Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
General Equity Partners LP See All Filings	D	2017-01-31 16:20:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696681 Filed Document 0000905718-17-000164 Exclusions or Exemptions 506b Accepted Date 2017-01-31 16:20:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRSPCTV FUND LP See All Filings	D	2017-01-31 16:18:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695193 Filed Document 0001013594-17-000086 Exclusions or Exemptions 506b Accepted Date 2017-01-31 16:18:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
General Equity Partners Offshore Ltd See All Filings	D	2017-01-31 16:16:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696557 Filed Document 0000905718-17-000162 Exclusions or Exemptions 506b Accepted Date 2017-01-31 16:16:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICTV Brands Inc. See All Filings	D	2017-01-31 16:13:37 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001076522 Filed Document 0001493152-17-000978 Exclusions or Exemptions 506b Accepted Date 2017-01-31 16:13:37 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
KEST Fund LP See All Filings	D/A	2017-01-31 16:12:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630492 Filed Document 0001095449-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-01-31 16:12:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Westmount London Park Investors, LP See All Filings	D	2017-01-31 16:09:30 UTC
Amount To Be Raised $6,356,252 Associated Brokers / Dealers N/A CIK Number 0001696457 Filed Document 0001162677-17-000010 Exclusions or Exemptions 506c Accepted Date 2017-01-31 16:09:30 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pangea Universal Holdings, Inc. See All Filings	D	2017-01-31 16:06:37 UTC
Amount To Be Raised $12,750,000 Associated Brokers / Dealers N/A CIK Number 0001605834 Filed Document 0001605834-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 16:06:37 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Jana Care, Inc. See All Filings	D	2017-01-31 16:02:47 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001696563 Filed Document 0001696563-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 16:02:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
PhaseBio Pharmaceuticals Inc See All Filings	D	2017-01-31 15:53:28 UTC
Amount To Be Raised $7,875,000 Associated Brokers / Dealers N/A CIK Number 0001169245 Filed Document 0001169245-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-31 15:53:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
RealtyShares 278, LLC See All Filings	D	2017-01-31 15:50:11 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001692005 Filed Document 0001692022-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-31 15:50:11 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
WOLVERINE MINERALS CORP. See All Filings	D	2017-01-31 15:48:42 UTC
Amount To Be Raised $17,375 Associated Brokers / Dealers N/A CIK Number 0001507886 Filed Document 0001085037-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-31 15:48:42 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PARAVEST MCDERMOTT PARK, LP See All Filings	D	2017-01-31 15:40:54 UTC
Amount To Be Raised $5,110,412 Associated Brokers / Dealers N/A CIK Number 0001696591 Filed Document 0001696591-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 15:40:54 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
SM REIT, LLC See All Filings	D	2017-01-31 15:29:41 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001696668 Filed Document 0001696668-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 15:29:41 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MCSR PHOENIX AL INVEST, LP See All Filings	D	2017-01-31 15:28:48 UTC
Amount To Be Raised $4,185,000 Associated Brokers / Dealers N/A CIK Number 0001695543 Filed Document 0001695543-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 15:28:48 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Hyattsville Town One, LLC See All Filings	D	2017-01-31 15:24:40 UTC
Amount To Be Raised $4,200,001 Associated Brokers / Dealers N/A CIK Number 0001696139 Filed Document 0001696139-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 15:24:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 275, LLC See All Filings	D	2017-01-31 15:23:47 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001692022 Filed Document 0001692022-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 15:23:47 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Eaton Vance Institutional Senior Loan Plus Fund See All Filings	D	2017-01-31 15:21:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc. CIK Number 0001678824 Filed Document 0000350797-17-000015 Exclusions or Exemptions 506b Accepted Date 2017-01-31 15:21:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WaveFront Emerging Markets Fund II, LP See All Filings	D/A	2017-01-31 15:19:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667378 Filed Document 0001667378-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 15:19:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
GC Opportunities I Private Fund, LP See All Filings	D	2017-01-31 15:14:37 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers None CIK Number 0001696568 Filed Document 0001696568-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-31 15:14:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRA Fund IX Industrial-G Co-Investment LLC See All Filings	D	2017-01-31 15:11:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696489 Filed Document 0000902664-17-000569 Exclusions or Exemptions 506b Accepted Date 2017-01-31 15:11:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MC GreenOak Core Plus Fund, LP See All Filings	D/A	2017-01-31 15:01:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665273 Filed Document 0001695362-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-31 15:01:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLCA Holdco II, LLC See All Filings	D	2017-01-31 15:00:44 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001695767 Filed Document 0001315863-17-000077 Exclusions or Exemptions 506b Accepted Date 2017-01-31 15:00:44 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLCA Holdco, LLC See All Filings	D	2017-01-31 14:59:43 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001695765 Filed Document 0001315863-17-000076 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:59:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES FUND VI LLC See All Filings	D/A	2017-01-31 14:58:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001691453 Filed Document 0001682383-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:58:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Jerash Holdings (US), Inc. See All Filings	D	2017-01-31 14:56:24 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001696558 Filed Document 0001696558-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:56:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DRA Fund IX Industrial Co-Investment LLC See All Filings	D	2017-01-31 14:55:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696490 Filed Document 0000902664-17-000568 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:55:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
POLLY PORTFOLIO, INC. See All Filings	D	2017-01-31 14:42:41 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001627618 Filed Document 0001627618-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:42:41 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Ramasar SMT Group, LLC See All Filings	D	2017-01-31 14:42:33 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001696237 Filed Document 0001695245-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:42:33 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MVP LS FUND V LLC See All Filings	D/A	2017-01-31 14:42:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001682383 Filed Document 0001682383-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:42:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Solaris Capital Partners II, LP See All Filings	D/A	2017-01-31 14:41:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597661 Filed Document 0001597661-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:41:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 274, LLC See All Filings	D	2017-01-31 14:39:10 UTC
Amount To Be Raised $1,320,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001692004 Filed Document 0001692004-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:39:10 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
ABT Holdings, Inc. See All Filings	D	2017-01-31 14:37:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001551331 Filed Document 0001144204-17-004999 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:37:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Focal Point Pharmaceuticals, Inc. See All Filings	D/A	2017-01-31 14:36:30 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001584237 Filed Document 0001584237-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:36:30 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Grant Mill LLC See All Filings	D	2017-01-31 14:28:32 UTC
Amount To Be Raised $3,169,025 Associated Brokers / Dealers N/A CIK Number 0001696218 Filed Document 0001696218-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:28:32 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
PocketWatch, Inc. See All Filings	D	2017-01-31 14:26:13 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001695938 Filed Document 0001695938-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:26:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Focal Point Pharmaceuticals, Inc. See All Filings	D	2017-01-31 14:23:23 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001584237 Filed Document 0001584237-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:23:23 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
CF EZ LLC See All Filings	D	2017-01-31 14:23:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695949 Filed Document 0001695949-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:23:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Monteris BC Note, LLC See All Filings	D/A	2017-01-31 14:20:23 UTC
Amount To Be Raised $6,162,745 Associated Brokers / Dealers N/A CIK Number 0001691443 Filed Document 0001691443-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:20:23 UTC Type of Offering D/A Industry Investing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Branford SPT Holdings, LLC See All Filings	D	2017-01-31 14:15:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696455 Filed Document 0001696455-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:15:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Asana Partners Fund I REIT, LLC See All Filings	D	2017-01-31 14:11:43 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001696599 Filed Document 0001696599-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:11:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HMLP Private Investors LLC See All Filings	D/A	2017-01-31 14:00:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001378322 Filed Document 0000899140-17-000068 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:00:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Swinburne Row Retail, LLC See All Filings	D	2017-01-31 14:00:08 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001696580 Filed Document 0001696580-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-01-31 14:00:08 UTC Type of Offering D Industry Commercial Principal Place of Business RHODE ISLAND Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
HMLP Multi-Strategy Private Investors Ltd. See All Filings	D/A	2017-01-31 13:59:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001482027 Filed Document 0000899140-17-000067 Exclusions or Exemptions 506b Accepted Date 2017-01-31 13:59:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EcoR1 Capital Fund Qualified, L.P. See All Filings	D/A	2017-01-31 13:58:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598292 Filed Document 0000935836-17-000057 Exclusions or Exemptions 506b Accepted Date 2017-01-31 13:58:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EcoR1 Capital Fund, L.P. See All Filings	D/A	2017-01-31 13:57:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567938 Filed Document 0000935836-17-000056 Exclusions or Exemptions 506b Accepted Date 2017-01-31 13:57:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kineta, Inc. See All Filings	D	2017-01-31 13:51:46 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001479365 Filed Document 0001479365-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 13:51:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PREDF II REIT, LLC See All Filings	D	2017-01-31 13:51:44 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC, H&L Equities, LLC, H&L Equities, LLC, H&L Equities, LLC, and H&L Equities, LLC CIK Number 0001695872 Filed Document 0001695872-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 13:51:44 UTC Type of Offering D Industry REITS and Finance Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
SILVERBACK ARBITRAGE FUND LLC See All Filings	D/A	2017-01-31 13:35:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. Investcorp LLC CIK Number 0001439467 Filed Document 0000919574-17-000863 Exclusions or Exemptions 506b Accepted Date 2017-01-31 13:35:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SILVERBACK ARBITRAGE FUND LTD. See All Filings	D/A	2017-01-31 13:30:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. Investcorp LLC CIK Number 0001469490 Filed Document 0000919574-17-000860 Exclusions or Exemptions 506b Accepted Date 2017-01-31 13:30:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cerus Endovascular Ltd See All Filings	D	2017-01-31 13:28:34 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers International Alliances Limited CIK Number 0001676056 Filed Document 0001676056-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-31 13:28:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity