Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Roth Industries, LLC See All Filings	D	2017-01-20 16:18:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001694104 Filed Document 0001079973-17-000044 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:18:36 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Northeast GA Stone, LLC See All Filings	D	2017-01-20 16:17:27 UTC
Amount To Be Raised $5,114,833 Associated Brokers / Dealers N/A CIK Number 0001695305 Filed Document 0001695305-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:17:27 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
West Side Student Loan Fund LP See All Filings	D/A	2017-01-20 16:15:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638532 Filed Document 0001638532-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:15:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exactus, Inc. See All Filings	D	2017-01-20 16:15:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552189 Filed Document 0001415889-17-000124 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:15:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Option To Acquire
WAF Offshore Fund, Ltd. See All Filings	D/A	2017-01-20 16:12:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565334 Filed Document 0001565334-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:12:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VINCULUM WINE FUND LTD See All Filings	D/A	2017-01-20 16:10:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444061 Filed Document 0001444061-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-20 16:10:26 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
WAF Fund, LP See All Filings	D/A	2017-01-20 16:09:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565335 Filed Document 0001565335-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:09:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPC Landmark Secondary II, LP See All Filings	D	2017-01-20 16:01:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695335 Filed Document 0001695335-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:01:48 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Perfect Sense, Inc. See All Filings	D	2017-01-20 16:01:35 UTC
Amount To Be Raised $21,999,990 Associated Brokers / Dealers N/A CIK Number 0001690204 Filed Document 0001690204-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:01:35 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Paleo Baking Co See All Filings	D	2017-01-20 15:50:59 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001666809 Filed Document 0001666809-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 15:50:59 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
STOCKKINGS CAPITAL LLC See All Filings	D	2017-01-20 15:49:39 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Surage Kamal Roshan Perera CIK Number 0001550689 Filed Document 0001550689-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-20 15:49:39 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WEATHERFORD MARINAS FUND I, LLC See All Filings	D	2017-01-20 15:48:20 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001693137 Filed Document 0001693137-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 15:48:20 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
H.I.G. Realty Partners III (Onshore), L.P. See All Filings	D/A	2017-01-20 15:47:32 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001663231 Filed Document 0001695101-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-20 15:47:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fintan Partners Specialty Credit Fund I, L.P. See All Filings	D/A	2017-01-20 15:47:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601059 Filed Document 0000905718-17-000132 Exclusions or Exemptions 506b Accepted Date 2017-01-20 15:47:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HypeVR See All Filings	D	2017-01-20 15:45:05 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001690505 Filed Document 0001690505-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 15:45:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
BodiData, Inc. See All Filings	D	2017-01-20 15:37:18 UTC
Amount To Be Raised $1,712,569 Associated Brokers / Dealers N/A CIK Number 0001695211 Filed Document 0001695211-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 15:37:18 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GreenOak Core Plus Employee Feeder, LP See All Filings	D	2017-01-20 15:33:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695363 Filed Document 0001695363-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 15:33:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Griffin & Young Enterprises, LLC See All Filings	D	2017-01-20 15:25:48 UTC
Amount To Be Raised $760,000 Associated Brokers / Dealers N/A CIK Number 0001694691 Filed Document 0001694691-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 15:25:48 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NADG NNN Property Fund LP See All Filings	D	2017-01-20 15:17:55 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001671513 Filed Document 0001671513-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 15:17:55 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Northwood Real Estate Partners 2012 LP See All Filings	D/A	2017-01-20 15:17:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and UBS Securities LLC CIK Number 0001567157 Filed Document 0001567157-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-20 15:17:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CDM Folly Beach Properties, LLC See All Filings	D	2017-01-20 15:15:45 UTC
Amount To Be Raised $530,000 Associated Brokers / Dealers N/A CIK Number 0001695086 Filed Document 0001695086-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-20 15:15:45 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PARAMETRIC DEFENSIVE EQUITY FUND LLC See All Filings	D/A	2017-01-20 15:09:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539852 Filed Document 0000350797-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-01-20 15:09:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Instaparty, LLC See All Filings	C	2017-01-20 15:08:10 UTC
Financial Interest n/a Filing Platform GrowthFountain Capital LLC Offering Amount $100,000 CIK Number 0001693725 Filed Document 0001668506-17-000005 Accepted Date 2017-01-20 15:08:10 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State NEW JERSEY
Northwood Real Estate Partners LP See All Filings	D/A	2017-01-20 15:07:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and UBS Securities LLC CIK Number 0001412711 Filed Document 0001412711-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 15:07:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAMSEY LONG-BIASED FUND, LP See All Filings	D/A	2017-01-20 15:05:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510499 Filed Document 0000919574-17-000678 Exclusions or Exemptions 506b Accepted Date 2017-01-20 15:05:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Northwood Real Estate Partners TE LP See All Filings	D/A	2017-01-20 15:04:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and UBS Securities LLC CIK Number 0001412709 Filed Document 0001412709-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 15:04:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FC San Dimas 30, LLC See All Filings	D	2017-01-20 15:02:38 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001690960 Filed Document 0001694864-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-20 15:02:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Scott Investment Partners, LP See All Filings	D/A	2017-01-20 15:00:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630123 Filed Document 0001630123-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 15:00:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIGLEAF NETWORKS, INC. See All Filings	D	2017-01-20 14:59:05 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001638309 Filed Document 0001638309-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-20 14:59:05 UTC Type of Offering D Industry Telecommunications Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
SOUTHSTAR CAPITAL LLC See All Filings	D/A	2017-01-20 14:57:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532702 Filed Document 0001532702-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-20 14:57:56 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Glass Financial, Inc. See All Filings	D	2017-01-20 14:53:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695213 Filed Document 0001695213-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 14:53:11 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
100 West C Street Investors, LLC See All Filings	D	2017-01-20 14:50:20 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001695034 Filed Document 0001683168-17-000130 Exclusions or Exemptions 506b Accepted Date 2017-01-20 14:50:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arts & Sciences Partners, L.P. See All Filings	D	2017-01-20 14:50:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695199 Filed Document 0001695199-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 14:50:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wiedemann Brewery LLC See All Filings	D	2017-01-20 14:48:46 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001695002 Filed Document 0001695002-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 14:48:46 UTC Type of Offering D Industry Restaurants Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PATH THREE60 NORTH APT LLC See All Filings	D	2017-01-20 14:41:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001695149 Filed Document 0001695149-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 14:41:50 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GGCOF THIRD-PARTY CO-INVEST, L.P. See All Filings	D/A	2017-01-20 14:41:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430733 Filed Document 0001430733-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 14:41:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte Touche Tohmatsu Services, Inc. See All Filings	D/A	2017-01-20 14:36:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591229 Filed Document 0000950172-17-000020 Exclusions or Exemptions 506b Accepted Date 2017-01-20 14:36:47 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Fundamental Partners III-A LP See All Filings	D	2017-01-20 14:33:17 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001690901 Filed Document 0001690901-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 14:33:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parkway Corporate SPE, LLC See All Filings	D	2017-01-20 14:31:05 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001694863 Filed Document 0001694864-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-20 14:31:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aculyst Corp. See All Filings	D	2017-01-20 14:30:56 UTC
Amount To Be Raised $1,450,102 Associated Brokers / Dealers N/A CIK Number 0001695286 Filed Document 0001695286-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-20 14:30:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Acrospire Global Equity Fund Ltd. See All Filings	D	2017-01-20 14:27:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599382 Filed Document 0001599428-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-20 14:27:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REALIST PHARMA INC. See All Filings	D	2017-01-20 14:21:24 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001695285 Filed Document 0001695285-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 14:21:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Warrenville SPE, LLC See All Filings	D	2017-01-20 14:15:57 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001694864 Filed Document 0001694864-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 14:15:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Acrospire Global Equity Fund LLC See All Filings	D	2017-01-20 14:14:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599428 Filed Document 0001599428-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 14:14:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Manikay Merger Fund, LP See All Filings	D/A	2017-01-20 14:08:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664522 Filed Document 0000919574-17-000676 Exclusions or Exemptions 506b Accepted Date 2017-01-20 14:08:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Battle Opportunities, LP See All Filings	D/A	2017-01-20 14:07:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664463 Filed Document 0001664463-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 14:07:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lateral Capital IV, L.P. See All Filings	D	2017-01-20 14:02:45 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001693783 Filed Document 0001209191-17-004783 Exclusions or Exemptions 506b Accepted Date 2017-01-20 14:02:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MMAX Investment Partners, Inc. See All Filings	D	2017-01-20 14:01:51 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001694675 Filed Document 0001694675-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 14:01:51 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
JHR Bath Road Holdings, LLC See All Filings	D	2017-01-20 13:58:51 UTC
Amount To Be Raised $874,500 Associated Brokers / Dealers N/A CIK Number 0001695070 Filed Document 0001695070-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 13:58:51 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ovid Therapeutics Inc. See All Filings	D	2017-01-20 13:58:37 UTC
Amount To Be Raised $25,861,228 Associated Brokers / Dealers N/A CIK Number 0001636651 Filed Document 0001636651-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 13:58:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity