Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Creekside at Amherst Apartments III, LLC See All Filings	D	2017-01-20 19:37:56 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001695113 Filed Document 0001079973-17-000053 Exclusions or Exemptions 506b Accepted Date 2017-01-20 19:37:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Edelweiss Apartments VI, LLC See All Filings	D	2017-01-20 19:35:53 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001695119 Filed Document 0001079973-17-000052 Exclusions or Exemptions 506b Accepted Date 2017-01-20 19:35:53 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Parkview Terrace Apartments IV, LLC See All Filings	D	2017-01-20 19:35:11 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001695152 Filed Document 0001079973-17-000051 Exclusions or Exemptions 506b Accepted Date 2017-01-20 19:35:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GoFish Cam, Inc. See All Filings	C/A	2017-01-20 19:26:34 UTC
Financial Interest The intermediary will acquire an equity interest in the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount $400,000 CIK Number 0001693411 Filed Document 0001693411-17-000004 Accepted Date 2017-01-20 19:26:34 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State TEXAS
ENTREE GOLD INC See All Filings	D	2017-01-20 18:55:59 UTC
Amount To Be Raised $415,094 Associated Brokers / Dealers N/A CIK Number 0001271554 Filed Document 0001140361-17-002457 Exclusions or Exemptions 506b Accepted Date 2017-01-20 18:55:59 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Engaged Capital Co-Invest VI-A, LP See All Filings	D	2017-01-20 18:53:43 UTC
Amount To Be Raised $151,000,000 Associated Brokers / Dealers N/A CIK Number 0001695183 Filed Document 0001144204-17-003294 Exclusions or Exemptions 506b Accepted Date 2017-01-20 18:53:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Engaged Capital Co-Invest VI, LP See All Filings	D	2017-01-20 18:51:09 UTC
Amount To Be Raised $76,000,000 Associated Brokers / Dealers N/A CIK Number 0001695189 Filed Document 0001144204-17-003293 Exclusions or Exemptions 506b Accepted Date 2017-01-20 18:51:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NRIA 423 Third Manager, LLC See All Filings	D	2017-01-20 18:46:05 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001695367 Filed Document 0001695367-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-20 18:46:05 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Next Energy Technologies, Inc. See All Filings	D/A	2017-01-20 18:28:29 UTC
Amount To Be Raised $6,999,993 Associated Brokers / Dealers Callaway Private Equity Partners, Inc. CIK Number 0001526240 Filed Document 0001526240-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 18:28:29 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Farmer & The Belle LLC See All Filings	D	2017-01-20 18:27:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers The Farmer & The Belle LLC CIK Number 0001695284 Filed Document 0001695284-17-000001 Exclusions or Exemptions 504, 505, 504.1, and 506c Accepted Date 2017-01-20 18:27:16 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Other
DCP Academy, LLC See All Filings	D	2017-01-20 18:16:36 UTC
Amount To Be Raised $1,520,000 Associated Brokers / Dealers N/A CIK Number 0001695381 Filed Document 0001695381-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 18:16:36 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
NextLesson Inc. See All Filings	D	2017-01-20 18:08:59 UTC
Amount To Be Raised $7,957,760 Associated Brokers / Dealers N/A CIK Number 0001578268 Filed Document 0001578268-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 18:08:59 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jericho Oil Corp See All Filings	D	2017-01-20 18:02:31 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001602380 Filed Document 0001602380-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 18:02:31 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TFAWV Investments, LLC See All Filings	D	2017-01-20 17:49:57 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers (none) CIK Number 0001690877 Filed Document 0001690877-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:49:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Maximized Living Partners, LP See All Filings	D	2017-01-20 17:48:06 UTC
Amount To Be Raised $3,935,000 Associated Brokers / Dealers N/A CIK Number 0001695380 Filed Document 0001695380-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:48:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Barings Global Credit Fund (LUX) SCSp, SICAV-SIF See All Filings	D/A	2017-01-20 17:45:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652093 Filed Document 0001652093-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:45:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COPsync, Inc. See All Filings	D	2017-01-20 17:43:45 UTC
Amount To Be Raised $36 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001383154 Filed Document 0001185185-17-000104 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:43:45 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Origin Ventures IV, L.P. See All Filings	D/A	2017-01-20 17:21:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001663429 Filed Document 0001663429-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:21:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rise Companies Corp. See All Filings	1-A/A	2017-01-20 17:19:08 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001640967 Filed Document 0001144204-17-003219 Accepted Date 2017-01-20 17:19:08 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $2,328,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
PERIMETER CENTER FOR OUTPATIENT SURGERY LP See All Filings	D/A	2017-01-20 17:18:24 UTC
Amount To Be Raised $259,869 Associated Brokers / Dealers N/A CIK Number 0001160740 Filed Document 0001160740-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:18:24 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AHP Equity Fund, LLC See All Filings	D	2017-01-20 17:17:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695299 Filed Document 0001695299-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-20 17:17:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
MGG SF Drawdown Fund (Cayman) LP See All Filings	D/A	2017-01-20 17:12:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and BCW Securities LLC CIK Number 0001686815 Filed Document 0000902664-17-000327 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:12:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MGG SF Evergreen Unlevered Fund LP See All Filings	D	2017-01-20 17:11:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and BCW Securities LLC CIK Number 0001695215 Filed Document 0000902664-17-000326 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:11:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dominion Self Storage LLC Self Storage Facility See All Filings	D	2017-01-20 17:09:31 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001695194 Filed Document 0001695194-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:09:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MGG SF Drawdown Unlevered Fund LP See All Filings	D	2017-01-20 17:09:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and BCW Securities LLC CIK Number 0001695198 Filed Document 0000902664-17-000325 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:09:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MGG SF Evergreen Fund (Cayman) LP See All Filings	D/A	2017-01-20 17:08:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and BCW Securities LLC CIK Number 0001671360 Filed Document 0000902664-17-000324 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:08:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MGG SF Evergreen Fund LP See All Filings	D/A	2017-01-20 17:07:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and BCW Securities LLC CIK Number 0001664839 Filed Document 0000902664-17-000323 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:07:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MGG Specialty Finance Fund LP See All Filings	D/A	2017-01-20 17:03:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and BCW Securities LLC CIK Number 0001627674 Filed Document 0000902664-17-000322 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:03:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swannies Footwear, LLC See All Filings	C	2017-01-20 17:01:55 UTC
Financial Interest The intermediary will acquire an equity interest in the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount $500,000 CIK Number 0001691201 Filed Document 0001644600-17-000008 Accepted Date 2017-01-20 17:01:55 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MINNESOTA
Sundar, Inc. See All Filings	D/A	2017-01-20 16:54:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001651460 Filed Document 0001651460-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:54:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MINISTRY PARTNERS INVESTMENT COMPANY, LLC See All Filings	D/A	2017-01-20 16:54:17 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers Ministry Partners Securities, LLC CIK Number 0000944130 Filed Document 0000944130-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:54:17 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
CQS Directional Opportunities Feeder Fund, LP See All Filings	D/A	2017-01-20 16:53:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001537124 Filed Document 0001537124-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:53:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L&B ONSHORE FUND LP See All Filings	D/A	2017-01-20 16:49:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001442391 Filed Document 0001442391-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:49:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L&B OFFSHORE FUND LTD See All Filings	D/A	2017-01-20 16:46:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001442393 Filed Document 0001442393-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:46:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grid Sentry LLC See All Filings	D	2017-01-20 16:43:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581235 Filed Document 0001581235-17-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2017-01-20 16:43:47 UTC Type of Offering D Industry Other Energy Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LAND & BUILDINGS CAPITAL GROWTH FUND LP See All Filings	D/A	2017-01-20 16:43:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001442392 Filed Document 0001442392-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:43:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FORUM ENERGY TECHNOLOGIES, INC. See All Filings	D	2017-01-20 16:41:32 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001401257 Filed Document 0001401257-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:41:32 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Think Investments Offshore Ltd. See All Filings	D/A	2017-01-20 16:40:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597678 Filed Document 0001597678-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:40:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Summit Partners Entrepreneur Advisors Fund II, L.P. See All Filings	D/A	2017-01-20 16:38:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660981 Filed Document 0001660981-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:38:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Think Investments Fund LP See All Filings	D/A	2017-01-20 16:38:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597686 Filed Document 0001597686-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:38:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SONITUS TECHNOLOGIES INC. See All Filings	D	2017-01-20 16:35:44 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001518037 Filed Document 0001518037-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:35:44 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AF-Crystal Hudson FL, LLC See All Filings	D	2017-01-20 16:28:42 UTC
Amount To Be Raised $1,180,000 Associated Brokers / Dealers None CIK Number 0001694659 Filed Document 0001694659-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:28:42 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
EM Plus CEF Fund See All Filings	D/A	2017-01-20 16:27:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Bridge Capital LLC CIK Number 0001468225 Filed Document 0001468225-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:27:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
READ'S CLOTHING PROJECT, LLC See All Filings	D	2017-01-20 16:27:44 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001694881 Filed Document 0001694881-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:27:44 UTC Type of Offering D Industry Retailing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
Paul Joseph Posti Jr See All Filings	D	2017-01-20 16:27:20 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Paul Joseph Posti, Jr. CIK Number 0001671105 Filed Document 0001671105-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-20 16:27:20 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Walker Investments, LLC See All Filings	D	2017-01-20 16:26:39 UTC
Amount To Be Raised $3,095,918 Associated Brokers / Dealers N/A CIK Number 0001695307 Filed Document 0001695305-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:26:39 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
RHYTHM PHARMACEUTICALS, INC. See All Filings	D	2017-01-20 16:21:49 UTC
Amount To Be Raised $40,949,999 Associated Brokers / Dealers N/A CIK Number 0001649904 Filed Document 0001140361-17-002411 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:21:49 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
West Side Clearview CMBS Offshore Fund Ltd See All Filings	D/A	2017-01-20 16:21:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576726 Filed Document 0001576726-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:21:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ebbets Field Partners Qualified LP See All Filings	D/A	2017-01-20 16:20:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594875 Filed Document 0001594875-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:20:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Side Clearview CMBS Fund LP See All Filings	D/A	2017-01-20 16:18:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560610 Filed Document 0001560610-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:18:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund