Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LEAVELOGIC, INC. See All Filings	D	2017-05-16 17:14:20 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001668946 Filed Document 0001668946-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 17:14:20 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Universal Standard Inc. See All Filings	D	2017-05-16 17:12:18 UTC
Amount To Be Raised $643,505 Associated Brokers / Dealers N/A CIK Number 0001706833 Filed Document 0001706833-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 17:12:18 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MEDINA CAPITAL FUND II - SIS HOLDCO, L.P. See All Filings	D	2017-05-16 17:10:08 UTC
Amount To Be Raised $141,000,000 Associated Brokers / Dealers N/A CIK Number 0001706674 Filed Document 0001706674-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 17:10:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CanAm New York Regional Center LP VII See All Filings	D/A	2017-05-16 17:05:56 UTC
Amount To Be Raised $66,000,000 Associated Brokers / Dealers CanAm Investor Services LLC CIK Number 0001688916 Filed Document 0001688916-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 17:05:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSA Trend Fund LP See All Filings	D/A	2017-05-16 17:00:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639871 Filed Document 0000943663-17-000161 Exclusions or Exemptions 506b Accepted Date 2017-05-16 17:00:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALABAMA GRAPHITE CORP. See All Filings	D	2017-05-16 16:51:05 UTC
Amount To Be Raised $617,500 Associated Brokers / Dealers N/A CIK Number 0001535644 Filed Document 0001535644-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:51:05 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
SolidEnergy Systems Corp. See All Filings	D	2017-05-16 16:50:41 UTC
Amount To Be Raised $5,950,000 Associated Brokers / Dealers N/A CIK Number 0001587226 Filed Document 0001587226-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:50:41 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
HF III Investments LLC See All Filings	D	2017-05-16 16:50:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706450 Filed Document 0001706450-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:50:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Betterez Inc. See All Filings	D	2017-05-16 16:47:22 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001630879 Filed Document 0001630879-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:47:22 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
BREAKOUT VENTURES, L.P. See All Filings	D/A	2017-05-16 16:46:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674706 Filed Document 0001674706-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:46:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AYTU BIOSCIENCE, INC See All Filings	D	2017-05-16 16:43:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385818 Filed Document 0001578563-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:43:10 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TRUE LEAF MEDICINE INTERNATIONAL LTD. See All Filings	1-A/A	2017-05-16 16:43:06 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001698370 Filed Document 0001698370-17-000007 Accepted Date 2017-05-16 16:43:06 UTC Type of Offering 1-A/A Industry FOOD AND KINDRED PRODUCTS Offering Tier Tier2 Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $272,276 State of Jurisdiction BRITISH COLUMBIA, CANADA Type of Security Equity (common or preferred stock)
Soundwall, Inc. See All Filings	D	2017-05-16 16:35:35 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001589193 Filed Document 0001589193-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:35:35 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Benefit Street Partners Senior Secured Opportunities Fund (Non-US) L.P. See All Filings	D/A	2017-05-16 16:34:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP MORGAN (FAR EAST) LIMITED, SEOUL BRANCH, CASTLING INVESTMENT GROUP, and FAP USA, L.P. CIK Number 0001665701 Filed Document 0001665701-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:34:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIRTUSA CORP See All Filings	D	2017-05-16 16:29:26 UTC
Amount To Be Raised $108,000,000 Associated Brokers / Dealers N/A CIK Number 0001207074 Filed Document 0001207074-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:29:26 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Social Native, Inc. See All Filings	D	2017-05-16 16:25:26 UTC
Amount To Be Raised $8,282,000 Associated Brokers / Dealers N/A CIK Number 0001706779 Filed Document 0001706779-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:25:26 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Achaogen Inc See All Filings	D	2017-05-16 16:24:49 UTC
Amount To Be Raised $9,999,976 Associated Brokers / Dealers N/A CIK Number 0001301501 Filed Document 0001140361-17-020998 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:24:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
hobbyDB Corp. See All Filings	D	2017-05-16 16:24:29 UTC
Amount To Be Raised $3,910,685 Associated Brokers / Dealers N/A CIK Number 0001706765 Filed Document 0001706765-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:24:29 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
HF II Investments LLC See All Filings	D	2017-05-16 16:23:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706200 Filed Document 0001706200-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:23:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RETREAT AT CHELSEA, LP See All Filings	D	2017-05-16 16:20:19 UTC
Amount To Be Raised $11,302,778 Associated Brokers / Dealers N/A CIK Number 0001706391 Filed Document 0001706391-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:20:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PHFS VII SP, A Segregated Portfolio of PHFS Series SPC See All Filings	D	2017-05-16 16:15:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001706419 Filed Document 0001706419-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:15:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEadvisory Inc. See All Filings	D	2017-05-16 16:11:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672683 Filed Document 0001672683-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:11:14 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
SHARETHIS INC See All Filings	D/A	2017-05-16 16:11:11 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001430050 Filed Document 0001430050-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:11:11 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
InfraScale, Inc. See All Filings	D	2017-05-16 16:09:16 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001590196 Filed Document 0001590196-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:09:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
DropWise Technologies Corp. See All Filings	D	2017-05-16 16:07:03 UTC
Amount To Be Raised $3,599,949 Associated Brokers / Dealers N/A CIK Number 0001644369 Filed Document 0001644369-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:07:03 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cue Inc. See All Filings	D	2017-05-16 16:04:24 UTC
Amount To Be Raised $15,475,000 Associated Brokers / Dealers N/A CIK Number 0001628945 Filed Document 0000897069-17-000307 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:04:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
JBJ HOLDING, INC. See All Filings	D	2017-05-16 16:04:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001462984 Filed Document 0001462984-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:04:09 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Fit3D, Inc. See All Filings	D	2017-05-16 16:03:32 UTC
Amount To Be Raised $10,988,113 Associated Brokers / Dealers N/A CIK Number 0001706655 Filed Document 0001706655-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:03:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Medina Capital Fund II, LLC See All Filings	D	2017-05-16 16:03:32 UTC
Amount To Be Raised $165,000,000 Associated Brokers / Dealers N/A CIK Number 0001706135 Filed Document 0001706135-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:03:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CDF Investors LLC See All Filings	D	2017-05-16 16:01:24 UTC
Amount To Be Raised $2,027,000 Associated Brokers / Dealers N/A CIK Number 0001706683 Filed Document 0001706683-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:01:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TENDRIL NETWORKS, INC. See All Filings	D	2017-05-16 16:01:16 UTC
Amount To Be Raised $5,298,198 Associated Brokers / Dealers N/A CIK Number 0001307475 Filed Document 0001307475-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:01:16 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
6437 S Kenwood, LLC See All Filings	D	2017-05-16 15:52:45 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001706389 Filed Document 0001706389-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:52:45 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt
Radiology Partners Holdings, LLC See All Filings	D	2017-05-16 15:49:34 UTC
Amount To Be Raised $200,021,140 Associated Brokers / Dealers N/A CIK Number 0001608716 Filed Document 0001608716-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:49:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cold Box Express, Inc. See All Filings	D/A	2017-05-16 15:42:45 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001619568 Filed Document 0001619568-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:42:45 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Assay Depot Inc See All Filings	D	2017-05-16 15:41:30 UTC
Amount To Be Raised $24,078,619 Associated Brokers / Dealers N/A CIK Number 0001418269 Filed Document 0001418269-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:41:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pillar Value Fund Ltd See All Filings	D/A	2017-05-16 15:40:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FTI Capital Advisors, LLC, MMC Securities Corp., and Agecroft Partners, LLC CIK Number 0001607176 Filed Document 0001607176-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:40:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Fund See All Filings	D/A	2017-05-16 15:39:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652552 Filed Document 0001652552-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:39:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Z Capital Loan Opportunity Offshore Fund Ltd. See All Filings	D/A	2017-05-16 15:38:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001548578 Filed Document 0001548578-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:38:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juniperus Insurance Opportunity Fund Ltd See All Filings	D/A	2017-05-16 15:36:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FTI Capital Advisors, LLC, MMC Securities Corp., J.P. Morgan Securities Inc., Agecroft Partners, LLC, FDX Capital, LLC, and Aon Bemnfield Securities, Inc, CIK Number 0001607170 Filed Document 0001607170-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:36:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
AG Anson Holdings II, L.P. See All Filings	D	2017-05-16 15:33:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705191 Filed Document 0001705191-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:33:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fractal Industries, Inc. See All Filings	D	2017-05-16 15:30:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001649674 Filed Document 0001649674-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:30:25 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
ABCANN GLOBAL Corp See All Filings	D	2017-05-16 15:29:01 UTC
Amount To Be Raised $1,210,728 Associated Brokers / Dealers N/A CIK Number 0001706143 Filed Document 0001085037-17-000041 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:29:01 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Private Equity Co-Investment Opportunities Fund I (Cayman) LP See All Filings	D	2017-05-16 15:28:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001706223 Filed Document 0001706211-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:28:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Muirfield Bay Harbor Holdings LLC See All Filings	D	2017-05-16 15:27:04 UTC
Amount To Be Raised $10,450,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001703635 Filed Document 0001703635-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:27:04 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Appleton Retirement, LLC See All Filings	D	2017-05-16 15:25:47 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers None CIK Number 0001706703 Filed Document 0001706703-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:25:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
Private Equity Co-Investment Opportunities Fund I LP See All Filings	D	2017-05-16 15:22:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001706211 Filed Document 0001706211-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:22:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Topwater Partners Offshore Ltd. See All Filings	D/A	2017-05-16 15:19:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001668037 Filed Document 0001668037-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:19:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buttonwood Select Opportunities QP Fund LLC See All Filings	D	2017-05-16 15:10:34 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001531534 Filed Document 0001531535-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:10:34 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Buttonwood Select Opportunities Fund LLC See All Filings	D	2017-05-16 15:08:23 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001531535 Filed Document 0001531535-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:08:23 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Z Capital Loan Opportunity Fund, L.P. See All Filings	D/A	2017-05-16 15:07:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001548576 Filed Document 0001548576-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:07:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund