Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Walker & Dunlop, Inc. See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001497770 Filed Document 0001497770-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Mist Systems, Inc. See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised $16,378,474 Associated Brokers / Dealers N/A CIK Number 0001625105 Filed Document 0001625105-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Electroblate, Inc. See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers MDB Capital Group, LLC CIK Number 0001625101 Filed Document 0001515971-14-000501 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Novus Biotechnology Fund 1, L.P. See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001622840 Filed Document 0001622840-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Ford Partners, LP See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624343 Filed Document 0001624343-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carmell Therapeutics Corp See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001517941 Filed Document 0001517941-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Partners Capital Condor Fund VII, L.P. See All Filings	D/A	2014-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588933 Filed Document 0001588933-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Master Portfolio (C), Ltd See All Filings	D/A	2014-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498621 Filed Document 0001498621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Milestone Fargo Fund LLLP See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised $1,510,000 Associated Brokers / Dealers N/A CIK Number 0001624730 Filed Document 0001624730-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
1940 Fund, Ltd. See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624294 Filed Document 0001140361-14-041506 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Biophysical Corp See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001314154 Filed Document 0001314154-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CEBIX Inc See All Filings	D/A	2014-11-11 00:00:00 UTC
Amount To Be Raised $34,938,807 Associated Brokers / Dealers N/A CIK Number 0001443443 Filed Document 0001602471-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Roundup Media, LLC See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised $18,718,891 Associated Brokers / Dealers N/A CIK Number 0001620687 Filed Document 0001620687-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rock Rose Partners Forest Ridge, LLC See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001624797 Filed Document 0001624797-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Service Marketplace Inc. See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised $2,251,012 Associated Brokers / Dealers N/A CIK Number 0001625264 Filed Document 0001625264-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PurePredictive, Inc. See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001534452 Filed Document 0001534452-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Gamma 1, LLC See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624705 Filed Document 0001140361-14-041034 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Melody Special Situations Offshore Credit Fund, L.P. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587956 Filed Document 0000950142-14-002197 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 74 See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624687 Filed Document 0001624687-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Sessa Capital, L.P. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561285 Filed Document 0001561286-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harbour Island Rum Company, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001624664 Filed Document 0001213900-14-007925 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AQR REAL ASSET FUND II, L.P. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512458 Filed Document 0001454444-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HotHop Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001624038 Filed Document 0001624038-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BIOTECHNOLOGY VALUE FUND L P See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000918923 Filed Document 0000918923-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOTECHNOLOGY VALUE FUND II LP See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001102444 Filed Document 0001102444-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yannix Fund Ltd. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities Inc. CIK Number 0001534304 Filed Document 0000902664-14-004267 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Relative Value Opportunities Fund LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001535136 Filed Document 0001535136-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bulu, Inc. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised $2,704,163 Associated Brokers / Dealers N/A CIK Number 0001600853 Filed Document 0001600853-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Concentrated Equity Strategies Ltd See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405397 Filed Document 0001622593-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PWP EIV LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589721 Filed Document 0000902664-14-004255 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oak Street Real Estate Capital Fund III, LP See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001624531 Filed Document 0001624531-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ACOMPLI, INC. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001602387 Filed Document 0001602387-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JeffPM, LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562408 Filed Document 0001562408-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Institutional Investment Fund Ltd. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481760 Filed Document 0001622593-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LONGBOARD PARTNERS, LP See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592151 Filed Document 0001592151-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPA PARTNERS L P See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000936551 Filed Document 0000936551-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LifePosts, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001624329 Filed Document 0001624329-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Global Macro Opportunities Fund Ltd. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001515350 Filed Document 0001515350-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core Woodshire Apartments LLC See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $9,020,000 Associated Brokers / Dealers Core Financial LLC CIK Number 0001624371 Filed Document 0001624371-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ClinicaHealth, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $4,564,182 Associated Brokers / Dealers N/A CIK Number 0001341118 Filed Document 0001341118-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CMWA Private Equity 2014 LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613355 Filed Document 0001613355-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
KKR Global Infrastructure Investors II L.P. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624238 Filed Document 0001624238-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iQTick Fund, LP See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622752 Filed Document 0001622752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vista Credit Opportunities Fund I, L.P. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587493 Filed Document 0001624918-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INVESTMENT FUND LP See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448359 Filed Document 0001622593-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ZoomCar, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $9,348,870 Associated Brokers / Dealers N/A CIK Number 0001588864 Filed Document 0001588864-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Equity
Erytech Pharma See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BRYAN GARNIER & CO and LifeSci Capital CIK Number 0001624422 Filed Document 0001624422-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Equity
Akkadian Entrepreneurs III, LP See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised $7,260,752 Associated Brokers / Dealers Hamilton Miller Investments, LLC CIK Number 0001590390 Filed Document 0001590390-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FCO Special Opportunities (C1) LP See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624715 Filed Document 0001624715-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Horseshoe Fund, LP See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001624109 Filed Document 0001622695-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund