Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
COATUE OFFSHORE FUND LTD See All Filings	D/A	2017-05-05 12:54:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC, J.P. Morgan Securities LLC, and Morgan Stanley CIK Number 0001238493 Filed Document 0000919574-17-003766 Exclusions or Exemptions 506b Accepted Date 2017-05-05 12:54:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Marvel Co-Invest, L.P. See All Filings	D	2017-05-05 12:51:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705847 Filed Document 0001705847-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 12:51:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apostrophe, Inc. See All Filings	D	2017-05-05 12:51:02 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001705776 Filed Document 0001705776-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 12:51:02 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Debt
Center at Centerplace, LLC See All Filings	D	2017-05-05 12:45:02 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001705937 Filed Document 0001140361-17-018561 Exclusions or Exemptions 506b Accepted Date 2017-05-05 12:45:02 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PFM Healthcare Offshore Fund A.I., Ltd. See All Filings	D/A	2017-05-05 12:43:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602314 Filed Document 0001602314-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 12:43:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coatue Qualified Partners, L.P. See All Filings	D/A	2017-05-05 12:42:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC, J.P. Morgan Securities LLC, Citigroup Global Markets Inc., and Morgan Stanley CIK Number 0001238492 Filed Document 0000919574-17-003764 Exclusions or Exemptions 506b Accepted Date 2017-05-05 12:42:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vosges Capital Offshore Fund, Ltd. See All Filings	D/A	2017-05-05 12:42:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673573 Filed Document 0001673573-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 12:42:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vosges Capital Fund, LP See All Filings	D/A	2017-05-05 12:38:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673575 Filed Document 0001673575-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 12:38:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fitz Gate Ventures, L.P. See All Filings	D	2017-05-05 12:37:35 UTC
Amount To Be Raised $7,375,000 Associated Brokers / Dealers N/A CIK Number 0001679653 Filed Document 0001679653-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-05 12:37:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Listen Ventures II, LP See All Filings	D	2017-05-05 12:37:21 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001695874 Filed Document 0001695874-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 12:37:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PFM HEALTHCARE OFFSHORE FUND LTD See All Filings	D/A	2017-05-05 12:28:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424501 Filed Document 0001424501-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 12:28:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vantage Robotics, LLC See All Filings	D	2017-05-05 12:22:02 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001651938 Filed Document 0001651938-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-05 12:22:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AG Corporate Credit Opportunities Fund, L.P. See All Filings	D/A	2017-05-05 12:17:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lyster, Watson & Company, Inc., Morgan Stanley Smith Barney LLC, Oppenheimer & Co., Inc., and March Capital Corp. CIK Number 0000823845 Filed Document 0000823845-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-05 12:17:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agency Spotter Inc. See All Filings	D	2017-05-05 12:16:30 UTC
Amount To Be Raised $793,953 Associated Brokers / Dealers N/A CIK Number 0001562235 Filed Document 0001562235-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 12:16:30 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Pigs Flying Over Broadway, Ltd Liability Co See All Filings	D	2017-05-05 12:07:25 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001705653 Filed Document 0001705653-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 12:07:25 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Rocket Pharmaceuticals Ltd. See All Filings	D/A	2017-05-05 11:50:29 UTC
Amount To Be Raised $30,075,000 Associated Brokers / Dealers N/A CIK Number 0001663128 Filed Document 0001663128-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:50:29 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Revenues Type of Security Equity
SPR Therapeutics, LLC See All Filings	D	2017-05-05 11:49:19 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Sword Securities LLC CIK Number 0001532647 Filed Document 0001532647-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:49:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Kaplan GP Partners, LP See All Filings	D/A	2017-05-05 11:41:09 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001699992 Filed Document 0001699992-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:41:09 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SecurShade Inc See All Filings	C/A	2017-05-05 11:36:38 UTC
Financial Interest Filing Platform VENTURE.CO BROKERAGE SERVICES LLC Offering Amount $1,000,000 CIK Number 0001681334 Filed Document 0001625242-17-000015 Accepted Date 2017-05-05 11:36:38 UTC Type of Offering C/A Security Offered Amount 3,000,000 Security Offered Type Common Stock State VERMONT
Ivy Funding Nine, LLC See All Filings	D	2017-05-05 11:35:48 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001618514 Filed Document 0001618514-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:35:48 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
PFM Healthcare Opportunities Fund, L.P. See All Filings	D/A	2017-05-05 11:35:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503942 Filed Document 0001503942-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:35:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Asian Opportunities Institutional Fund Ltd See All Filings	D/A	2017-05-05 11:22:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001517059 Filed Document 0001144204-17-024708 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:22:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TreeHouse, Inc. See All Filings	D	2017-05-05 11:14:07 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001514543 Filed Document 0001514543-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:14:07 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PFM Healthcare Emerging Growth Fund, L.P. See All Filings	D/A	2017-05-05 11:08:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630576 Filed Document 0001630576-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:08:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iconixx Software Corp See All Filings	D	2017-05-05 11:06:36 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001565206 Filed Document 0001565206-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:06:36 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 161 See All Filings	D/A	2017-05-05 11:05:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc CIK Number 0001690778 Filed Document 0001690778-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:05:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schechter Private Capital Fund I, LLC See All Filings	D/A	2017-05-05 11:04:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673410 Filed Document 0001673410-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:04:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
WayBlazer, Inc. See All Filings	D	2017-05-05 11:04:05 UTC
Amount To Be Raised $4,626,823 Associated Brokers / Dealers N/A CIK Number 0001705251 Filed Document 0001705251-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:04:05 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TETON WATERS RANCH LLC See All Filings	D	2017-05-05 11:03:30 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001613369 Filed Document 0001613369-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:03:30 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Kaplan GP Partners, LP See All Filings	D	2017-05-05 10:55:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001699992 Filed Document 0001699992-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:55:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EVP 1080, LLC See All Filings	D	2017-05-05 10:49:11 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001705827 Filed Document 0001705827-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:49:11 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Colonial Deerfield, LLC See All Filings	D/A	2017-05-05 10:48:21 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001673768 Filed Document 0001673768-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:48:21 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GP & GM Partners, LP See All Filings	D/A	2017-05-05 10:39:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511567 Filed Document 0001511567-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:39:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFM Diversified Principals Fund, L.P. See All Filings	D/A	2017-05-05 10:36:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001303371 Filed Document 0001303371-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:36:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kadena LLC See All Filings	D	2017-05-05 10:30:48 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001705865 Filed Document 0001705865-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:30:48 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Serrus Clemson House on the Lake, LLC See All Filings	D	2017-05-05 10:28:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705919 Filed Document 0001705919-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:28:50 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Green Remedies Group, LLC See All Filings	D	2017-05-05 10:23:04 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers None CIK Number 0001705825 Filed Document 0001705825-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-05 10:23:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Innoblative Designs, Inc. See All Filings	D	2017-05-05 10:22:51 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001664268 Filed Document 0001664268-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:22:51 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Donald Smith Long/Short Equities Fund, L.P. See All Filings	D/A	2017-05-05 10:22:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576013 Filed Document 0000945621-17-000234 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:22:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Big Jack Ultimate Holdings LP See All Filings	D/A	2017-05-05 10:21:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645625 Filed Document 0000895345-17-000186 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:21:12 UTC Type of Offering D/A Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Concourse Capital Partners Offshore Fund, Ltd. See All Filings	D/A	2017-05-05 10:20:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC and Seaport Global Securities, LLC CIK Number 0001504158 Filed Document 0001453975-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:20:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFM Global Long Alpha Fund, L.P. See All Filings	D/A	2017-05-05 10:18:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607207 Filed Document 0001607207-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:18:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sofi Marie JV See All Filings	D	2017-05-05 10:16:30 UTC
Amount To Be Raised $680,000 Associated Brokers / Dealers Not Applicable CIK Number 0001705922 Filed Document 0001705922-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-05 10:16:30 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
TearSolutions, Inc. See All Filings	D/A	2017-05-05 10:12:36 UTC
Amount To Be Raised $5,320,668 Associated Brokers / Dealers N/A CIK Number 0001611687 Filed Document 0001611687-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:12:36 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
CONCOURSE CAPITAL PARTNERS LP See All Filings	D/A	2017-05-05 10:09:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC and Seaport Global Securities, LLC CIK Number 0001453975 Filed Document 0001453975-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:09:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFM HEALTHCARE PRINCIPALS FUND L P See All Filings	D/A	2017-05-05 10:08:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350988 Filed Document 0001350988-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:08:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QVT Offshore Ltd. See All Filings	D/A	2017-05-05 10:07:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301801 Filed Document 0001301801-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:07:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quintessence Associates LP See All Filings	D/A	2017-05-05 10:01:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406804 Filed Document 0001406804-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:01:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFM DIVERSIFIED FUND LP See All Filings	D/A	2017-05-05 10:01:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401164 Filed Document 0001343211-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:01:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gerstner Medical, LLC See All Filings	D	2017-05-05 10:00:24 UTC
Amount To Be Raised $1,390,000 Associated Brokers / Dealers N/A CIK Number 0001705818 Filed Document 0001705818-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:00:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity