Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Gravy Analytics, Inc. See All Filings	D	2016-12-30 11:00:51 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001526946 Filed Document 0001526946-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:00:51 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Botlink, LLC See All Filings	D	2016-12-30 10:59:19 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001693551 Filed Document 0001209191-16-157062 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:59:19 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Micronotes, Inc. See All Filings	D	2016-12-30 10:57:19 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001478188 Filed Document 0001478188-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:57:19 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
REDWOOD OPPORTUNITY MASTER FUND, LTD. See All Filings	D/A	2016-12-30 10:56:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457425 Filed Document 0000919574-16-017363 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:56:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
STANDARD INVESTMENT RESEARCH ENERGY OPPORTUNITIES FUND, L.P. See All Filings	D/A	2016-12-30 10:55:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513438 Filed Document 0001012975-16-001638 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:55:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brigade Distressed Value Fund LP See All Filings	D/A	2016-12-30 10:54:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509884 Filed Document 0000919574-16-017361 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:54:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SHYFT Analytics, Inc. See All Filings	D/A	2016-12-30 10:53:16 UTC
Amount To Be Raised $20,000,001 Associated Brokers / Dealers N/A CIK Number 0001594524 Filed Document 0000897069-16-001160 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:53:16 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bell Institutional Fund VI, L.P. See All Filings	D	2016-12-30 10:48:36 UTC
Amount To Be Raised $465,000,000 Associated Brokers / Dealers Atlantic Partners, Ltd. CIK Number 0001692601 Filed Document 0001140361-16-091149 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:48:36 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Franklin Synergy Preferred Capital, Inc. See All Filings	D	2016-12-30 10:47:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001693515 Filed Document 0001693503-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:47:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Iterum Therapeutics Ltd See All Filings	D/A	2016-12-30 10:43:44 UTC
Amount To Be Raised $47,640,000 Associated Brokers / Dealers N/A CIK Number 0001659323 Filed Document 0001659323-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:43:44 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
CF Retail Properties DST VI See All Filings	D/A	2016-12-30 10:34:22 UTC
Amount To Be Raised $7,767,870 Associated Brokers / Dealers Chay T. Lapin, Dwight Kay, Jason A. Salmon, and Elizabeth L. Friant CIK Number 0001680766 Filed Document 0001680766-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:34:22 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
VICUNA CAPITAL I, L.P. See All Filings	D/A	2016-12-30 10:34:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001071851 Filed Document 0000919574-16-017358 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:34:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DIV HDV Self Storage REIT II, LLC See All Filings	D	2016-12-30 10:32:27 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001693508 Filed Document 0001693503-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:32:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AdmitHub, Inc. See All Filings	D	2016-12-30 10:22:54 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001692935 Filed Document 0001692935-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:22:54 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Oribel Capital Partners Offshore, Ltd. See All Filings	D/A	2016-12-30 10:22:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662242 Filed Document 0001013594-16-001373 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:22:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bala Sands REIT LLC See All Filings	D	2016-12-30 10:21:21 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001693503 Filed Document 0001693503-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:21:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Rappi, Inc. See All Filings	D	2016-12-30 10:17:49 UTC
Amount To Be Raised $54,559,693 Associated Brokers / Dealers N/A CIK Number 0001693234 Filed Document 0001231919-16-000071 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:17:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cryoocyte, Inc. See All Filings	D	2016-12-30 10:17:36 UTC
Amount To Be Raised $4,289,770 Associated Brokers / Dealers N/A CIK Number 0001593050 Filed Document 0001593050-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:17:36 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sprints Capital International II LP See All Filings	D	2016-12-30 10:15:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693388 Filed Document 0000902664-16-009209 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:15:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petal Card, Inc. See All Filings	D	2016-12-30 10:11:16 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001693552 Filed Document 0001693552-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:11:16 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
kWantera Inc See All Filings	D	2016-12-30 10:09:44 UTC
Amount To Be Raised $25,008 Associated Brokers / Dealers N/A CIK Number 0001411645 Filed Document 0000898432-16-003294 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:09:44 UTC Type of Offering D Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Oribel Capital Partners, LP See All Filings	D/A	2016-12-30 09:59:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662146 Filed Document 0001013594-16-001372 Exclusions or Exemptions 506b Accepted Date 2016-12-30 09:59:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
kWantera Inc See All Filings	D	2016-12-30 09:54:35 UTC
Amount To Be Raised $6,326,239 Associated Brokers / Dealers CoView Capital, Inc. CIK Number 0001411645 Filed Document 0000898432-16-003293 Exclusions or Exemptions 506b Accepted Date 2016-12-30 09:54:35 UTC Type of Offering D Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Rockefeller Opportunistic Credit Fund, LLC See All Filings	D/A	2016-12-30 09:43:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472631 Filed Document 0000945621-16-000807 Exclusions or Exemptions 506b Accepted Date 2016-12-30 09:43:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impax Media Holdings USA Inc. See All Filings	D	2016-12-30 09:42:11 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001685483 Filed Document 0001615774-16-009107 Exclusions or Exemptions 506b Accepted Date 2016-12-30 09:42:11 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Steadfast Long Capital, L.P. See All Filings	D	2016-12-30 09:38:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692247 Filed Document 0001013594-16-001371 Exclusions or Exemptions 506b Accepted Date 2016-12-30 09:38:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HJR Energy Partnership L.P. See All Filings	D/A	2016-12-30 09:31:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661703 Filed Document 0000945621-16-000806 Exclusions or Exemptions 506b Accepted Date 2016-12-30 09:31:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SWIIM System, Ltd. See All Filings	D	2016-12-30 09:31:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001470048 Filed Document 0001079973-16-001368 Exclusions or Exemptions 506b Accepted Date 2016-12-30 09:31:07 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Duane Park Credit Fund LP See All Filings	D	2016-12-30 08:17:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Akindred Pty Limited CIK Number 0001692824 Filed Document 0000905718-16-001825 Exclusions or Exemptions 506b Accepted Date 2016-12-30 08:17:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Duane Park Offshore Credit Fund Ltd See All Filings	D	2016-12-30 08:08:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Akindred Pty Limited CIK Number 0001692823 Filed Document 0000905718-16-001823 Exclusions or Exemptions 506b Accepted Date 2016-12-30 08:08:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLG European Long-Short Offshore Fund Ltd. See All Filings	D/A	2016-12-30 06:48:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001520116 Filed Document 0000902664-16-009208 Exclusions or Exemptions 506b Accepted Date 2016-12-30 06:48:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Brainguard Technologies, Inc. See All Filings	D	2016-12-29 20:58:21 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001648631 Filed Document 0001648631-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-29 20:58:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Tamir Biotechnology, Inc. See All Filings	D/A	2016-12-29 20:05:50 UTC
Amount To Be Raised $1,722,476 Associated Brokers / Dealers N/A CIK Number 0000708717 Filed Document 0000708717-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-29 20:05:50 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FOOD & BEVERAGE INNOVATIONS, LLC See All Filings	D/A	2016-12-29 19:46:16 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001577213 Filed Document 0001577213-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-29 19:46:16 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
PLANET3, INC. See All Filings	D	2016-12-29 19:25:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001615303 Filed Document 0001615303-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-29 19:25:37 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
Peri Inc. See All Filings	D/A	2016-12-29 19:16:32 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001630387 Filed Document 0001630387-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-12-29 19:16:32 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Porphyry Ventures LLC See All Filings	D	2016-12-29 18:52:04 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001693544 Filed Document 0001693544-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-29 18:52:04 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
RippleNami, Inc. See All Filings	D	2016-12-29 18:43:31 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001637023 Filed Document 0001637023-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-29 18:43:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Imubit, Inc. See All Filings	D	2016-12-29 18:41:29 UTC
Amount To Be Raised $2,454,084 Associated Brokers / Dealers N/A CIK Number 0001693424 Filed Document 0001693424-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 18:41:29 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton House The Movie, LLC See All Filings	D	2016-12-29 18:15:14 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001692853 Filed Document 0001692853-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 18:15:14 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Brighton Multifamily DST See All Filings	D	2016-12-29 18:08:12 UTC
Amount To Be Raised $24,099,126 Associated Brokers / Dealers N/A CIK Number 0001693202 Filed Document 0001693202-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 18:08:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
OWL Cybersecurity, LLC See All Filings	D/A	2016-12-29 17:52:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001669293 Filed Document 0001669293-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-29 17:52:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cue Biopharma, Inc. See All Filings	D/A	2016-12-29 17:48:49 UTC
Amount To Be Raised $16,414,900 Associated Brokers / Dealers MDB Capital Group, LLC CIK Number 0001645460 Filed Document 0001645460-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-29 17:48:49 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
SANZ SOLUTIONS INC. See All Filings	1-A/A	2016-12-29 17:36:39 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001685831 Filed Document 0001079974-16-001814 Accepted Date 2016-12-29 17:36:39 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
Harper Wilde LLC See All Filings	D	2016-12-29 17:35:14 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001692450 Filed Document 0001692450-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 17:35:14 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
HURON FUND V EXECUTIVES L.P. See All Filings	D	2016-12-29 17:26:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SIXPOINT PARTNERS LLC CIK Number 0001688753 Filed Document 0001688753-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 17:26:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Rise Companies Corp. See All Filings	1-A	2016-12-29 17:26:17 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001640967 Filed Document 0001144204-16-141777 Accepted Date 2016-12-29 17:26:17 UTC Type of Offering 1-A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $2,328,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
HURON FUND V L.P. See All Filings	D	2016-12-29 17:25:43 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers SIXPOINT PARTNERS LLC CIK Number 0001688754 Filed Document 0001688754-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 17:25:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Mid Rivers Investment Partners, LLC See All Filings	D	2016-12-29 17:22:46 UTC
Amount To Be Raised $8,700,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001693525 Filed Document 0001693525-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 17:22:46 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Co-Diagnostics, Inc. See All Filings	D	2016-12-29 17:20:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692415 Filed Document 0001477932-16-014416 Exclusions or Exemptions 506b Accepted Date 2016-12-29 17:20:05 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Debt