 11:07:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Boardman Bay Offshore, Ltd. See All Filings	D/A	2017-05-02 11:05:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC, York Stockbrokers, Inc., Charles Jordan & Co., LLC, and Seedchange Execution Services Inc. CIK Number 0001553129 Filed Document 0001013594-17-000365 Exclusions or Exemptions 506b Accepted Date 2017-05-02 11:05:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GRT TOPAZ PARTNERS (QP), L.P. See All Filings	D/A	2017-05-02 11:05:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426515 Filed Document 0000919574-17-003705 Exclusions or Exemptions 506b Accepted Date 2017-05-02 11:05:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GRT HEALTH CARE, L.P. See All Filings	D/A	2017-05-02 11:03:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001270283 Filed Document 0000919574-17-003703 Exclusions or Exemptions 506b Accepted Date 2017-05-02 11:03:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GRT ENERGY, L.P. See All Filings	D/A	2017-05-02 11:01:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001562850 Filed Document 0000919574-17-003701 Exclusions or Exemptions 506b Accepted Date 2017-05-02 11:01:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Boardman Bay Onshore, LP See All Filings	D/A	2017-05-02 11:01:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC, York Stockbrokers, Inc., Charles Jordan & Co., LLC, and Seedchange Execution Services Inc. CIK Number 0001553130 Filed Document 0001013594-17-000364 Exclusions or Exemptions 506b Accepted Date 2017-05-02 11:01:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GRT ENERGY LONG-ONLY, L.P. See All Filings	D/A	2017-05-02 11:00:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001578429 Filed Document 0000919574-17-003699 Exclusions or Exemptions 506b Accepted Date 2017-05-02 11:00:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Worm Capital Fund II, LP See All Filings	D	2017-05-02 10:56:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680841 Filed Document 0001680841-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 10:56:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GRT ENERGY & INCOME, L.P. See All Filings	D/A	2017-05-02 10:49:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001588041 Filed Document 0000919574-17-003697 Exclusions or Exemptions 506b Accepted Date 2017-05-02 10:49:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GRT DEEP WOODS PARTNERS, L.P. See All Filings	D/A	2017-05-02 10:47:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463395 Filed Document 0000919574-17-003695 Exclusions or Exemptions 506b Accepted Date 2017-05-02 10:47:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity