Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Dot Capital ZC, L.P. See All Filings	D	2017-05-17 14:50:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706960 Filed Document 0001706960-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 14:50:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Water Redevelopment Co See All Filings	D	2017-05-17 14:46:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001701460 Filed Document 0001701460-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-17 14:46:39 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
Neighborly Corp See All Filings	D	2017-05-17 14:43:04 UTC
Amount To Be Raised $26,388,887 Associated Brokers / Dealers N/A CIK Number 0001695017 Filed Document 0001695017-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 14:43:04 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ARROWEYE SOLUTIONS, INC See All Filings	D	2017-05-17 14:42:25 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001401496 Filed Document 0001401496-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 14:42:25 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SONARMED INC See All Filings	D	2017-05-17 14:41:57 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001336360 Filed Document 0001706816-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-17 14:41:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
RSF Partners VII, L.P. See All Filings	D	2017-05-17 14:39:03 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001706546 Filed Document 0001706546-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-17 14:39:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Akkadian Ventures IV, LP See All Filings	D/A	2017-05-17 14:38:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments, LLC and Harpeth Securities, LLC CIK Number 0001673366 Filed Document 0001673366-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 14:38:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nuni Toaster, Inc. See All Filings	D	2017-05-17 14:34:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692579 Filed Document 0001692579-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 14:34:22 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Lubezone Inc. See All Filings	D	2017-05-17 14:33:09 UTC
Amount To Be Raised $2,499,000 Associated Brokers / Dealers Felt & Company CIK Number 0001694454 Filed Document 0001288230-17-000009 Exclusions or Exemptions 506c Accepted Date 2017-05-17 14:33:09 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Fuel Technologies Ltd. See All Filings	1-A	2017-05-17 14:30:30 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001706951 Filed Document 0001683168-17-001312 Accepted Date 2017-05-17 14:30:30 UTC Type of Offering 1-A Industry FATS & OILS Offering Tier Tier2 Principal Place of Business COLORADO Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
Silver Rock Onshore Opportunistic Credit Fund LP See All Filings	D/A	2017-05-17 14:27:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674780 Filed Document 0001674780-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 14:27:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solovis, Inc. See All Filings	D	2017-05-17 14:25:01 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001664129 Filed Document 0001664129-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 14:25:01 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Divya TE I, LLC See All Filings	D/A	2017-05-17 14:24:55 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001674702 Filed Document 0001674702-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-17 14:24:55 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ogborne Partners, L.P. See All Filings	D/A	2017-05-17 14:22:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAR HILLS GROUP, LLC CIK Number 0001532593 Filed Document 0000919574-17-004401 Exclusions or Exemptions 506b Accepted Date 2017-05-17 14:22:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Public Bikes, Inc. See All Filings	D	2017-05-17 14:17:11 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001461741 Filed Document 0001461741-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 14:17:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
First National Bancshares, Inc. See All Filings	D/A	2017-05-17 14:11:49 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Sandler, O'Neill & Partners L.P. and Donnelly Penman & Partners CIK Number 0001677393 Filed Document 0000905729-17-000205 Exclusions or Exemptions 506b Accepted Date 2017-05-17 14:11:49 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
DISHCRAFT ROBOTICS, INC. See All Filings	D	2017-05-17 14:09:36 UTC
Amount To Be Raised $5,242,013 Associated Brokers / Dealers N/A CIK Number 0001706252 Filed Document 0001706252-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 14:09:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Appliqate Inc See All Filings	1-A POS	2017-05-17 14:08:27 UTC
Amount To Be Raised $0 Associated Brokers / Dealers (1) CIK Number 0001669778 Filed Document 0001493152-17-005551 Accepted Date 2017-05-17 14:08:27 UTC Type of Offering 1-A POS Industry SERVICES-ADVERTISING AGENCIES Offering Tier Tier2 Principal Place of Business UTAH Revenue or Assets $176 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
SIERRA CAPITAL PARTNERS LP See All Filings	D/A	2017-05-17 13:58:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406562 Filed Document 0001406562-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:58:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Meridian Street Ventures II, L.P. See All Filings	D	2017-05-17 13:58:49 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001706816 Filed Document 0001706816-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:58:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Image Protect, Inc. See All Filings	1-A POS	2017-05-17 13:53:51 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001110648 Filed Document 0001144204-17-028126 Accepted Date 2017-05-17 13:53:51 UTC Type of Offering 1-A POS Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $285,678 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Carlyle Asia Growth Partners V, L.P. See All Filings	D/A	2017-05-17 13:48:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001674901 Filed Document 0001674901-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:48:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Access Investment, LLC See All Filings	D/A	2017-05-17 13:46:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482282 Filed Document 0001482282-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:46:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New York Metropolitan Regional Center, L.P. II See All Filings	D/A	2017-05-17 13:39:13 UTC
Amount To Be Raised $225,776,000 Associated Brokers / Dealers CANAM INVESTOR SERVICES LLC CIK Number 0001607148 Filed Document 0001607148-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:39:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capella Space Corp. See All Filings	D	2017-05-17 13:30:35 UTC
Amount To Be Raised $15,620,000 Associated Brokers / Dealers N/A CIK Number 0001706815 Filed Document 0001706815-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:30:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BDR REDMOND II LLC See All Filings	D	2017-05-17 13:25:20 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001706861 Filed Document 0001706861-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:25:20 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
FPA Investor HoldCo VI, LLC See All Filings	D	2017-05-17 13:16:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706885 Filed Document 0001706885-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:16:44 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Corex Resources Ltd. See All Filings	D	2017-05-17 13:16:08 UTC
Amount To Be Raised $22,940,481 Associated Brokers / Dealers N/A CIK Number 0001706792 Filed Document 0001706792-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:16:08 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Smule, Inc. See All Filings	D	2017-05-17 13:04:29 UTC
Amount To Be Raised $56,992,880 Associated Brokers / Dealers N/A CIK Number 0001441408 Filed Document 0001441408-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:04:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kinsman Partners LP See All Filings	D	2017-05-17 13:03:49 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers n/a CIK Number 0001706358 Filed Document 0001706358-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:03:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dream Holdings, Inc. See All Filings	D	2017-05-17 13:03:20 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001706244 Filed Document 0001706244-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:03:20 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Sportiqe, LLC See All Filings	D	2017-05-17 12:58:36 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001692671 Filed Document 0001692671-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:58:36 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
FVC1 P, LLC See All Filings	D	2017-05-17 12:56:49 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001704010 Filed Document 0001140361-17-021091 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:56:49 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Water Redevelopment Co See All Filings	D	2017-05-17 12:53:53 UTC
Amount To Be Raised $253,000 Associated Brokers / Dealers N/A CIK Number 0001701460 Filed Document 0001701460-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:53:53 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Logbook Partners LP See All Filings	D/A	2017-05-17 12:44:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674954 Filed Document 0000919574-17-004397 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:44:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CanAm New York Regional Center LP IV See All Filings	D/A	2017-05-17 12:39:56 UTC
Amount To Be Raised $82,500,000 Associated Brokers / Dealers CanAm Investor Services LLC CIK Number 0001672522 Filed Document 0001672522-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:39:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SGP Broadway SR 3, LLC See All Filings	D	2017-05-17 12:39:26 UTC
Amount To Be Raised $306,000 Associated Brokers / Dealers N/A CIK Number 0001706380 Filed Document 0001706380-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:39:26 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
TimelinePI, Inc. See All Filings	D	2017-05-17 12:35:41 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001706870 Filed Document 0001706870-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:35:41 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Small Change Crowd 004, LLC See All Filings	D	2017-05-17 12:30:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001705309 Filed Document 0001705309-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-17 12:30:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Debt
Togo Land Company, LLC See All Filings	D/A	2017-05-17 12:20:58 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001650197 Filed Document 0001650197-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:20:58 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bridge Capital Asset Funding, LLC See All Filings	D/A	2017-05-17 12:16:26 UTC
Amount To Be Raised $51,348,725 Associated Brokers / Dealers N/A CIK Number 0001520589 Filed Document 0001520589-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:16:26 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Invesco U.S. Quantitative Core Fund of the Invesco Institutional Equity Trust See All Filings	D/A	2017-05-17 12:15:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167908 Filed Document 0001167908-17-000011 Exclusions or Exemptions 506c Accepted Date 2017-05-17 12:15:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CanAm New York Regional Center LP V See All Filings	D/A	2017-05-17 12:04:00 UTC
Amount To Be Raised $168,300,000 Associated Brokers / Dealers CanAm Investor Services LLC CIK Number 0001672490 Filed Document 0001672490-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:04:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Holly View Productions Developmental LLC See All Filings	D	2017-05-17 12:03:40 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001706844 Filed Document 0001706844-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:03:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
SEFIRA COURTHOUSE OWNER, LP See All Filings	D	2017-05-17 11:54:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705949 Filed Document 0001705949-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-05-17 11:54:27 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NORTHWEST BIOTHERAPEUTICS INC See All Filings	D	2017-05-17 11:53:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001072379 Filed Document 0001144204-17-028107 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:53:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Piper Private Equity Fund VI L.P. See All Filings	D/A	2017-05-17 11:52:58 UTC
Amount To Be Raised $67,500,000 Associated Brokers / Dealers N/A CIK Number 0001675094 Filed Document 0001144204-17-028106 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:52:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Brevet Direct Lending - Short Duration Fund, Ltd. See All Filings	D/A	2017-05-17 11:47:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001636015 Filed Document 0001636015-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:47:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EpiEP, Inc. See All Filings	D	2017-05-17 11:43:07 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001466638 Filed Document 0001466638-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:43:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Exchange 3 LLC See All Filings	D	2017-05-17 11:39:31 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001706789 Filed Document 0001706789-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-05-17 11:39:31 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity