Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
JAM PARTNERS, L.P. See All Filings	D/A	2017-05-03 11:52:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC., SWORD SECURITIES LLC, and TRESTLE POINT, LLC CIK Number 0000944774 Filed Document 0000919574-17-003729 Exclusions or Exemptions 506b Accepted Date 2017-05-03 11:52:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Capitol of Texas Bancshares, Inc. See All Filings	D	2017-05-03 11:36:48 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001705390 Filed Document 0001705390-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 11:36:48 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tellus Partners I-A, LLC See All Filings	D	2017-05-03 11:35:38 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001705347 Filed Document 0001015325-17-000021 Exclusions or Exemptions 506b Accepted Date 2017-05-03 11:35:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Camden Credit Opportunity Fund, LLC - Series I See All Filings	D	2017-05-03 11:29:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705311 Filed Document 0001140361-17-018031 Exclusions or Exemptions 506b Accepted Date 2017-05-03 11:29:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RRCM Onshore I, L.P. See All Filings	D/A	2017-05-03 11:23:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001200418 Filed Document 0001200418-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 11:23:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LGM Enterprises, LLC See All Filings	D	2017-05-03 11:21:26 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Carolina Financial Securities, LLC CIK Number 0001701564 Filed Document 0001701564-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 11:21:26 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Avanath Affordable Housing III, LLC See All Filings	D/A	2017-05-03 10:57:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673879 Filed Document 0001673879-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-03 10:57:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Element Capital Partners Fund See All Filings	D	2017-05-03 10:48:51 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001705479 Filed Document 0001705479-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 10:48:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Marker TuneIn LP See All Filings	D	2017-05-03 10:43:53 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001705608 Filed Document 0001705608-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 10:43:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TANNOR PARTNERS CREDIT FUND II, LP See All Filings	D/A	2017-05-03 10:38:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521442 Filed Document 0001012975-17-000362 Exclusions or Exemptions 506b Accepted Date 2017-05-03 10:38:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Structured Credit Fund, L.P. See All Filings	D/A	2017-05-03 10:30:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C and Morgan Stanley Smith Barney LLC CIK Number 0001675495 Filed Document 0001675495-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-03 10:30:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Associes Magnum Search Capital Partners, LP See All Filings	D	2017-05-03 10:27:25 UTC
Amount To Be Raised $1,603,805 Associated Brokers / Dealers N/A CIK Number 0001704629 Filed Document 0001704629-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 10:27:25 UTC Type of Offering D Industry Investing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
OPUS POINT HEALTHCARE INNOVATIONS FUND, L.P. See All Filings	D/A	2017-05-03 10:25:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469584 Filed Document 0001469584-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 10:25:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tamarind Hill Fund, LLC See All Filings	D	2017-05-03 10:23:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705305 Filed Document 0001705305-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-03 10:23:45 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
NB Molly Barr, DST See All Filings	D	2017-05-03 10:22:41 UTC
Amount To Be Raised $11,299,699 Associated Brokers / Dealers Brian Nelson, Cory Thomas, Mike Culwell, LESLIE PAPPAS, SUSAN GITT, STEPHEN HOLT, ED FERNANDEZ, JERRY HAYDEN, DAVID DAHILL, CECILIA HO, MICHAEL CRUZ, ROBERT TWEED, JAMES LAMONT, JIM WHITSON, BRUCE BEETZ, DAVID GILLIMORE, WILLIAM HOOP, KIM HART, and PATTY FRANKLIN CIK Number 0001703553 Filed Document 0001703553-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 10:22:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LakeWater Total Return Opportunity Fund, L.P. See All Filings	D/A	2017-05-03 10:10:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cedi Capital Markets, LLC and Pinnacle Investments, LLC CIK Number 0001490162 Filed Document 0001490162-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 10:10:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vermeer Global Partners I LP See All Filings	D	2017-05-03 10:10:01 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001705507 Filed Document 0001705507-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 10:10:01 UTC Type of Offering D Industry Investing Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Propel (gel-e) LLC See All Filings	D	2017-05-03 09:47:39 UTC
Amount To Be Raised $218,000 Associated Brokers / Dealers N/A CIK Number 0001703533 Filed Document 0001703533-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 09:47:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All Saints Episcopal Church See All Filings	D	2017-05-03 09:35:53 UTC
Amount To Be Raised $1,132,000 Associated Brokers / Dealers N/A CIK Number 0001703929 Filed Document 0001703929-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 09:35:53 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
T.S.S. Parent, LLC See All Filings	D	2017-05-03 09:31:14 UTC
Amount To Be Raised $13,956,220 Associated Brokers / Dealers N/A CIK Number 0001705304 Filed Document 0001705304-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 09:31:14 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
NEXT Investors II, L.P. See All Filings	D	2017-05-03 09:18:10 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Hycroft, LLC CIK Number 0001705585 Filed Document 0001705585-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 09:18:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legal & General MSCI Canada Fund, LLC See All Filings	D/A	2017-05-03 09:14:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673933 Filed Document 0001673933-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 09:14:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
KIRCO Seniors Housing Fund, LP See All Filings	D	2017-05-03 08:43:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700348 Filed Document 0001700348-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 08:43:07 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
15 STAY THIRSTY/WATRUGONNADOROSIE, LLC See All Filings	D	2017-05-03 08:32:13 UTC
Amount To Be Raised $103,950 Associated Brokers / Dealers N/A CIK Number 0001705591 Filed Document 0001705591-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 08:32:13 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Alpha Annex Outcome Health Fund LLC See All Filings	D	2017-05-03 07:36:57 UTC
Amount To Be Raised $3,277,000 Associated Brokers / Dealers N/A CIK Number 0001704647 Filed Document 0001704647-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 07:36:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silvershore AL I LLC See All Filings	D	2017-05-03 06:47:36 UTC
Amount To Be Raised $6,418,990 Associated Brokers / Dealers N/A CIK Number 0001695115 Filed Document 0001695115-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 06:47:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stanley Grove LLC See All Filings	C	2017-05-02 20:57:05 UTC
Financial Interest None Filing Platform MinnowCfunding LLC Offering Amount CIK Number 0001705496 Filed Document 0001705496-17-000001 Accepted Date 2017-05-02 20:57:05 UTC Type of Offering C Security Offered Amount 100 Security Offered Type Preferred Stock State CALIFORNIA
Maui Wellness Group, LLC See All Filings	D	2017-05-02 20:47:42 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001656855 Filed Document 0001656855-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-02 20:47:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
EnerJex Resources, Inc. See All Filings	D	2017-05-02 20:11:13 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0000008504 Filed Document 0000008504-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 20:11:13 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Level Access Holdings, Inc. See All Filings	D	2017-05-02 20:06:03 UTC
Amount To Be Raised $42,500,000 Associated Brokers / Dealers N/A CIK Number 0001705489 Filed Document 0001705489-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 20:06:03 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ActoVoice Inc. See All Filings	D	2017-05-02 19:52:08 UTC
Amount To Be Raised $699,999 Associated Brokers / Dealers N/A CIK Number 0001705575 Filed Document 0001705575-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 19:52:08 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Athenex, Inc. See All Filings	D	2017-05-02 19:32:34 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001300699 Filed Document 0001300699-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 19:32:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
FREMONT VILLAGE SQUARE LLC See All Filings	D	2017-05-02 19:21:12 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001703730 Filed Document 0001703730-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 19:21:12 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
1855 CAPITAL FUND I, L.P. See All Filings	D	2017-05-02 19:11:19 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001703547 Filed Document 0001703547-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 19:11:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SCHF CAYMAN, L.P. See All Filings	D/A	2017-05-02 19:02:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519799 Filed Document 0001519799-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 19:02:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oval Fire Products Corp See All Filings	D	2017-05-02 19:00:34 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001633005 Filed Document 0001633005-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-02 19:00:34 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
CVR MEDICAL CORP. See All Filings	D	2017-05-02 18:47:40 UTC
Amount To Be Raised $249,997 Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001699932 Filed Document 0001699932-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-05-02 18:47:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Fama Technologies, Inc. See All Filings	D	2017-05-02 18:46:28 UTC
Amount To Be Raised $2,695,507 Associated Brokers / Dealers N/A CIK Number 0001705430 Filed Document 0001705430-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 18:46:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wynkoop36 Investments, LLC See All Filings	D	2017-05-02 18:28:48 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001705534 Filed Document 0001705534-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 18:28:48 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sama Resources Inc./Ressources Sama Inc. See All Filings	D	2017-05-02 18:00:20 UTC
Amount To Be Raised $544,154 Associated Brokers / Dealers N/A CIK Number 0001475252 Filed Document 0001140361-17-017961 Exclusions or Exemptions 506b Accepted Date 2017-05-02 18:00:20 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Sam Lee Laundry LLC See All Filings	C/A	2017-05-02 17:58:10 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $500,000 CIK Number 0001641104 Filed Document 0001670254-17-000096 Accepted Date 2017-05-02 17:58:10 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
SILVERWEST-I INVERNESS HOLDINGS LLC See All Filings	D	2017-05-02 17:45:41 UTC
Amount To Be Raised $19,600,000 Associated Brokers / Dealers N/A CIK Number 0001689857 Filed Document 0001689857-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 17:45:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEDGE STRATEGY FUND LLC See All Filings	D/A	2017-05-02 17:42:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053423 Filed Document 0001053423-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-02 17:42:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
LATHROP2, L.P. See All Filings	D	2017-05-02 17:39:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703969 Filed Document 0001703969-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 17:39:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GeneCapture, Inc. See All Filings	D	2017-05-02 17:30:11 UTC
Amount To Be Raised $280,000 Associated Brokers / Dealers N/A CIK Number 0001559176 Filed Document 0001446933-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-05-02 17:30:11 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Argos Alternative Funds, LLC- Leonidas Macro Fund See All Filings	D	2017-05-02 17:26:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705431 Filed Document 0001705431-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 17:26:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Phorcys Opportunities I, LLC See All Filings	D/A	2017-05-02 17:22:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Beech Hill Securities CIK Number 0001464517 Filed Document 0001464517-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 17:22:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADVISORS HEDGE FUND LLC See All Filings	D/A	2017-05-02 17:22:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094544 Filed Document 0001094544-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-02 17:22:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Green Visor Capital II, L.P. See All Filings	D/A	2017-05-02 17:17:24 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001656804 Filed Document 0001656804-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-02 17:17:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Goldstrike Resources Ltd. See All Filings	D	2017-05-02 17:17:07 UTC
Amount To Be Raised $11,530,472 Associated Brokers / Dealers N/A CIK Number 0001304658 Filed Document 0001140361-17-017949 Exclusions or Exemptions 506b Accepted Date 2017-05-02 17:17:07 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity