Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Triton Consolidated, Inc. See All Filings	D	2016-12-29 11:58:24 UTC
Amount To Be Raised $1,607,000 Associated Brokers / Dealers N/A CIK Number 0001686750 Filed Document 0001686750-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 11:58:24 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Adjoy, Inc. See All Filings	D/A	2016-12-29 11:51:36 UTC
Amount To Be Raised $6,797,859 Associated Brokers / Dealers N/A CIK Number 0001665236 Filed Document 0000897069-16-001158 Exclusions or Exemptions 506b Accepted Date 2016-12-29 11:51:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Fitness Food Holdings, Inc. See All Filings	D/A	2016-12-29 11:51:36 UTC
Amount To Be Raised $31,044,000 Associated Brokers / Dealers N/A CIK Number 0001584173 Filed Document 0001584173-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-29 11:51:36 UTC Type of Offering D/A Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Roman Road Capital Partners, LLC See All Filings	D	2016-12-29 11:45:50 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers N/A CIK Number 0001693060 Filed Document 0001693060-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 11:45:50 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kovid Inc. See All Filings	D	2016-12-29 11:44:37 UTC
Amount To Be Raised $516,258 Associated Brokers / Dealers N/A CIK Number 0001681410 Filed Document 0001681410-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-29 11:44:37 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Viscogiliosi Brothers Venture Partners V, LLC See All Filings	D	2016-12-29 11:29:29 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001693163 Filed Document 0001192482-16-000786 Exclusions or Exemptions 506b Accepted Date 2016-12-29 11:29:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PARRISH SANDS DEVELOPMENT, LTD. See All Filings	D/A	2016-12-29 11:26:57 UTC
Amount To Be Raised $585,000 Associated Brokers / Dealers N/A CIK Number 0001664905 Filed Document 0001664905-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-29 11:26:57 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Estates at Kirby Limited Partnership See All Filings	D	2016-12-29 11:23:51 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001693416 Filed Document 0001693416-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-29 11:23:51 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Vision III Imaging, Inc. See All Filings	D	2016-12-29 11:15:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001624360 Filed Document 0001624360-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-29 11:15:40 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
DISCOVRY, INC. See All Filings	D	2016-12-29 11:11:33 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001693096 Filed Document 0001693096-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 11:11:33 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Life Support Development Ltd. See All Filings	D	2016-12-29 11:02:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001692693 Filed Document 0001692693-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 11:02:59 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alpha TPL Properties, LLC See All Filings	D	2016-12-29 10:59:22 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001693190 Filed Document 0001693190-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-29 10:59:22 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
HARMON SOUTH INVESTMENTS LLC See All Filings	D	2016-12-29 10:57:50 UTC
Amount To Be Raised $2,685,200 Associated Brokers / Dealers Dempsey Lord Smith LLC, Timothy Sherer, and Ryan Sherer CIK Number 0001691850 Filed Document 0001692854-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-29 10:57:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SI Surprise IL, LP See All Filings	D	2016-12-29 10:41:25 UTC
Amount To Be Raised $3,171,000 Associated Brokers / Dealers N/A CIK Number 0001693437 Filed Document 0001693437-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 10:41:25 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Select Sands Corp. See All Filings	D	2016-12-29 10:39:38 UTC
Amount To Be Raised $46,983 Associated Brokers / Dealers N/A CIK Number 0001546241 Filed Document 0001546241-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-29 10:39:38 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Select Energy Services, Inc. See All Filings	D	2016-12-29 10:31:50 UTC
Amount To Be Raised $13,860,000 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001693256 Filed Document 0001693256-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 10:31:50 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blau Capital Discretionary Offshore Fund L.P. See All Filings	D	2016-12-29 10:25:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693182 Filed Document 0001315863-16-001985 Exclusions or Exemptions 506b Accepted Date 2016-12-29 10:25:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Blau Capital Discretionary Onshore Fund L.P. See All Filings	D	2016-12-29 10:24:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693181 Filed Document 0001315863-16-001984 Exclusions or Exemptions 506b Accepted Date 2016-12-29 10:24:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
CSH Program REIT IV Inc. See All Filings	D	2016-12-29 10:19:27 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693432 Filed Document 0001693432-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 10:19:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Grey Owl Partners, L.P. See All Filings	D/A	2016-12-29 10:09:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509940 Filed Document 0000919574-16-017322 Exclusions or Exemptions 506b Accepted Date 2016-12-29 10:09:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Select Sands Corp. See All Filings	D	2016-12-29 10:05:55 UTC
Amount To Be Raised $595,688 Associated Brokers / Dealers N/A CIK Number 0001546241 Filed Document 0001546241-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-29 10:05:55 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
SPARTA BEEF INVESTORS LLC See All Filings	D	2016-12-29 10:02:52 UTC
Amount To Be Raised $2,549,000 Associated Brokers / Dealers N/A CIK Number 0001693057 Filed Document 0001693057-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-29 10:02:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Carbon Capital VI LLC See All Filings	D	2016-12-29 09:59:26 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001692931 Filed Document 0001692931-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 09:59:26 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ZEBRA CREEK ROCK LLC See All Filings	D	2016-12-29 09:52:45 UTC
Amount To Be Raised $9,315,900 Associated Brokers / Dealers Sandlapper Securities, Timothy Scanlon, Warner Dean Cheatham, Dempsey Lord Smith, LLC, and Todd Harrigan CIK Number 0001692854 Filed Document 0001692854-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-29 09:52:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
FPA Long Opportunity Fund, Ltd. See All Filings	D	2016-12-29 09:48:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693136 Filed Document 0001315863-16-001983 Exclusions or Exemptions 506b Accepted Date 2016-12-29 09:48:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GSV Growth Credit Fund Inc. See All Filings	D	2016-12-29 09:22:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JCI/Academy Securities, Nolan Securities, and Bradley Woods & Co. CIK Number 0001653384 Filed Document 0001140361-16-090990 Exclusions or Exemptions 506b Accepted Date 2016-12-29 09:22:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CH Multi-Family BTH REIT, L.L.C. See All Filings	D	2016-12-29 09:01:10 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693418 Filed Document 0001693418-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 09:01:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CSW BT2 Brewerytown II, L.P. See All Filings	D	2016-12-29 08:46:58 UTC
Amount To Be Raised $6,700,000 Associated Brokers / Dealers N/A CIK Number 0001693225 Filed Document 0001693225-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 08:46:58 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Funds PLC - MW TOPS ERISA Fund See All Filings	D/A	2016-12-29 08:46:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628875 Filed Document 0000902664-16-009204 Exclusions or Exemptions 506b Accepted Date 2016-12-29 08:46:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capstone Income Opportunities II Ltd. See All Filings	D/A	2016-12-29 08:44:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661391 Filed Document 0000902664-16-009203 Exclusions or Exemptions 506b Accepted Date 2016-12-29 08:44:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CBRE GIP West Coast Retail Holdings REIT, LLC See All Filings	D/A	2016-12-29 08:31:16 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693390 Filed Document 0001693390-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-29 08:31:16 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Redwood Place, LLC See All Filings	D	2016-12-29 08:20:00 UTC
Amount To Be Raised $3,925,000 Associated Brokers / Dealers N/A CIK Number 0001693106 Filed Document 0001693106-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 08:20:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RAIT-Melody 2016 Holdings Trust See All Filings	D	2016-12-29 08:18:18 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693398 Filed Document 0001693398-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 08:18:18 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ASC Partnership, L.L.C. See All Filings	D	2016-12-29 08:04:56 UTC
Amount To Be Raised $2,085,000 Associated Brokers / Dealers N/A CIK Number 0001632654 Filed Document 0001632654-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-12-29 08:04:56 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CBRE GIP West Coast Retail Holdings REIT, LLC See All Filings	D	2016-12-29 07:55:14 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693390 Filed Document 0001693390-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 07:55:14 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HighBrook Income Property Fund REIT II B, LLC See All Filings	D	2016-12-29 07:34:58 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693403 Filed Document 0001693403-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 07:34:58 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Embark Ventures, L.P. See All Filings	D	2016-12-28 19:29:01 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001693148 Filed Document 0001693148-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 19:29:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
YS LC X LLC See All Filings	D	2016-12-28 18:50:42 UTC
Amount To Be Raised $1,495,000 Associated Brokers / Dealers N/A CIK Number 0001666885 Filed Document 0001666888-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-28 18:50:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Core Innovation Capital II, L.P. See All Filings	D/A	2016-12-28 18:49:36 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Liberty Tree Advisors, LLC CIK Number 0001645455 Filed Document 0001645455-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:49:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
YS LC IX LLC See All Filings	D	2016-12-28 18:43:34 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001666888 Filed Document 0001666888-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-28 18:43:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PM Sendero LLC See All Filings	D	2016-12-28 18:42:57 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001693345 Filed Document 0001693345-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:42:57 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Protege Biomedical, LLC See All Filings	D	2016-12-28 18:31:56 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001693399 Filed Document 0001693399-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:31:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Oak Street Real Estate Seeding Fund, LP See All Filings	D	2016-12-28 18:31:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693273 Filed Document 0001693273-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:31:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Autonomy Dynamic Opportunities Fund L.P. See All Filings	D/A	2016-12-28 18:28:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662352 Filed Document 0001662391-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:28:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREFIII Torrance Office REIT, LLC See All Filings	D	2016-12-28 18:27:53 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693369 Filed Document 0001693369-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:27:53 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BIO-NEMS Corp See All Filings	D	2016-12-28 18:21:52 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001562529 Filed Document 0001562529-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:21:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CREFIII Milwaukee REIT, LLC See All Filings	D	2016-12-28 18:18:20 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693367 Filed Document 0001693367-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:18:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
YS TBG II LLC See All Filings	D	2016-12-28 18:18:20 UTC
Amount To Be Raised $1,535,000 Associated Brokers / Dealers N/A CIK Number 0001693365 Filed Document 0001693361-16-000008 Exclusions or Exemptions 506c Accepted Date 2016-12-28 18:18:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SWIMLANE LLC See All Filings	D	2016-12-28 18:15:58 UTC
Amount To Be Raised $3,175,000 Associated Brokers / Dealers N/A CIK Number 0001680930 Filed Document 0001680930-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:15:58 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PrairieRx, LLLP See All Filings	D	2016-12-28 18:12:09 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001693212 Filed Document 0001209191-16-156910 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:12:09 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity