Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
USRC Roanoke, LLC See All Filings	D	2017-05-02 17:13:11 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001704659 Filed Document 0001704659-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 17:13:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Taylor Hotel LLC See All Filings	D	2017-05-02 17:10:48 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001663157 Filed Document 0001663157-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-05-02 17:10:48 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LBA Fund VI Feeder, LLC See All Filings	D	2017-05-02 17:07:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705167 Filed Document 0001705167-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 17:07:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Biomedical Technologies Inc. See All Filings	D	2017-05-02 17:07:50 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001385799 Filed Document 0001385799-17-000008 Exclusions or Exemptions 506c Accepted Date 2017-05-02 17:07:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Cingulate Therapeutics See All Filings	D/A	2017-05-02 17:06:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593151 Filed Document 0001593151-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-02 17:06:59 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
NCSC HOSPITALITY MEMBER LLC See All Filings	D	2017-05-02 16:56:16 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers The Carlton Group, Ltd. CIK Number 0001705218 Filed Document 0001705218-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 16:56:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CNote Group, Inc. See All Filings	1-A/A	2017-05-02 16:53:31 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001683145 Filed Document 0001214659-17-002923 Accepted Date 2017-05-02 16:53:31 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $600 State of Jurisdiction DELAWARE Type of Security Debt
bioMASON Inc. See All Filings	D	2017-05-02 16:52:31 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001580293 Filed Document 0001580293-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 16:52:31 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Secured Real Estate Income Fund II, LLC See All Filings	1-A/A	2017-05-02 16:49:46 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Cambria Capital, LLC CIK Number 0001678107 Filed Document 0001445866-17-000561 Accepted Date 2017-05-02 16:49:46 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business ARIZONA Revenue or Assets -$1 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
E-Mist Innovations, Inc. See All Filings	D	2017-05-02 16:42:50 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001702033 Filed Document 0001702033-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-05-02 16:42:50 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MannGroup Radio Services, Inc. See All Filings	D	2017-05-02 16:42:06 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001596195 Filed Document 0001596195-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-02 16:42:06 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRATIA CAPITAL CONCENTRATED FUND, L.P. See All Filings	D/A	2017-05-02 16:38:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641494 Filed Document 0000919574-17-003719 Exclusions or Exemptions 506b Accepted Date 2017-05-02 16:38:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MHC America Fund, LLC See All Filings	D/A	2017-05-02 16:25:28 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Jumpstart Securities, LLC CIK Number 0001668713 Filed Document 0001668713-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-02 16:25:28 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TecTraum, Inc. See All Filings	D	2017-05-02 16:19:55 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001677185 Filed Document 0001677185-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 16:19:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Castlelake V, L.P. See All Filings	D	2017-05-02 16:09:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702726 Filed Document 0001315863-17-000402 Exclusions or Exemptions 506b Accepted Date 2017-05-02 16:09:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Cocrystal Pharma, Inc. See All Filings	D	2017-05-02 16:09:17 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001412486 Filed Document 0001415889-17-000690 Exclusions or Exemptions 506b Accepted Date 2017-05-02 16:09:17 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Big Brother Holding Company, LLC See All Filings	C-W	2017-05-02 16:09:10 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001667014 Filed Document 0001667014-17-000002 Accepted Date 2017-05-02 16:09:10 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
THG ACQUISITION, LLC See All Filings	D	2017-05-02 15:39:19 UTC
Amount To Be Raised $427,982 Associated Brokers / Dealers N/A CIK Number 0001666641 Filed Document 0001140361-17-017893 Exclusions or Exemptions 506b Accepted Date 2017-05-02 15:39:19 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PixarBio Corp See All Filings	D	2017-05-02 15:38:38 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001623077 Filed Document 0001689936-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-02 15:38:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
AltSchool, PBC See All Filings	D	2017-05-02 15:33:03 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001640503 Filed Document 0001640503-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-02 15:33:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waterton Residential Property Venture XIII, L.P. See All Filings	D	2017-05-02 15:14:57 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001705176 Filed Document 0001705176-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 15:14:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TA Investors XII, L.P. See All Filings	D/A	2017-05-02 15:12:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664934 Filed Document 0001578035-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-02 15:12:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TA INVESTORS IV, L.P. See All Filings	D/A	2017-05-02 15:11:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578035 Filed Document 0001578035-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 15:11:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RateGravity, Inc. See All Filings	D	2017-05-02 15:02:49 UTC
Amount To Be Raised $2,032,000 Associated Brokers / Dealers N/A CIK Number 0001685735 Filed Document 0001685735-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 15:02:49 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Quartz Prospect Joint Venture See All Filings	D/A	2017-05-02 14:57:15 UTC
Amount To Be Raised $1,522,600 Associated Brokers / Dealers N/A CIK Number 0001692688 Filed Document 0001692688-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-05-02 14:57:15 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Wellington Hawkes Bay ASP Fund, a series of the Alternative Strategies Platform, LLC See All Filings	D	2017-05-02 14:56:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001697317 Filed Document 0001625257-17-000071 Exclusions or Exemptions 506b Accepted Date 2017-05-02 14:56:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
25 SOUTH CHARLES LLC See All Filings	D	2017-05-02 14:52:24 UTC
Amount To Be Raised $15,350,000 Associated Brokers / Dealers N/A CIK Number 0001705093 Filed Document 0001705093-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 14:52:24 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Varadero Employee Partners Program, LLC See All Filings	D/A	2017-05-02 14:52:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672305 Filed Document 0001672305-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 14:52:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio III DST See All Filings	D/A	2017-05-02 14:49:14 UTC
Amount To Be Raised $20,001,613 Associated Brokers / Dealers Inland Securities Corporation, Thomas J. Ealy, Robert S. Smith, Christina S. Nielson, Silver Portal Capital LLC, Michele E. Tremblay, Jonathan A. Creighton, and Paul B. Abbou CIK Number 0001702835 Filed Document 0001702835-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-02 14:49:14 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
MedSentry, Inc. See All Filings	D	2017-05-02 14:48:15 UTC
Amount To Be Raised $1,020,450 Associated Brokers / Dealers N/A CIK Number 0001693381 Filed Document 0001693381-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-02 14:48:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
SHAH CAPITAL OFFSHORE OPPORTUNITY FUND See All Filings	D/A	2017-05-02 14:43:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433285 Filed Document 0001433285-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 14:43:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
Varadero International, Ltd. See All Filings	D/A	2017-05-02 14:43:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - CIK Number 0001603929 Filed Document 0001603929-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 14:43:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Private Bancorp of America, Inc. See All Filings	D	2017-05-02 14:31:33 UTC
Amount To Be Raised $17,000,039 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. CIK Number 0001705284 Filed Document 0001705284-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 14:31:33 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kilowatt Labs, Inc. See All Filings	D	2017-05-02 14:30:57 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001670003 Filed Document 0001670003-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 14:30:57 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VARADERO PARTNERS, L.P. See All Filings	D/A	2017-05-02 14:28:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - CIK Number 0001488880 Filed Document 0001488880-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 14:28:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
C/C Financial Corp. See All Filings	D	2017-05-02 14:25:34 UTC
Amount To Be Raised $18 Associated Brokers / Dealers N/A CIK Number 0001572445 Filed Document 0001572445-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 14:25:34 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BREP Asia II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D	2017-05-02 14:18:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001705412 Filed Document 0001625257-17-000070 Exclusions or Exemptions 506b Accepted Date 2017-05-02 14:18:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yourulz, Inc See All Filings	D	2017-05-02 14:10:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001705460 Filed Document 0001705460-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 14:10:25 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Stermax Merger Opportunities Fund, LP See All Filings	D/A	2017-05-02 14:09:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638128 Filed Document 0001013594-17-000367 Exclusions or Exemptions 506b Accepted Date 2017-05-02 14:09:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CHC Medical Partners, Inc. See All Filings	D	2017-05-02 14:09:07 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001701580 Filed Document 0001701580-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-02 14:09:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Nipun Asia Total Return Fund, L.P. See All Filings	D/A	2017-05-02 14:04:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542848 Filed Document 0001542848-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 14:04:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKYHARBOUR RESOURCES LTD See All Filings	D	2017-05-02 14:03:39 UTC
Amount To Be Raised $104,586 Associated Brokers / Dealers N/A CIK Number 0001541190 Filed Document 0001183740-17-000075 Exclusions or Exemptions 506b Accepted Date 2017-05-02 14:03:39 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Aroya Investment Partners, LP See All Filings	D/A	2017-05-02 14:02:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John J. Hock CIK Number 0001606687 Filed Document 0001013594-17-000366 Exclusions or Exemptions 506b Accepted Date 2017-05-02 14:02:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AdvisorEngine Inc. See All Filings	D	2017-05-02 13:59:45 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001607589 Filed Document 0001607589-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 13:59:45 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pine River Baxter Fund Ltd. See All Filings	D/A	2017-05-02 13:59:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519862 Filed Document 0001519862-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 13:59:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOF Global Real Estate Fund XI (Offshore), L.P. See All Filings	D	2017-05-02 13:26:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001705253 Filed Document 0001705253-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 13:26:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Measurabl, Inc. See All Filings	D	2017-05-02 13:24:43 UTC
Amount To Be Raised $2,766,393 Associated Brokers / Dealers N/A CIK Number 0001618397 Filed Document 0001117480-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-05-02 13:24:43 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jordan Capital Partners, L.P. See All Filings	D/A	2017-05-02 13:17:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard R. Felker JR, Todd Lashway, and Alexander W. Duff CIK Number 0001456148 Filed Document 0001595010-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-02 13:17:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CS1031 Louisburg MOB, DST See All Filings	D	2017-05-02 13:10:33 UTC
Amount To Be Raised $4,924,000 Associated Brokers / Dealers Elizabeth Learned Friant CIK Number 0001696878 Filed Document 0001696878-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-02 13:10:33 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
SOF Global Real Estate Fund XI, L.P. See All Filings	D	2017-05-02 13:07:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001705256 Filed Document 0001705256-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 13:07:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund