Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Made on Main See All Filings	C	2017-05-12 14:59:35 UTC
Financial Interest The intermediary will acquire a convertible note for the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount $500,000 CIK Number 0001702489 Filed Document 0001644600-17-000091 Accepted Date 2017-05-12 14:59:35 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
Insignia Opportunity Fund, L.P. See All Filings	D/A	2017-05-12 14:48:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trestle Point, LLC CIK Number 0001463246 Filed Document 0001463246-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:48:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN INTERNATIONAL SMALL CAP FUND See All Filings	D/A	2017-05-12 14:47:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001253769 Filed Document 0001253769-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:47:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foldax, Inc. See All Filings	D	2017-05-12 14:41:26 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001602708 Filed Document 0001602708-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:41:26 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN GLOBAL LEVERAGED MARKET NEUTRAL FUND See All Filings	D/A	2017-05-12 14:40:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001560197 Filed Document 0001560197-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:40:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAN FELASCO NURSERIES, INC. See All Filings	D	2017-05-12 14:39:58 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers ANDREWS PARTNERS d/b/a LOHI SECURITIES CIK Number 0001679814 Filed Document 0001679814-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:39:58 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
WiserCare, Inc. See All Filings	D	2017-05-12 14:37:54 UTC
Amount To Be Raised $1,172,664 Associated Brokers / Dealers N/A CIK Number 0001595678 Filed Document 0001595678-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:37:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arc70 Fund I, LP - Series A See All Filings	D	2017-05-12 14:33:26 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001706482 Filed Document 0001706482-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:33:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dymon Asia Select Equity Long-Short Portfolio See All Filings	D/A	2017-05-12 14:25:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638087 Filed Document 0001638087-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:25:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LONGMEADOW CAPITAL LIMITED PARTNERSHIP See All Filings	D/A	2017-05-12 14:24:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000915299 Filed Document 0001031379-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:24:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGN Investors LLC See All Filings	D	2017-05-12 14:24:01 UTC
Amount To Be Raised $905,000 Associated Brokers / Dealers N/A CIK Number 0001701090 Filed Document 0001701090-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:24:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Watermark Partners Fund III LLC See All Filings	D	2017-05-12 14:21:02 UTC
Amount To Be Raised $5,275,000 Associated Brokers / Dealers N/A CIK Number 0001703853 Filed Document 0001703853-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:21:02 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
GI PARTNERS FUND V-A LP See All Filings	D	2017-05-12 14:16:42 UTC
Amount To Be Raised $2,300,000,000 Associated Brokers / Dealers USB SECURITIES LLC CIK Number 0001700802 Filed Document 0001700802-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:16:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GI PARTNERS FUND V LP See All Filings	D	2017-05-12 14:15:58 UTC
Amount To Be Raised $2,300,000,000 Associated Brokers / Dealers USB SECURITIES LLC CIK Number 0001700803 Filed Document 0001700803-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:15:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HGI Palladium Fund I, LLC See All Filings	D/A	2017-05-12 14:14:05 UTC
Amount To Be Raised $6,475,000 Associated Brokers / Dealers N/A CIK Number 0001703760 Filed Document 0001703760-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:14:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
PACEJET LOGISITICS INC See All Filings	D	2017-05-12 14:13:01 UTC
Amount To Be Raised $1,000,500 Associated Brokers / Dealers N/A CIK Number 0001259786 Filed Document 0001259786-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:13:01 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Kilowatt Labs, Inc. See All Filings	D	2017-05-12 14:10:47 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001670003 Filed Document 0001670003-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:10:47 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Proximity Inc See All Filings	D	2017-05-12 14:07:44 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001706554 Filed Document 0001706554-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-12 14:07:44 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SPRINGFIELD PARTNERS LP See All Filings	D/A	2017-05-12 14:06:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031379 Filed Document 0001031379-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:06:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CA 534 Offshore Fund, Ltd. See All Filings	D/A	2017-05-12 13:55:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641723 Filed Document 0001705307-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:55:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FC-GEM Ribbit Opportunity I, LLC See All Filings	D	2017-05-12 13:49:32 UTC
Amount To Be Raised $5,155,000 Associated Brokers / Dealers N/A CIK Number 0001705923 Filed Document 0001705923-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:49:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ViQi, Inc. See All Filings	D	2017-05-12 13:45:57 UTC
Amount To Be Raised $499,999 Associated Brokers / Dealers N/A CIK Number 0001706522 Filed Document 0001706522-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:45:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GIGA TRONICS INC See All Filings	D	2017-05-12 13:44:03 UTC
Amount To Be Raised $205,000 Associated Brokers / Dealers N/A CIK Number 0000719274 Filed Document 0001437749-17-008887 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:44:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wider Communications Inc See All Filings	D	2017-05-12 13:42:49 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001705674 Filed Document 0001705674-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:42:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rukh Fund LP See All Filings	D/A	2017-05-12 13:34:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674157 Filed Document 0001674157-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:34:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Criterion Software & Security Opportunities Fund, Ltd. See All Filings	D/A	2017-05-12 13:34:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639363 Filed Document 0001639363-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:34:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ChinaAMC China Growth Fund See All Filings	D/A	2017-05-12 13:33:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608040 Filed Document 0001140361-17-019999 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:33:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
295 BR HOLDCO DST See All Filings	D/A	2017-05-12 13:31:12 UTC
Amount To Be Raised $99,458,079 Associated Brokers / Dealers Lighthouse Capital Group LLC, Colorado Financial Service Corporation, Boustead Securities, LLC, and McDermott Investment Services, LLC CIK Number 0001666281 Filed Document 0000932440-17-000036 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:31:12 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Other
CWS ALEXANDER, L.P. See All Filings	D	2017-05-12 13:30:25 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001706598 Filed Document 0001706598-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:30:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tembo Capital Mining Fund II LP See All Filings	D/A	2017-05-12 13:27:34 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001674300 Filed Document 0001144204-17-026790 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:27:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Sancus Capital Select Master Fund, Ltd. See All Filings	D/A	2017-05-12 13:21:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001473242 Filed Document 0000919574-17-003972 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:21:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ron Transatlantic Brewery Partners LLC See All Filings	D/A	2017-05-12 13:16:05 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001648830 Filed Document 0001648830-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:16:05 UTC Type of Offering D/A Industry Investing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
TPH Energy Infrastructure Offshore Fund, LP See All Filings	D/A	2017-05-12 13:14:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576153 Filed Document 0000902664-17-002312 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:14:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sun Basket, Inc. See All Filings	D	2017-05-12 13:13:21 UTC
Amount To Be Raised $9,199,991 Associated Brokers / Dealers N/A CIK Number 0001681475 Filed Document 0001681475-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:13:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PROSOMNUS HOLDINGS INC. See All Filings	D	2017-05-12 13:04:12 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001058956 Filed Document 0001058956-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:04:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WOODBURY CAPITAL III LP See All Filings	D	2017-05-12 12:58:57 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001705690 Filed Document 0001705690-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 12:58:57 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Longfin Corp See All Filings	1-A/A	2017-05-12 12:58:56 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001699683 Filed Document 0001699683-17-000007 Accepted Date 2017-05-12 12:58:56 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROCESSING & DATA PREPARATION Offering Tier Tier2 Principal Place of Business NEW JERSEY Revenue or Assets $298,786 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
BLR Partners, LP See All Filings	D/A	2017-05-12 12:52:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608827 Filed Document 0001315863-17-000415 Exclusions or Exemptions 506b Accepted Date 2017-05-12 12:52:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sancus Capital Select Partners, LP See All Filings	D/A	2017-05-12 12:44:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001466404 Filed Document 0000919574-17-003949 Exclusions or Exemptions 506b Accepted Date 2017-05-12 12:44:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INSIGNIA VINTAGE FUND L P See All Filings	D/A	2017-05-12 12:40:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001344237 Filed Document 0001344237-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 12:40:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Parplus Equity Fund, LLC See All Filings	D	2017-05-12 12:40:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706345 Filed Document 0001706345-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 12:40:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crescent Capital High Income Fund B, L.P. See All Filings	D/A	2017-05-12 12:38:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550727 Filed Document 0000945621-17-000241 Exclusions or Exemptions 506b Accepted Date 2017-05-12 12:38:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crescent Absolute Return Fund, Ltd. See All Filings	D/A	2017-05-12 12:36:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606567 Filed Document 0000945621-17-000240 Exclusions or Exemptions 506b Accepted Date 2017-05-12 12:36:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Good Methods Global, Inc. See All Filings	D	2017-05-12 12:36:15 UTC
Amount To Be Raised $9,398,055 Associated Brokers / Dealers N/A CIK Number 0001687908 Filed Document 0001687908-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 12:36:15 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
United News International, Inc. See All Filings	1-A POS	2017-05-12 12:33:16 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers None CIK Number 0001661424 Filed Document 0001144204-17-026756 Accepted Date 2017-05-12 12:33:16 UTC Type of Offering 1-A POS Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business OREGON Revenue or Assets $90,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
WI-AFM, LLC See All Filings	D	2017-05-12 12:24:20 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001626735 Filed Document 0001626735-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 12:24:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PARADIGM CAPITAL VALUE LP See All Filings	D/A	2017-05-12 12:21:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549720 Filed Document 0000919574-17-003947 Exclusions or Exemptions 506b Accepted Date 2017-05-12 12:21:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Metropolitan Real Estate Partners Co-Investments Fund II-TCG, L.P. See All Filings	D	2017-05-12 12:19:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705450 Filed Document 0001705450-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 12:19:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DalCor Pharmaceuticals US, LLC See All Filings	D/A	2017-05-12 12:14:00 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers N/A CIK Number 0001673368 Filed Document 0001673368-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 12:14:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GREAT SKY HOLDINGS, LLC See All Filings	D	2017-05-12 12:03:43 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001706178 Filed Document 0001706178-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 12:03:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity