Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aeolus Property Catastrophe Keystone PF Fund LP See All Filings	D	2017-01-03 16:06:17 UTC
Amount To Be Raised $1,016,257,038 Associated Brokers / Dealers N/A CIK Number 0001608326 Filed Document 0000899140-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-01-03 16:06:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
GMI-AF, LP See All Filings	D/A	2017-01-03 16:06:00 UTC
Amount To Be Raised $11,084,116 Associated Brokers / Dealers Joseph Ondris, Zachary Carey, Michael Ihrie, Bennett K Ely, Russ Huffington, Bobby Kyle Cowand, Curtis J Jones, Stephen J Sumner, Azam Jaber, Maria Escobar, Aaron Knoll, Kenny Harter, Ted Burkhart, Torry Scott, Kathy Scanlon, Taher Gilani, Javier Larrea, Azam Jaber, George Hjorth, and Marc Seeherman CIK Number 0001688540 Filed Document 0001688540-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 16:06:00 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Zipari, Inc. See All Filings	D	2017-01-03 16:02:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001639915 Filed Document 0001639915-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 16:02:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Champion SLU, LLC See All Filings	D	2017-01-03 16:01:24 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001693292 Filed Document 0001693292-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 16:01:24 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MV EI Fund IV LLC See All Filings	D/A	2017-01-03 16:00:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventures Marketplace, Inc. CIK Number 0001687579 Filed Document 0001687619-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-03 16:00:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MVP LS Fund XI LLC See All Filings	D/A	2017-01-03 15:52:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001687617 Filed Document 0001687619-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:52:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Nery Capital Partners, L.P. See All Filings	D/A	2017-01-03 15:51:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299125 Filed Document 0001315863-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:51:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Black Gold Industries LLC See All Filings	D	2017-01-03 15:48:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001525782 Filed Document 0001525782-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:48:44 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Chowly, Inc. See All Filings	D	2017-01-03 15:48:12 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001692958 Filed Document 0001692958-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:48:12 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS Fund IX LLC See All Filings	D/A	2017-01-03 15:47:06 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001687619 Filed Document 0001687619-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:47:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Carroll Multifamily Real Estate Fund IV, LP See All Filings	D/A	2017-01-03 15:46:27 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001662319 Filed Document 0001662319-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:46:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
InterNex Capital, LLC See All Filings	D/A	2017-01-03 15:44:58 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001671162 Filed Document 0001192482-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:44:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Deerpath Capital Advantage IV (US), LP See All Filings	D	2017-01-03 15:41:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693653 Filed Document 0001693653-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:41:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PhyzData, LLC See All Filings	D	2017-01-03 15:38:07 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001693614 Filed Document 0001693614-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-03 15:38:07 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Amgine Technologies (US), Inc. See All Filings	D	2017-01-03 15:37:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001693624 Filed Document 0001693624-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:37:19 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Star Parent, L.P. See All Filings	D	2017-01-03 15:36:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692904 Filed Document 0001692904-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:36:41 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
US ENERGY CORP See All Filings	D	2017-01-03 15:34:55 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0000101594 Filed Document 0000101594-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:34:55 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MVP ES Fund I LLC See All Filings	D/A	2017-01-03 15:34:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001676429 Filed Document 0001687618-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:34:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Pizzana LLC See All Filings	D	2017-01-03 15:32:26 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001693459 Filed Document 0001693459-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-01-03 15:32:26 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Optoro, Inc. See All Filings	D	2017-01-03 15:30:13 UTC
Amount To Be Raised $55,531,882 Associated Brokers / Dealers N/A CIK Number 0001506618 Filed Document 0001506618-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:30:13 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MV ST Fund I LLC See All Filings	D/A	2017-01-03 15:27:36 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001671191 Filed Document 0001687618-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:27:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Zeus CrowdFunding LLC See All Filings	D	2017-01-03 15:23:46 UTC
Amount To Be Raised $91,500 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-01-03 15:23:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MVP LS Fund X LLC See All Filings	D/A	2017-01-03 15:21:09 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001687618 Filed Document 0001687618-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:21:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Zeus CrowdFunding LLC See All Filings	D	2017-01-03 15:20:31 UTC
Amount To Be Raised $22,000 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-03 15:20:31 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Deerpath Capital Advantage IV (Cayman), LP See All Filings	D	2017-01-03 15:20:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693647 Filed Document 0001693647-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:20:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PSU Holdings, LLC See All Filings	D	2017-01-03 15:17:05 UTC
Amount To Be Raised $1,385,001 Associated Brokers / Dealers N/A CIK Number 0001647741 Filed Document 0001015325-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:17:05 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LOCUST WOOD SELECT, LP See All Filings	D/A	2017-01-03 15:02:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001565681 Filed Document 0001013594-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 15:02:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ORACLE INSTITUTIONAL PARTNERS L P See All Filings	D/A	2017-01-03 14:59:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000924141 Filed Document 0000899140-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:59:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ORACLE PARTNERS LP See All Filings	D/A	2017-01-03 14:58:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000941901 Filed Document 0000899140-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:58:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Oracle Ten Fund L.P. See All Filings	D/A	2017-01-03 14:56:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490900 Filed Document 0000899140-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:56:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Korea Content Platform, LLC See All Filings	D	2017-01-03 14:48:17 UTC
Amount To Be Raised $12,600,000 Associated Brokers / Dealers None CIK Number 0001692776 Filed Document 0001692776-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:48:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MINDFUL, INC. See All Filings	D	2017-01-03 14:46:22 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001693506 Filed Document 0001693506-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:46:22 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Flexterra, Inc. See All Filings	D	2017-01-03 14:36:25 UTC
Amount To Be Raised $37,248,664 Associated Brokers / Dealers N/A CIK Number 0001692420 Filed Document 0001692420-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:36:25 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DS 30 Morningside Drive EB5 LLC See All Filings	D	2017-01-03 14:32:59 UTC
Amount To Be Raised $49,500,000 Associated Brokers / Dealers N/A CIK Number 0001688616 Filed Document 0001688616-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:32:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Meliora Capital MLP Fund I, LLC See All Filings	D	2017-01-03 14:19:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693549 Filed Document 0001645804-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:19:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Lucidity Lights Inc See All Filings	D	2017-01-03 14:17:37 UTC
Amount To Be Raised $15,231,982 Associated Brokers / Dealers N/A CIK Number 0001573164 Filed Document 0001140361-17-000083 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:17:37 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO COMMODITY ALPHA FUND LLC See All Filings	D/A	2017-01-03 14:16:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO Investments LLC CIK Number 0001570965 Filed Document 0000943663-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:16:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HESTIA CAPITAL PARTNERS LP See All Filings	D/A	2017-01-03 14:12:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456565 Filed Document 0001456565-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:12:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Florida Specialty Services, LLC See All Filings	D	2017-01-03 14:08:53 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers none CIK Number 0001693621 Filed Document 0001693621-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:08:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PlenSat, Inc. See All Filings	D	2017-01-03 14:03:02 UTC
Amount To Be Raised $4,000 Associated Brokers / Dealers N/A CIK Number 0001692682 Filed Document 0001692682-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:03:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Trident Exploration Corp. See All Filings	D	2017-01-03 13:35:40 UTC
Amount To Be Raised $402,080 Associated Brokers / Dealers N/A CIK Number 0001680857 Filed Document 0001680857-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-01-03 13:35:40 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2017-01-03 13:31:03 UTC
Amount To Be Raised $5,168 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:31:03 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Oxx Inc. See All Filings	D/A	2017-01-03 13:27:22 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001689171 Filed Document 0001689171-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:27:22 UTC Type of Offering D/A Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
AVADIM TECHNOLOGIES INC See All Filings	D	2017-01-03 13:27:09 UTC
Amount To Be Raised $251,154 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:27:09 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Marathon UCITS Funds - Japan Equity Fund See All Filings	D/A	2017-01-03 13:26:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583370 Filed Document 0001583370-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:26:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Trail Mix Ventures Fund, L.P. See All Filings	D	2017-01-03 13:25:56 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001682815 Filed Document 0001682815-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:25:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Third Pole, Inc. See All Filings	D/A	2017-01-03 13:22:56 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Saturn Capital, Inc. CIK Number 0001661812 Filed Document 0001661812-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:22:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SOASTA INC See All Filings	D	2017-01-03 13:22:43 UTC
Amount To Be Raised $6,350,000 Associated Brokers / Dealers N/A CIK Number 0001357740 Filed Document 0001357740-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:22:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marathon UCITS Funds - Emerging Markets Equity Fund See All Filings	D/A	2017-01-03 13:20:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592554 Filed Document 0001592554-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:20:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Whaer Inc. See All Filings	D	2017-01-03 13:18:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690738 Filed Document 0001690738-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:18:42 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity